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Angel Oak Funds Trust, et al. – ‘485BPOS’ on 5/28/21 – ‘EX-99.(H)(1)(II)’

On:  Friday, 5/28/21, at 4:59pm ET   ·   Effective:  5/31/21   ·   Accession #:  894189-21-3368   ·   File #s:  811-22980, 333-197427

Previous ‘485BPOS’:  ‘485BPOS’ on 5/28/21   ·   Next:  ‘485BPOS’ on 5/27/22   ·   Latest:  ‘485BPOS’ on 1/22/24   ·   20 References:   

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  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 5/28/21  Angel Oak Funds Trust             485BPOS     5/31/21   23:6.4M                                   US Bancorp Fund Svcs LLCAngel Oak Total Return Bond Fund Class A (AOIMX) — Class C (AOICX) — Institutional Class (AOIIX)

Post-Effective Amendment of a Form N-1 or N-1A Registration   —   Rule 485(b)

Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 485BPOS     Angel Oak Core Impact Etf Definitive Registration   HTML    793K 
                Statement                                                        
 2: EX-99.(D)(1)(III)  Amended Schedule A to the Investment         HTML     11K 
                Advisory Agreement                                               
 3: EX-99.(E)(I)(IV)  Amendment to Distribution Agreement           HTML     18K 
 4: EX-99.(G)(1)(I)  Amendment to Custody Agreement                 HTML     18K 
 5: EX-99.(H)(1)(II)  Amendment to the Master Servicing Agreement   HTML     18K 
 6: EX-99.(H)(2)(I)  Expense Limitation Agreement                   HTML     23K 
 7: EX-99.(I)   Opinion and Consent of Counsel                      HTML     13K 
 8: EX-99.(J)   Consent of Independent Registered Public            HTML     10K 
                Accounting Firm                                                  
 9: EX-99.(M)   Amended and Restated Distribution and Shareholder   HTML     30K 
                Servicing Plan                                                   
10: EX-99.(N)   Amended and Restated Rule 18F-3 Multiple Class      HTML     20K 
                Plan                                                             
17: R1          Document and Entity Information                     HTML     27K 
18: R2          Risk/Return Summary                                 HTML    140K 
19: R3          Risk/Return Detail Data                             HTML    201K 
21: XML         IDEA XML File -- Filing Summary                      XML     21K 
16: XML         XBRL Instance -- ck0001612930-20210131_htm           XML    195K 
20: EXCEL       IDEA Workbook of Financial Reports                  XLSX     38K 
12: EX-101.CAL  XBRL Calculations -- ck0001612930-20210131_cal       XML     16K 
13: EX-101.DEF  XBRL Definitions -- ck0001612930-20210131_def        XML    319K 
14: EX-101.LAB  XBRL Labels -- ck0001612930-20210131_lab             XML    578K 
15: EX-101.PRE  XBRL Presentations -- ck0001612930-20210131_pre      XML    336K 
11: EX-101.SCH  XBRL Schema -- ck0001612930-20210131                 XSD     20K 
22: JSON        XBRL Instance as JSON Data -- MetaLinks              102±   207K 
23: ZIP         XBRL Zipped Folder -- 0000894189-21-003368-xbrl      Zip   1.21M 


‘EX-99.(H)(1)(II)’   —   Amendment to the Master Servicing Agreement


This Exhibit is an HTML Document rendered as filed.  [ Alternative Formats ]



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  Document  

FIRST AMENDMENT TO THE
MASTER SERVICING AGREEMENT

THIS FIRST AMENDMENT, effective as of May 18, 2021, to the Master Servicing Agreement, dated as of April 1, 2021 (the “Agreement”), by and among each management investment company identified on Exhibit A attached hereto (each a “Company”), severally and not jointly, each Company acting on behalf of itself or for and on behalf of such series as are currently authorized and issued by the Company and may be authorized and issued by the applicable Company in the future subsequent to the date of this Agreement and listed on Exhibit A (each such series a “Fund”) and U.S. BANCORP FUND SERVICES, LLC d/b/a U.S. BANK GLOBAL FUND SERVICES, a Wisconsin limited liability company (“USBFS”).

RECITALS

WHEREAS, the parties have entered into the Agreement; and

WHEREAS, each Company and the Custodian desire to the Angel Oak Core Impact Fund to the Agreement; and

WHEREAS, Section 11 of the Agreement provides that the Agreement may be amended by written agreement executed by both parties and authorized or approved by the Board of Directors of the Company.

