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AO Partners I, LP – ‘SC 13D/A’ on 6/27/12 re: Pro Dex Inc – EX-1

On:  Wednesday, 6/27/12, at 3:58pm ET   ·   Accession #:  897069-12-298   ·   File #:  5-37216

Previous ‘SC 13D’:  ‘SC 13D/A’ on 6/4/12   ·   Next:  ‘SC 13D/A’ on 8/14/12   ·   Latest:  ‘SC 13D/A’ on 2/22/21

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  As Of                Filer                Filing    For·On·As Docs:Size              Issuer               Agent

 6/27/12  AO Partners I, LP                 SC 13D/A               4:426K Pro Dex Inc                       Foley & Lardner/FA

Amendment to General Statement of Beneficial Ownership   —   Schedule 13D
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: SC 13D/A    Amendment to General Statement of Beneficial        HTML    114K 
                          Ownership                                              
 2: EX-1        Underwriting Agreement                              HTML     15K 
 3: EX-3        Articles of Incorporation/Organization or By-Laws   HTML     99K 
 4: EX-4        Instrument Defining the Rights of Security Holders  HTML     12K 


EX-1   —   Underwriting Agreement


This exhibit is an HTML Document rendered as filed.  [ Alternative Formats ]



EXHIBIT 1

JOINT FILING AGREEMENT

The undersigned hereby agree that the Statement on Schedule 13D as amended to date, with respect to the shares of Common Stock, par value $.25 per share, of  Pro-Dex, Inc., and any further amendments thereto executed by each and any of us shall be filed on behalf of each of us pursuant to and in accordance with the provisions of Rule 13d-1(k)(1) under the Securities Exchange Act of 1934, as amended, and further agree that this Agreement of Joint Filing be included as an Exhibit to such joint filing.

This Agreement may be executed simultaneously in any number of counterparts, all of which together shall constitute one and the same instrument.

Date:           June 27, 2012
 

 
AO PARTNERS I, L.P.
 
 
By:           AO PARTNERS, LLC
General Partner
 
 
By:          /s/ Nicholas J. Swenson
Managing Member
 
 
 
 
By:          /s/ Nicholas J. Swenson
Managing Member
 
 
GLENHURST CO.
 
 
 
By:          /s/ Nicholas J. Swenson
Chief Executive Officer
 
 
 

 
CUSIP No. 74265M205

 
FARNAM STREET PARTNERS, L.P.
 
 
By:           FARNAM STREET CAPITAL, INC.
General Partner
 
 
By:          /s/ Raymond E. Cabillot
Chief Executive Officer
 
 

 
 
By:          /s/ Raymond E. Cabillot
Chief Executive Officer
 

 
 
By:          /s/ Nicholas J. Swenson
 
 
By:          /s/ Raymond E. Cabillot
 
 
By:          /s/ William James Farrell III 
 
 
2

Dates Referenced Herein   and   Documents Incorporated by Reference

This ‘SC 13D/A’ Filing    Date    Other Filings
Filed on:6/27/12DFAN14A
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Filing Submission 0000897069-12-000298   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

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