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Wexford Capital LP – ‘4’ for 11/8/99 re: Industrial Imaging Corp.

As of:  Tuesday, 11/9/99   ·   For:  11/8/99   ·   Accession #:  914317-99-623   ·   File #:  0-15520

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  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

11/09/99  Wexford Management LLC            4          10% Owner   1:9K   Industrial Imaging Corp.          Commerce Fin’l … Corp/FA

Statement of Changes in Beneficial Ownership of Securities by an Insider   —   Form 4   —   SEA’34
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 4           Form 4 Wexford Management, LLC                         4     17K 

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U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 4 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940 [X] Check box if no longer subject of Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). ________________________________________________________________________________ 1. Name and Address of Reporting Person* WEXFORD MANAGEMENT, LLC -------------------------------------------------------------------------------- (Last) (First) (Middle) 411 West Putnam Avenue, Suite 125 -------------------------------------------------------------------------------- (Street) Greenwich CT 06830 -------------------------------------------------------------------------------- (City) (State) (Zip) ________________________________________________________________________________ 2. Issuer Name and Ticker or Trading Symbol INDUSTRIAL IMAGING CORPORATION (INIM) ________________________________________________________________________________ 3. IRS Identification Number of Reporting Person, if an Entity (Voluntary) ________________________________________________________________________________ 4. Statement for Month/Year 10/99 ________________________________________________________________________________ 5. If Amendment, Date of Original (Month/Year) ================================================================================ 6. Relationship of Reporting Person to Issuer (Check all applicable) [_] Director [X] 10% Owner [_] Officer (give title below) [_] Other (specify below) ________________________________________________________________________________ 7. Individual or Joint/Group Filing (Check applicable line) [_] Form filed by one Reporting Person [X] Form filed by more than one Reporting Person ________________________________________________________________________________ ================================================================================ Table I -- Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned ================================================================================ [Enlarge/Download Table] 6. 4. 5. Owner- Securities Acquired (A) or Amount of ship 3. Disposed of (D) Securities Form: 7. Transaction (Instr. 3, 4 and 5) Beneficially Direct Nature of 2. Code ------------------------------- Owned at End (D) or Indirect 1. Transaction (Instr. 8) (A) of Month Indirect Beneficial Title of Security Date ------------ Amount or Price (Instr. 3 (I) Ownership (Instr. 3) (mm/dd/yy) Code V (D) and 4) (Instr.4) (Instr. 4) ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 10/26/99 S 3,000,000 D 0 -0- I By Management ------------------------------------------------------------------------------------------------------------------------------------ ==================================================================================================================================== * If the Form is filed by more than one Reporting Person, see Instruction 4(b)(v). Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. (Print or Type Responses) (Over) (Form 4-07/99)
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FORM 4 (continued) Table II -- Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) ================================================================================ [Enlarge/Download Table] 10. 9. Owner- Number ship of Form 2. Deriv- of Conver- 5. 7. ative Deriv- 11. sion Number of Title and Amount Secur- ative Nature or Derivative 6. of Underlying 8. ities Secur- of Exer- 4. Securities Date Securities Price Bene- ity: In- cise 3. Trans- Acquired (A) Exercisable and (Instr. 3 and 4) of ficially Direct direct Price Trans- action or Disposed Expiration Date ---------------- Deriv- Owned (D) or Bene- 1. of action Code of(D) (Month/Day/Year) Amount ative at End In- ficial Title of Deriv- Date (Instr. (Instr. 3, ---------------- or Secur- of direct Owner- Derivative ative (Month/ 8) 4 and 5) Date Expira- Number ity Month (I) ship Security Secur- Day/ ------ ------------ Exer- tion of (Instr. (Instr. (Instr. (Instr. (Instr. 3) ity Year) Code V (A) (D) cisable Date Title Shares 5) 4) 4) 4) ------------------------------------------------------------------------------------------------------------------------------------ Common Stock $.01 par By Common Stock value per Manage- Purchase Warrants $1.00/sh 10/26/99 S 250,000 D 11/12/97 11/11/02 share 250,000 * -0- I ment ------------------------------------------------------------------------------------------------------------------------------------ Common Stock $.01 par By Common Stock value per Manage- Purchase Warrants $1.00/sh 10/26/99 S 750,000 D 11/21/97 11/20/02 share 750,000 * -0- I ment ------------------------------------------------------------------------------------------------------------------------------------ Common Stock $.01 par By Common Stock value per Manage- Purchase Warrants $2.00/sh 10/26/99 S 250,000 D 11/12/97 11/11/02 share 250,000 * -0- I ment ------------------------------------------------------------------------------------------------------------------------------------ Common Stock $.01 par By Common Stock value per Manage- Purchase Warrants $2.00/sh 10/26/99 S 750,000 D 11/21/97 11/20/02 share 750,000 * -0- I ment ====================================================================================================================================
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Explanation of Responses: *All of the shares of Common Stock and Common Stock Purchase Warrants were sold in a prinvate transaction for an aggregate purchase price of $95,000. IMPRIMIS INVESTORS LLC By: /s/Arthur H. Amron November 8, 1999 --------------------------------------------- ----------------------- **Signature of Reporting Person Date Arthur H. Amron, Senior Vice President ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). Note: File three copies of this Form, one of which must be manually signed. If space provided is insufficient, see Instruction 6 for procedure. Page 2
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ATTACHMENT TO FORM 4: Name of Designated Filer: WEXFORD MANAGEMENT, LLC Name of Joint Filers: Joseph M. Jacobs Charles E. Davidson Address of Joint Filers: c/o Wexford Management, LLC 411 West Putnam Avenue Greenwich, CT06830 Date of Event Requiring Filing: October 26, 1999 Issuer Name and Ticker or Trading Symbol: Industrial Imaging Corporation (INIM) /s/Joseph M. Jacobs November 8, 1999 -------------------------------- ---------------- Joseph M. Jacobs Date /s/Charles E. Davidson November 8, 1999 -------------------------------- ---------------- Charles E. Davidson Date Signature of Reporting Person

Dates Referenced Herein   and   Documents Incorporated by Reference

Referenced-On Page
This ‘4’ Filing    Date First  Last      Other Filings
Filed on:11/9/994
For Period end:11/8/99344
10/26/994
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Filing Submission 0000914317-99-000623   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

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