NOW, THEREFORE, the parties agree to amend and restate Exhibit A of the Agreement for the purposes of adding the Angel Oak Core Impact Fund to the Agreement. Exhibit A of the Agreement is hereby replaced with the Exhibit B attached hereto.

Except to the extent amended hereby, the Agreement shall remain in full force and effect.


IN WITNESS WHEREOF, the parties hereto have caused this First Amendment to be executed by a duly authorized officer on one or more counterparts as of the date and year first written above.

image_0a.jpg
EACH COMPANY LISTED ON EXHIBIT AU.S. BANK NATIONAL ASSOCIATION
By:Angel Oak Advisors Capital, LLC
By:/s/ Dory S. BlackBy:/s/ Jeanine M. Bajczyk
Name:Dory S. BlackName:Jeanine M. Bajczyk
Title:General CounselTitle:Senior Vice President



Exhibit A to the Master Services Agreement


List of Companies


Angel Oak Funds Trust, with the following series:
Angel Oak Financials Income Fund
Angel Oak Multi-Strategy Income Fund
Angel Oak High Yield Opportunities Fund
Angel Oak UltraShort Income Fund
Angel Oak Core Impact Fund

Angel Oak Strategic Credit Fund
Angel Oak Dynamic Financial Strategies Income Term Trust Angel Oak Financial Strategies Income Term Trust


Dates Referenced Herein   and   Documents Incorporated by Reference

This ‘485BPOS’ Filing    Date    Other Filings
Effective on:5/31/21485BPOS
Filed on:5/28/21485BPOS,  497K
5/18/21
4/1/21
 List all Filings 


13 Subsequent Filings that Reference this Filing

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 2/29/24  Angel Oak Funds Trust             POS EX      2/29/24    2:101K                                   US Bancorp Fund Svcs LLC
 1/29/24  Angel Oak Funds Trust             POS EX      1/29/24    2:96K                                    US Bancorp Fund Svcs LLC
 1/22/24  Angel Oak Funds Trust             485BPOS     1/22/24   21:4.9M                                   US Bancorp Fund Svcs LLC
12/29/23  Angel Oak Funds Trust             N-14                  11:1.9M                                   US Bancorp Fund Svcs LLC
10/27/23  Angel Oak Funds Trust             485APOS                1:2.1M                                   US Bancorp Fund Svcs LLC
 5/25/23  Angel Oak Funds Trust             485BPOS     5/31/23   20:12M                                    US Bancorp Fund Svcs LLC
12/30/22  Angel Oak Funds Trust             485BPOS    12/31/22   18:5.4M                                   US Bancorp Fund Svcs LLC
11/01/22  Angel Oak Funds Trust             485APOS                1:2.3M                                   US Bancorp Fund Svcs LLC
10/20/22  Angel Oak Funds Trust             485BPOS    10/21/22   22:4.4M                                   US Bancorp Fund Svcs LLC
 9/22/22  Angel Oak Funds Trust             485BPOS     9/22/22   15:4.6M                                   US Bancorp Fund Svcs LLC
 7/22/22  Angel Oak Funds Trust             485APOS                2:1.9M                                   US Bancorp Fund Svcs LLC
 7/18/22  Angel Oak Funds Trust             485APOS                1:2.2M                                   US Bancorp Fund Svcs LLC
 5/27/22  Angel Oak Funds Trust             485BPOS     5/31/22   17:8.9M                                   US Bancorp Fund Svcs LLC


7 Previous Filings that this Filing References

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 5/28/21  Angel Oak Funds Trust             485BPOS     5/31/21   18:12M                                    US Bancorp Fund Svcs LLC
 5/29/20  Angel Oak Funds Trust             485BPOS     5/31/20    4:5.9M                                   US Bancorp Fund Svcs LLC
 3/29/19  Angel Oak Funds Trust             485APOS¶               4:2.7M                                   US Bancorp Fund Svcs LLC
 3/29/18  Angel Oak Funds Trust             485BPOS     3/31/18   12:1.1M                                   US Bancorp Fund Svcs LLC
 2/12/16  Angel Oak Funds Trust             485APOS¶              10:1.6M                                   US Bancorp Fund Svcs LLC
10/27/14  Angel Oak Funds Trust             N-1A/A¶               17:2.7M                                   US Bancorp Fund Svcs LLC
 7/15/14  Angel Oak Funds Trust             N-1A¶                  6:1.8M                                   US Bancorp Fund Svcs LLC
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Filing Submission 0000894189-21-003368   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

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