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Bostonfed Bancorp Inc – ‘SC 13G’ on 2/11/00 re: First Bancorp of Indiana Inc

On:  Friday, 2/11/00   ·   Accession #:  909654-0-197   ·   File #:  5-58097

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  As Of                Filer                Filing    For·On·As Docs:Size              Issuer               Agent

 2/11/00  Bostonfed Bancorp Inc             SC 13G                 1:9K   First Bancorp of Indiana Inc      Kilpatrick Townsend… LLP

Statement of Beneficial Ownership   —   Schedule 13G
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: SC 13G      Statement of Beneficial Ownership                      6     20K 


Document Table of Contents

Page (sequential) | (alphabetic) Top
 
11st Page   -   Filing Submission
3Item 1(A). Name of Issuer
"Item 1(B). Address of Issuer's Principal Executive Offices
"Item 2(A). Name of Person Filing
"Item 2(B). Address of Principal Business Office
"Item 2(C). Citizenship
"Item 2(D). Title of Class of Securities
"Item 2(E). Cusip Number
"Item 3. the Person Filing Is An:
4Item 4. Ownership
"Item 5. Ownership of Five Percent or Less of A Class
"Item 6. Ownership of More Than Five Percent on Behalf of Another Person
"Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company
"Item 8. Identification and Classification of Members of the Group
"Item 9. Notice of Dissolution of Group
5Item 10. Certification
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. __)1 FIRST BANCORP OF INDIANA, INC. ------------------------------------------ (Name of Issuer) COMMON STOCK, PAR VALUE $.01 PER SHARE ------------------------------------------------ (Title of Class of Securities) 35-2061832 ------------------------------------ (CUSIP Number) DECEMBER 31, 1999 ----------------------------------------- (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: |X| Rule 13d-1(b) |_| Rule 13d-1(c) |_| Rule 13d-1(d) -------- 1The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
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CUSIP No. 35-2061832 Page 2 of 5 Pages 1. Name of Reporting Person: First Federal Savings Bank Employee Stock Ownership Plan S.S. or I.R.S. Identification No. of above person: 2. Check the appropriate box if a member of a group* (a) / X / (b) 3. SEC USE ONLY 4. Citizenship or Place of Organization: State of Indiana Number of Shares Beneficially Owned by Each Reporting Person with: 5. Sole Voting Power: 166,642 6. Shared Voting Power: 15,150 7. Sole Dispositive Power: 181,792 8. Shared Dispositive Power: 0 9. Aggregate Amount Beneficially Owned by Each Reporting Person: 181,792 10. Check Box if the Aggregate Amount in Row (9) excludes Certain Shares* /__/ 11. Percent of Class Represented by Amount in Row 9: 8.0% 12. Type of Reporting Person*: EP *SEE INSTRUCTIONS
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CUSIP No. 35-2061832 Page 3 of 5 Pages ITEM 1(A). NAME OF ISSUER. First Bancorp of Indiana, Inc. ITEM 1(B). ADDRESS OF ISSUER'S PRINCIPAL EXECUTIVE OFFICES. 2200 West Franklin Street Evansville, Indiana 47712 ITEM 2(A). NAME OF PERSON FILING. First Federal Savings Bank Employee Stock Ownership Plan ("ESOP"). ITEM 2(B). ADDRESS OF PRINCIPAL BUSINESS OFFICE. Same as Item 1(b). ITEM 2(C). CITIZENSHIP. See Row 4 of page 2. ITEM 2(D). TITLE OF CLASS OF SECURITIES. Common Stock, $.01 par value per share. ITEM 2(E). CUSIP NUMBER. See the cover page. ITEM 3. THE PERSON FILING IS AN: Employee Benefit Plan which is subject to the provisions of the Employee Income Security Act of 1974, as amended. This Schedule 13G is being filed on behalf of the ESOP identified in Item 2(a), which is filing under the Item 3(f) classification. Exhibit A contains a disclosure of the voting and dispositive powers over shares of the issuer held directly by the trustees of this plan. Each trustee of the trust established pursuant to the ESOP, although filing under the Item 3(h) classification because of their relationship to the ESOP, disclaims that he is acting in concert with, or as a member of a group consisting of, the other trustees of said plan.
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CUSIP No. 35-2061832 Page 4 of 5 Pages ITEM 4. OWNERSHIP. (a) Amount Beneficially Owned: See Row 9 of the second part of the cover page. (b) Percent of Class: See Row 11 of the second part of the cover page. (c) See Rows 5, 6, 7, and 8 of the second part of the cover page. ITEM 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS. If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following: /__/ ITEM 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON. Pursuant to the ESOP, First Federal Savings Bank has the power to direct the persons who receive dividends on shares held in the plan trust. ITEM 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY. Not applicable. ITEM 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP. This Schedule 13G is being filed on behalf of the ESOP identified in Item 2(a), which is filing under the Item 3(f) classification. Exhibit A contains a disclosure of the voting and dispositive powers over shares of the issuer held directly by the trustees of this plan. Each trustee of the trust established pursuant to the ESOP, although filing under the Item 3(h) classification because of their relationship to the ESOP, disclaims that he is acting in concert with, or as a member of a group consisting of, the other trustees of said plan. ITEM 9. NOTICE OF DISSOLUTION OF GROUP. Not applicable.
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CUSIP No. 35-2061832 Page 5 of 5 Pages ITEM 10. CERTIFICATION. By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. SIGNATURE: After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. FIRST FEDERAL SAVINGS BANK EMPLOYEE STOCK OWNERSHIP PLAN By: /s/ Harold Duncan ---------------------------------------------- Harold Duncan President, Chief Executive Officer & Director First Federal Savings Bank, as Plan Administer Date: February 11, 2000
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Exhibit A --------- Identification of Members of Group ---------------------------------- Shares of common stock of the issuer are held in trust for the benefit of participating employees by the ESOP Trustees. The Plan Trustee shares voting and dispositive power with First Federal Savings Bank. By the terms of the Plan, the Plan Trustee votes stock allocated to participant accounts as directed by participants. Common stock held by the Trust, but not yet allocated or as to which participants have not made timely voting directions, is voted by the Plan Trustee (pursuant to its fiduciary responsibilities under Section 404 of the Employee Retirement Income Security Act of 1974, as amended). Investment direction is exercised by the Plan Trustee (pursuant to its fiduciary responsibilities under Section 404 of the Employee Retirement Income Security Act of 1974, as amended). The Plan Trustee(s) and their beneficial ownership of shares of common stock of the issuer exclusive of responsibilities as a Plan Trustee or Plan sponsor, as the case may be, are as follows (such ownership being disregarded in reporting the Plan's ownership within this Schedule 13G): Direct Beneficial Beneficial Ownership Name Ownership As Plan Participant ---- --------- ------------------- Harold Duncan 15,010 2,937 Michael H. Head 24,458 1,704

Dates Referenced Herein   and   Documents Incorporated by Reference

Referenced-On Page
This ‘SC 13G’ Filing    Date First  Last      Other Filings
Filed on:2/11/00510-Q,  SC 13G/A
12/31/99110-K,  10-Q
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Filing Submission 0000909654-00-000197   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

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