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Ownership Document |
Schema Version: X0508 |
Document Type: 4 |
Period of Report: 3/5/24 |
Issuer: |
| Issuer CIK: 62234 |
| Issuer Name: MARCUS CORP |
| Issuer Trading Symbol: MCS |
Reporting Owner: |
| Reporting Owner ID: |
| | Owner CIK: 917705 |
| | Owner Name: GERSHOWITZ DIANE M |
| Reporting Owner Address: |
| | Owner Street 1: THE MARCUS CORPORATION |
| | Owner Street 2: 100 E. WISCONSIN AVE., SUITE 1900 |
| | Owner City: MILWAUKEE |
| | Owner State: WI |
| | Owner ZIP Code: 53202 |
| | Owner State Description: |
| Reporting Owner Relationship: |
| | Is Director? Yes |
Aff 10b5 One? No |
Non-Derivative Table: |
| Non-Derivative Transaction: |
| | Security Title: |
| | | Value: Common Stock |
| | Transaction Date: |
| | | Value: 3/5/24 |
| | Transaction Coding: |
| | | Transaction Form Type: 4 |
| | | Transaction Code: C |
| | | Equity Swap Involved? No |
| | Transaction Amounts: |
| | | Transaction Shares: |
| Value: 31,770 |
| | | Transaction Price Per Share: |
| Value: 0 |
| | | Transaction Acquired-Disposed Code: |
| Value: A |
| | Post-Transaction Amounts: |
| | | Shares Owned Following Transaction: |
| Value: 68,257 |
| | Ownership Nature: |
| | | Direct or Indirect Ownership: |
| Value: D |
| Non-Derivative Transaction: |
| | Security Title: |
| | | Value: Common Stock |
| | Transaction Date: |
| | | Value: 3/5/24 |
| | Transaction Coding: |
| | | Transaction Form Type: 4 |
| | | Transaction Code: G |
| | | Equity Swap Involved? No |
| | Transaction Amounts: |
| | | Transaction Shares: |
| Value: 33,328 |
| | | Transaction Price Per Share: |
| Value: 0 |
| | | Transaction Acquired-Disposed Code: |
| Value: D |
| | Post-Transaction Amounts: |
| | | Shares Owned Following Transaction: |
| Value: 34,929 |
| | Ownership Nature: |
| | | Direct or Indirect Ownership: |
| Value: D |
| Non-Derivative Holding: |
| | Security Title: |
| | | Value: Common Stock |
| | Post-Transaction Amounts: |
| | | Shares Owned Following Transaction: |
| Value: 200,617.223 |
| | Ownership Nature: |
| | | Direct or Indirect Ownership: |
| Value: I |
| | | Nature of Ownership: |
| Value: By DG-LDJ Holdings, LLC |
Derivative Table: |
| Derivative Transaction: |
| | Security Title: |
| | | Value: Class B Common Stock |
| | Conversion or Exercise Price: |
| | | Footnote ID: F1 |
| | Transaction Date: |
| | | Value: 3/5/24 |
| | Transaction Coding: |
| | | Transaction Form Type: 4 |
| | | Transaction Code: C |
| | | Equity Swap Involved? No |
| | Transaction Amounts: |
| | | Transaction Shares: |
| Value: 31,770 |
| | | Transaction Price Per Share: |
| Value: 0 |
| | | Transaction Acquired-Disposed Code: |
| Value: D |
| | Exercise Date: |
| | | Footnote ID: F2 |
| | Expiration Date: |
| | | Footnote ID: F3 |
| | Underlying Security: |
| | | Underlying Security Title: |
| Value: Common Stock |
| | | Underlying Security Shares: |
| Value: 31,770 |
| | Post-Transaction Amounts: |
| | | Shares Owned Following Transaction: |
| Value: 1,943,196 |
| | Ownership Nature: |
| | | Direct or Indirect Ownership: |
| Value: I |
| | | Nature of Ownership: |
| Value: By DG-LDJ Holdings, LLC |
| Derivative Holding: |
| | Security Title: |
| | | Value: Stock Option (right to buy) |
| | | Footnote ID: F4 |
| | Conversion or Exercise Price: |
| | | Value: 16.84 |
| | Exercise Date: |
| | | Value: 5/29/14 |
| | Expiration Date: |
| | | Value: 5/29/24 |
| | Underlying Security: |
| | | Underlying Security Title: |
| Value: Common Stock |
| | | Underlying Security Shares: |
| Value: 1,000 |
| | Post-Transaction Amounts: |
| | | Shares Owned Following Transaction: |
| Value: 1,000 |
| | Ownership Nature: |
| | | Direct or Indirect Ownership: |
| Value: D |
