Post-Effective Amendment of a Form N-1 or N-1A Registration — Rule 485(b)
Filing Table of Contents
Document/ExhibitDescriptionPagesSize
1: 485BPOS Post-Effective Amendment of a Form N-1 or N-1A HTML 1.48M
Registration
2: EX-99.D(2)(II) Investment Advisory Agreement HTML 62K
3: EX-99.E(2)(II) Form of Amendment to Etf Distribution HTML 14K
Agreement
4: EX-99.G(1)(III) Form of Third Amendment to the Amended and HTML 16K
Restated Custody Agreement
5: EX-99.H(1)(II) Form of Amendment to the Master Servicing HTML 17K Agreement
6: EX-99.H(4) Amended and Restated Operating Expense Limitation HTML 21K
Agreement
7: EX-99.I Opinion and Consent of Counsel HTML 13K
8: EX-99.J Consent of Independent Registered Public HTML 10K
Accounting Firm
9: EX-99.M(2)(II) Amendment to the Distribution and Shareholder HTML 39K
Servicing Plan
15: R1 Document and Entity Information HTML 26K
16: R2 Risk/Return Summary HTML 112K
17: R3 Risk/Return Detail Data HTML 499K
19: XML IDEA XML File -- Filing Summary XML 19K
18: XML XBRL Instance -- ck0001612930-20230131_htm XML 446K
11: EX-101.CAL XBRL Calculations -- ck0001612930-20230131_cal XML 15K
12: EX-101.DEF XBRL Definitions -- ck0001612930-20230131_def XML 422K
13: EX-101.LAB XBRL Labels -- ck0001612930-20230131_lab XML 727K
14: EX-101.PRE XBRL Presentations -- ck0001612930-20230131_pre XML 447K
10: EX-101.SCH XBRL Schema -- ck0001612930-20230131 XSD 47K
20: JSON XBRL Instance as JSON Data -- MetaLinks 116± 239K
21: ZIP XBRL Zipped Folder -- 0000894189-24-000317-xbrl Zip 891K
‘EX-99.H(1)(II)’ — Form of Amendment to the Master Servicing Agreement
THIS FIRST AMENDMENT, effective as of February 20, 2024, to the Amended and Restated Master Servicing Agreement, dated as of October 17, 2022 (the “Agreement”), by and among each management investment company identified on Exhibit A attached hereto (each a “Company”),
severally and not jointly, each Company acting on behalf of itself or for and on behalf of such series as are currently authorized and issued by the Company and may be authorized and issued by the applicable Company in the future subsequent to the date of this Agreement and listed on Exhibit A (each such series a “Fund”) and U.S. BANCORP FUND SERVICES, LLC d/b/a U.S. BANK GLOBAL FUND SERVICES, a Wisconsin limited liability company (“USBFS”).
RECITALS
WHEREAS, the parties have entered into the Agreement; and
WHEREAS, each Company and USBFS desire to the convert the
Angel Oak High Yield Opportunities Fund and the Angel Oak Core Impact Fund to the following ETFs:
•Angel Oak High Yield Opportunities ETF
•Angel Oak Mortgage-Backed Securities ETF
WHEREAS, Section 13(F) of the Agreement provides that the Agreement may be amended by written agreement executed by both parties, and authorized or approved by the Board of Directors of the Company.
NOW, THEREFORE, the parties agree to amend and restate Exhibit A of the Agreement for the purposes of converting the above listed funds to ETF.
1. Effective
as of February 20, 2024, Exhibit A of the Agreement is hereby superseded and replaced in its entirety with the Exhibit A attached hereto.
Except to the extent amended hereby, the Agreement shall remain in full force and effect.
SIGNATURES ON THE FOLLOWING PAGE
IN WITNESS WHEREOF, the parties hereto have caused this Amendment to be executed by a duly authorized officer on one or more counterparts as of the date and year first written above.
