SEC Info - Jacob Funds Inc. - ‘NTFNSAR’ for 8/31/13

(Check one):

o Form 10-K

o Form 20-F

o Form 11-K

o Form 10-Q

o Form 10-D

o Form N-SAR

		o	Form N-CSR
		For Period Ended: August 31, 2013
		o	Transition Report on Form 10-K
		o	Transition Report on Form 20-F
		o	Transition Report on Form 11-K
		o	Transition Report on Form 10-Q
		o	Transition Report on Form N-SAR
		For the Transition Period Ended: _____________________

Read Instruction (on back page) Before Preparing Form. Please Print or Type.

Nothing in this form shall be construed to imply that the Commission has verified any information contained herein.

If the notification relates to a portion of the filing checked above, identify the Item(s) to which the notification relates:

PART I — REGISTRANT INFORMATION

Jacob Funds Inc.

Full Name of Registrant

Former Name if Applicable

653 Manhattan Beach Blvd. #J

Address of Principal Executive Office (Street and Number)

Manhattan Beach, CA 90266

City, State and Zip Code

PART II — RULES 12b-25(b) AND (c)

If the subject report could not be filed without unreasonable effort or expense and the registrant seeks relief pursuant to Rule 12b-25(b), the following should be completed. (Check box if appropriate)

(a) The reason described in reasonable detail in Part III of this form could not be eliminated without unreasonable effort or expense

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(b) The subject annual report, semi-annual report, transition report on Form 10-K, Form 20-F, Form 11-K, Form N-SAR or Form N-CSR, or portion thereof, will be filed on or before the fifteenth calendar

day following the prescribed due date; or the subject quarterly report or transition report on Form 10-Qorsubject distribution reporton Form 10-D, or portion thereof, will be filed on or before the fifth

calendar day following the prescribed due date; and

PART III — NARRATIVE

State below in reasonable detail why Forms 10-K, 20-F, 11-K, 10-Q,10-D, N-SAR, N-CSR, or the transition report or portion thereof, could not be filed within the prescribed time period.

Discussions between the Jacob Funds’s investment advisor, legal counsel, certified public accounting firm and fund administrator surrounding the treatment of capital loss carryforwards relating to a recently acquired fund that had sustained a single redemption of more than 60% of the Fund’s assets shortly after being acquired, resulted in the delay of the Jacob Funds annual report being approved, therefore, preventing the Funds’ N-SAR filing from being completed within the 60 day of fiscal year end required timeframe.

Such discussions have since concluded, and all parties have come to a consensus on the appropriate course of action to take within the annual report, allowing for authorization to file form N-SAR on October 31, 2013.

(Attach extra Sheets if Needed)

PART IV — OTHER INFORMATION

(1) Name and telephone number of person to contact in regard to this notification

Jeff Barton 414 765-4031

(Name) (Area Code) (Telephone Number)

(2) Have all other periodic reports required under Section 13 or 15(d) of the Securities Exchange Act of 1934 or Section 30 of the Investment Company Act of 1940 during the preceding 12 months or for such

shorter period that the registrant was required to file such report(s) been filed ? If answer is no, identify report(s).Yes ■No

(3)	Is it anticipated that any significant change in results of operations from the corresponding period for the last fiscal year will be reflected by the earnings statements to be included in the subject report or portion thereof ? Yes ■ No

If so, attach an explanation of the anticipated change, both narratively and quantitatively, and, if appropriate, state the reasons why a reasonable estimate of the results cannot be made.

Jacob Funds Inc.

(Name of Registrant as Specified in Charter)

has caused this notification to be signed on its behalf by the undersigned hereunto duly authorized.

Date November 6, 2013		By: /s/ *Ryan Jacob*
		Name: Ryan Jacob
		Title: Chairman and Chief Investment Officer

INSTRUCTION: The form may be signed by an executive officer of the registrant or by any other duly authorized representative. The name and title of the person signing the form shall be typed or printed beneath the signature. If the statement is signed on behalf of the registrant by an authorized representative (other than an executive officer), evidence of the representative’s authority to sign on behalf of the registrant shall be filed with the form.

ATTENTION

Intentional misstatements or omissions of fact constitute Federal Criminal Violations (See 18 U.S.C. 1001).

GENERAL INSTRUCTIONS

1.	This form is required by Rule 12b-25 (17 CFR 240.12b-25) of the General Rules and Regulations under the SecuritiesExchange Act of 1934.

One signed original and four conformed copies of this form and amendments thereto must be completed and filed with the Securities and Exchange Commission, Washington, D.C. 20549, in accordance with Rule 0-3 of the General Rules and Regulations under the Act. The information contained in or filed with the form will be made a matter of public record in the Commission files.

3.	A manually signed copy of the form and amendments thereto shall be filed with each national securities exchange on which any class of securities of the registrant is registered.

4.	Amendments to the notifications must also be filed on Form 12b-25 but need not restate information that has been correctly furnished. The form shall be clearly identified as an amended notification.

Electronic Filers: This form shall not be used by electronic filers unable to timely file a report solely due to electronic difficulties. Filers unable to submit reports within the time period prescribed due to difficulties in electronic filing should comply with either Rule 201 or Rule 202 of Regulation S-T (§232.201 or §232.202 of this chapter) or apply for an adjustment in filing date pursuant to Rule 13(b) of Regulation S-T (§232.13(b) of this chapter).

Interactive data submissions. This form shall not be used by electronic filers with respect to the submission or posting of an Interactive Data File (§232.11 of this chapter). Electronic filers unable to submit or post an Interactive Data File within the time period prescribed should comply with either Rule 201 or 202 of Regulation S-T (§232.201 and §232.202 of this chapter).

						UNITED STATES				OMB APPROVAL
						Washington, D.C. 20549				OMB Number: 3235-0058
										Expires: August 31, 2015
						FORM 12b-25				Estimated average burden
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						NOTIFICATION OF LATE FILING
										SEC FILE NUMBER
										811-09447

										CUSIP NUMBER
										N/A

This ‘NTFNSAR’ Filing	Date	Other Filings

	8/31/15	24F-2NT, N-CSR, NSAR-B
Filed on / Effective on:	11/6/13
	10/31/13	NSAR-B
For Period End:	8/31/13	24F-2NT, N-CSR, NSAR-B
		List all Filings

Jacob Funds Inc. – ‘NTFNSAR’ for 8/31/13 – ‘NT-NSAR’

On: Wednesday, 11/6/13, at 4:30pm ET · Effective: 11/6/13 · For: 8/31/13 · Accession #: 894189-13-6163 · File #: 811-09447

Notice of a Late Filing of a Form N-SAR (Late Notice) — Rule 12b-25
Filing Table of Contents

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Dates Referenced Herein and Documents Incorporated by Reference

Jacob Funds Inc. – ‘NTFNSAR’ for 8/31/13 – ‘NT-NSAR’

On: Wednesday, 11/6/13, at 4:30pm ET · Effective: 11/6/13 · For: 8/31/13 · Accession #: 894189-13-6163 · File #: 811-09447

Notice of a Late Filing of a Form N-SAR (Late Notice) — Rule 12b-25Filing Table of Contents

This is an HTML Document rendered as filed. [ Alternative Formats ]

Dates Referenced Herein and Documents Incorporated by Reference

Notice of a Late Filing of a Form N-SAR (Late Notice) — Rule 12b-25
Filing Table of Contents