| Derivative Holding: |
| | Security Title: |
| | | Value: Stock Option (right to buy) |
| | | Footnote ID: F4 |
| | Conversion or Exercise Price: |
| | | Value: 19.65 |
| | Exercise Date: |
| | | Value: 5/28/15 |
| | Expiration Date: |
| | | Value: 5/28/25 |
| | Underlying Security: |
| | | Underlying Security Title: |
| Value: Common Stock |
| | | Underlying Security Shares: |
| Value: 1,000 |
| | Post-Transaction Amounts: |
| | | Shares Owned Following Transaction: |
| Value: 1,000 |
| | Ownership Nature: |
| | | Direct or Indirect Ownership: |
| Value: D |
| Derivative Holding: |
| | Security Title: |
| | | Value: Stock Option (right to buy) |
| | | Footnote ID: F4 |
| | Conversion or Exercise Price: |
| | | Value: 18.97 |
| | Exercise Date: |
| | | Value: 12/29/15 |
| | Expiration Date: |
| | | Value: 12/29/25 |
| | Underlying Security: |
| | | Underlying Security Title: |
| Value: Common Stock |
| | | Underlying Security Shares: |
| Value: 583 |
| | Post-Transaction Amounts: |
| | | Shares Owned Following Transaction: |
| Value: 583 |
| | Ownership Nature: |
| | | Direct or Indirect Ownership: |
| Value: D |
| Derivative Holding: |
| | Security Title: |
| | | Value: Stock Option (right to buy) |
| | | Footnote ID: F4 |
| | Conversion or Exercise Price: |
| | | Value: 31.55 |
| | Exercise Date: |
| | | Value: 12/29/16 |
| | Expiration Date: |
| | | Value: 12/29/26 |
| | Underlying Security: |
| | | Underlying Security Title: |
| Value: Common Stock |
| | | Underlying Security Shares: |
| Value: 1,000 |
| | Post-Transaction Amounts: |
| | | Shares Owned Following Transaction: |
| Value: 1,000 |
| | Ownership Nature: |
| | | Direct or Indirect Ownership: |
| Value: D |
| Derivative Holding: |
| | Security Title: |
| | | Value: Stock Option (right to buy) |
| | | Footnote ID: F4 |
| | Conversion or Exercise Price: |
| | | Value: 27.2 |
| | Exercise Date: |
| | | Value: 12/28/17 |
| | Expiration Date: |
| | | Value: 12/28/27 |
| | Underlying Security: |
| | | Underlying Security Title: |
| Value: Common Stock |
| | | Underlying Security Shares: |
| Value: 1,000 |
| | Post-Transaction Amounts: |
| | | Shares Owned Following Transaction: |
| Value: 1,000 |
| | Ownership Nature: |
| | | Direct or Indirect Ownership: |
| Value: D |
| Derivative Holding: |
| | Security Title: |
| | | Value: Stock Option (right to buy) |
| | | Footnote ID: F4 |
| | Conversion or Exercise Price: |
| | | Value: 38.51 |
| | Exercise Date: |
| | | Value: 12/27/18 |
| | Expiration Date: |
| | | Value: 12/27/28 |
| | Underlying Security: |
| | | Underlying Security Title: |
| Value: Common Stock |
| | | Underlying Security Shares: |
| Value: 1,000 |
| | Post-Transaction Amounts: |
| | | Shares Owned Following Transaction: |
| Value: 1,000 |
| | Ownership Nature: |
| | | Direct or Indirect Ownership: |
| Value: D |
| Derivative Holding: |
| | Security Title: |
| | | Value: Stock Option (right to buy) |
| | | Footnote ID: F4 |
| | Conversion or Exercise Price: |
| | | Value: 32.6 |
| | Exercise Date: |
| | | Value: 12/26/19 |
| | Expiration Date: |
| | | Value: 12/26/29 |
| | Underlying Security: |
| | | Underlying Security Title: |
| Value: Common Stock |
| | | Underlying Security Shares: |
| Value: 1,000 |
| | Post-Transaction Amounts: |
| | | Shares Owned Following Transaction: |
| Value: 1,000 |
| | Ownership Nature: |
| | | Direct or Indirect Ownership: |
| Value: D |
| Derivative Holding: |
| | Security Title: |
| | | Value: Stock Option (right to buy) |
| | | Footnote ID: F4 |
| | Conversion or Exercise Price: |
| | | Value: 17.95 |
| | Exercise Date: |
| | | Value: 12/30/21 |
| | Expiration Date: |
| | | Value: 12/30/31 |
| | Underlying Security: |
| | | Underlying Security Title: |
