FORM 4 | UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
OMB APPROVAL |
OMB Number: | 3235-0287 |
Estimated average burden |
hours per response: | 0.5 |
|
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| Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue.
See
Instruction 1(b). |
1. Name and Address of Reporting Person*
2800 SAND HILL ROAD |
SUITE 101 |
(Street)
| 2. Issuer Name and Ticker or Trading Symbol
QUANTENNA COMMUNICATIONS INC
[ QTNA ]
| 5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
| Director | X | 10% Owner |
| Officer (give title below) |
| Other (specify below) |
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3. Date of Earliest Transaction
(Month/Day/Year) 5/23/17 |
4. If Amendment, Date of Original Filed
(Month/Day/Year)
| 6. Individual or Joint/Group Filing (Check Applicable Line)
| Form filed by One Reporting Person |
X | Form filed by More than One Reporting Person |
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned |
1. Title of Security (Instr.
3)
| 2. Transaction Date
(Month/Day/Year) | 2A. Deemed Execution Date, if any
(Month/Day/Year) | 3. Transaction Code (Instr.
8)
| 4. Securities Acquired (A) or Disposed Of (D) (Instr.
3, 4 and 5)
| 5.
Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr.
3 and 4)
| 6. Ownership Form: Direct (D) or Indirect (I) (Instr.
4)
| 7. Nature of Indirect Beneficial Ownership (Instr.
4)
|
Code | V | Amount | (A) or (D) | Price |
Common Stock | 5/23/17 | | S |
| 1,005,431 | D | $19.9 | 2,253,328 | I | By Sequoia Capital XI, L.P. |
Common Stock | 5/23/17 | | S |
| 109,381 | D | $19.9 | 245,141 | I | By Sequoia Capital XI Principals Fund, LLC |
Common Stock | 5/23/17 | | S |
| 31,757 | D | $19.9 | 71,173 | I | By Sequoia Technology Partners XI, L.P. |
Common Stock | 5/23/17 | | S |
| 835,369 | D | $19.9 | 1,747,864 | I | By SC US GF V Holdings, LTD |
Common Stock |
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| 124,327 | I | By Sequoia Capital U.S. Growth Fund V, L.P. |
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) |
1. Title of Derivative Security (Instr.
3)
| 2. Conversion or Exercise Price of Derivative Security
| 3. Transaction Date
(Month/Day/Year) | 3A. Deemed Execution Date, if any
(Month/Day/Year) | 4. Transaction Code (Instr.
8)
| 5.
Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr.
3, 4 and 5)
| 6. Date Exercisable and Expiration Date
(Month/Day/Year) | 7. Title and Amount of Securities Underlying Derivative Security (Instr.
3 and 4)
| 8. Price of Derivative Security (Instr.
5)
| 9.
Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr.
4)
| 10. Ownership Form: Direct (D) or Indirect (I) (Instr.
4)
| 11. Nature of Indirect Beneficial Ownership (Instr.
4)
|
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
1. Name and Address of Reporting Person*
2800 SAND HILL ROAD |
SUITE 101 |
(Street)
|
1. Name and Address of Reporting Person*
2800 SAND HILL ROAD |
SUITE 101 |
(Street)
|
1. Name and Address of Reporting Person*
2800 SAND HILL ROAD |
SUITE 101 |
(Street)
|
1. Name and Address of Reporting Person*
2800 SAND HILL ROAD |
SUITE 101 |
(Street)
|
1. Name and Address of Reporting Person*
2800 SAND HILL ROAD |
SUITE 101 |
(Street)
|
1. Name and Address of Reporting Person*
2800 SAND HILL ROAD |
SUITE 101 |
(Street)
|
1. Name and Address of Reporting Person*
2800 SAND HILL ROAD |
SUITE 101 |
(Street)
|
1. Name and Address of Reporting Person*
2800 SAND HILL ROAD |
SUITE 101 |
(Street)
|
1. Name and Address of Reporting Person*
2800 SAND HILL ROAD |
SUITE 101 |
(Street)
|
1. Name and Address of Reporting Person*
2800 SAND HILL ROAD |
SUITE 101 |
(Street)
|
Explanation of Responses: |
Remarks: | |
| /s/ Jung Yeon Son, by power of attorney for Douglas M. Leone, a Managing Member of SC XI Management, LLC | 5/25/17 |
| /s/ Jung Yeon Son, by power of attorney for Douglas M. Leone, a Managing Member of SC XI Management, LLC, the General Partner of Sequoia Capital XI, L.P. | 5/25/17 |
| /s/ Jung Yeon Son, by power of attorney for Douglas M. Leone, a Managing Member of SC XI Management, LLC, the Managing Member of Sequoia Capital XI Principals Fund, LLC | 5/25/17 |
| /s/ Jung Yeon Son, by power of attorney for Douglas M. Leone, a Managing Member of SC XI Management, LLC, the General Partner of Sequoia Technology Partners XI, L.P. | 5/25/17 |
| /s/ Jung Yeon Son, by power of attorney for Douglas M. Leone, a Director of SC US (TTGP), Ltd., the general partner of SCGF V Management, L.P., the general partner of Sequoia Capital U.S. Growth Fund V, L.P. | 5/25/17 |
| /s/ Jung Yeon Son, by power of attorney for Douglas M. Leone, a Director of SC US (TTGP), Ltd. | 5/25/17 |
| /s/ Jung Yeon Son, by power of attorney for Douglas M. Leone, a Director of SC US (TTGP), Ltd., the general partner of SCGF V Management, L.P. | 5/25/17 |
| /s/ Jung Yeon Son, by power of attorney for Douglas M. Leone | 5/25/17 |
| /s/ Jung Yeon Son, by power of attorney for Michael J. Moritz | 5/25/17 |
| /s/ Jung Yeon Son, by power of attorney for Douglas M. Leone, a Director of SC US (TTGP), Ltd., the general partner of SCGF V Management, L.P., the general partner of Sequoia Capital USGF Principals Fund V, L.P. | 5/25/17 |
| ** Signature of Reporting Person | Date |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. |
* If the form is filed by more than one reporting person,
see
Instruction
4
(b)(v). |
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure. |
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |
____________ Transaction Code: |
S | Open market or private sale of non-derivative or derivative security. |
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