| Value: Common Stock |
| | | Underlying Security Shares: |
| Value: 750 |
| | Post-Transaction Amounts: |
| | | Shares Owned Following Transaction: |
| Value: 750 |
| | Ownership Nature: |
| | | Direct or Indirect Ownership: |
| Value: D |
| Derivative Holding: |
| | Security Title: |
| | | Value: Stock Option (right to buy) |
| | | Footnote ID: F4 |
| | Conversion or Exercise Price: |
| | | Value: 14.25 |
| | Exercise Date: |
| | | Value: 12/29/22 |
| | Expiration Date: |
| | | Value: 12/29/32 |
| | Underlying Security: |
| | | Underlying Security Title: |
| Value: Common Stock |
| | | Underlying Security Shares: |
| Value: 1,438 |
| | Post-Transaction Amounts: |
| | | Shares Owned Following Transaction: |
| Value: 1,438 |
| | Ownership Nature: |
| | | Direct or Indirect Ownership: |
| Value: D |
| Derivative Holding: |
| | Security Title: |
| | | Value: Stock Option (right to buy) |
| | | Footnote ID: F4 |
| | Conversion or Exercise Price: |
| | | Value: 14.69 |
| | Exercise Date: |
| | | Value: 12/28/23 |
| | Expiration Date: |
| | | Value: 12/28/33 |
| | Underlying Security: |
| | | Underlying Security Title: |
| Value: Common Stock |
| | | Underlying Security Shares: |
| Value: 1,455 |
| | Post-Transaction Amounts: |
| | | Shares Owned Following Transaction: |
| Value: 1,455 |
| | Ownership Nature: |
| | | Direct or Indirect Ownership: |
| Value: D |
| Derivative Holding: |
| | Security Title: |
| | | Value: Class B Common Stock |
| | Conversion or Exercise Price: |
| | | Footnote ID: F1 |
| | Exercise Date: |
| | | Footnote ID: F2 |
| | Expiration Date: |
| | | Footnote ID: F3 |
| | Underlying Security: |
| | | Underlying Security Title: |
| Value: Common Stock |
| | | Underlying Security Shares: |
| Value: 25 |
| | Post-Transaction Amounts: |
| | | Shares Owned Following Transaction: |
| Value: 25 |
| | Ownership Nature: |
| | | Direct or Indirect Ownership: |
| Value: D |
| Derivative Holding: |
| | Security Title: |
| | | Value: Class B Common Stock |
| | Conversion or Exercise Price: |
| | | Footnote ID: F1 |
| | Exercise Date: |
| | | Footnote ID: F2 |
| | Expiration Date: |
| | | Footnote ID: F3 |
| | Underlying Security: |
| | | Underlying Security Title: |
| Value: Common Stock |
| | | Underlying Security Shares: |
| Value: 131,506 |
| | Post-Transaction Amounts: |
| | | Shares Owned Following Transaction: |
| Value: 131,506 |
| | Ownership Nature: |
| | | Direct or Indirect Ownership: |
| Value: I |
| | | Nature of Ownership: |
| Value: By Trust |
| Footnote ID: F5 |
| Derivative Holding: |
| | Security Title: |
| | | Value: Class B Common Stock |
| | Conversion or Exercise Price: |
| | | Footnote ID: F1 |
| | Exercise Date: |
| | | Footnote ID: F2 |
| | Expiration Date: |
| | | Footnote ID: F3 |
| | Underlying Security: |
| | | Underlying Security Title: |
| Value: Common Stock |
| | | Underlying Security Shares: |
| Value: 50,845 |
| | Post-Transaction Amounts: |
| | | Shares Owned Following Transaction: |
| Value: 50,845 |
| | Ownership Nature: |
| | | Direct or Indirect Ownership: |
| Value: I |
| | | Nature of Ownership: |
| Value: By Trust |
| Footnote ID: F6 |
Footnotes: |
| Footnote - F1: This security is convertible into common stock on a 1-for-1 basis at no cost. |
| Footnote - F2: This security is immediately exercisable. |
| Footnote - F3: No expiration date. |
| Footnote - F4: Granted pursuant to The Marcus Corporation 2004 Equity and Incentive Awards Plan. |
| Footnote - F5: As trustee for brother's children. |
| Footnote - F6: By the Ben and Celia Marcus 1992 Revocable Trust F/B/O Diane M. Gershowitz. |
Owner Signature: |
| Signature Name: /s/ Steven R. Barth, Attorney-in-Fact for Diane M. Gershowitz |
| Signature Date: 3/7/24 |