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American Financial Group Inc – ‘POS AM’ on 9/7/07

On:  Friday, 9/7/07, at 4:35pm ET   ·   Accession #:  892251-7-168   ·   File #:  333-106659

Previous ‘POS AM’:  ‘POS AM’ on 1/31/05   ·   Latest ‘POS AM’:  This Filing

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  As Of                Filer                Filing    For·On·As Docs:Size              Issuer               Agent

 9/07/07  American Financial Group Inc      POS AM                 1:41K                                    Keating Muet… Klekamp/FA

Post-Effective Amendment
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: POS AM      Post Effective Amendment No. 9 to Form S-3          HTML     28K 


This is an HTML Document rendered as filed.  [ Alternative Formats ]



As filed with the Securities and Exchange Commission on September 7, 2007
Registration No. 333-106659
 


 
SECURITIES AND EXCHANGE COMMISSION
 
Washington, D.C.  20549

POST-EFFECTIVE
AMENDMENT NO. 9
 
TO FORM S-3
 
REGISTRATION STATEMENT
 
UNDER
 
THE SECURITIES ACT OF 1933
 
______________

American Financial Group, Inc.
Ohio
31-1544320
(Exact Name of Registrant as
 Specified in Its Charter)
 
(State or Other Jurisdiction
of Incorporation or Organization)
(I.R.S. Employer Identification
Number)

One East Fourth Street
Cincinnati, Ohio 45202
(513) 579-2121
(Address, Including Zip Code, and Telephone Number, Including
Area Code, of Registrants’ Principal Executive Offices)

____________
 
James C. Kennedy, Esq.
Vice President, Deputy General Counsel and Secretary
American Financial Group, Inc.
One East Fourth Street
(513) 579-2538
Facsimile:  (513) 579-0108
(Name, Address, Including Zip Code, and Telephone Number,
Including Area Code, of Agent For Service)
 
with copies to:
Mark A. Weiss, Esq.
Keating Muething & Klekamp PLL
Suite 1400
One East Fourth Street
(513) 579-6599
Facsimile:  (513) 579-6956
 
Approximate date of commencement of proposed sale to the public:  From time to time after the effective date of this Registration Statement as determined by market conditions and other factors.
 

If the only securities being registered on this Form are being offered pursuant to dividend or interest reinvestment plans, please check the following box. o
 
If any of the securities being registered on this Form are to be offered on a delayed or continuous basis pursuant to Rule 415 of the Securities Act of 1933, other than securities offered only in connection with dividend or interest reinvestment plans, please check the following box.  x
 
If this Form is filed to register additional securities for an offering pursuant to Rule 462(b) under the Securities Act, please check the following box and list the Securities Act registration statement number of the earlier effective registration statement for the same offering.  ¨
 
If this Form is a post-effective amendment filed pursuant to Rule 462(c) under the Securities Act, check the following box and list the Securities Act registration statement number of the earlier effective registration statement for the same offering. ¨
 
If delivery of the prospectus is expected to be made pursuant to Rule 434, please check the following box.  ¨
 
THIS POST-EFFECTIVE AMENDMENT NO. 9 TO FORM S-3 REGISTRATION STATEMENT IS BEING FILED SOLELY TO REMOVE FROM REGISTRATION SECURITIES THAT WERE REGISTERED AND WILL NOT BE ISSUED IN CONNECTION WITH THE REGISTRANT’S OFFERING.
 



DEREGISTRATION OF UNSOLD SECURITIES
 
American Financial Group, Inc. (the “Registrant”) filed its Registration Statement on Form S-3 (No. 333-106659) (the “Registration Statement”) on June 30, 2003, with respect to $511,015,000 principal amount at maturity of the Registrant’s Senior Convertible Notes due 2033 (the “Notes”) and 8,816,235 shares of Common Stock, no par value per share (after giving effect to the Registrant’s 3-for-2 stock split effective December 15, 2006) (the “Shares,” and collectively with the Notes, the “Securities”).  The Registrant filed the Registration Statement pursuant to an agreement among the initial purchasers of the Notes and the Registrant.
 
Pursuant to the Registrant’s undertaking in Part II, Item 17 of the Registration Statement, the Registrant is filing this post-effective amendment to the Registration Statement to withdraw the Registration Statement, including all amendments (including post-effective amendments) and exhibits to the Registration Statement, with respect to all unsold Securities registered under the Registration Statement.
 



SIGNATURES
 
Pursuant to the requirements of the Securities Act of 1933, the Registrant certifies that it has reasonable grounds to believe that it meets all of the requirements for filing on Form S-3 and has duly caused this Post-Effective Amendment to Registration Statement to be signed on its behalf by the undersigned, thereunto duly authorized in the City of Cincinnati, State of Ohio, as of the 7th day of September, 2007.
 
  AMERICAN FINANCIAL GROUP, INC.  
     
     
       
 
By:
/s/ James C. Kennedy  
    James C. Kennedy  
    Vice President, Deputy General Counsel        
    and Secretary  
 
Pursuant to the requirements of the Securities Act of 1933, this Post-Effective Amendment to Registration Statement has been signed by the following persons in the capacities and on the dates indicated.
 


Signature
 
    *
Capacity
Date
Carl H. Lindner
 
*
Chairman of the Board of Directors
 
 
September __, 2007
Carl H. Lindner III
 
    *
Co-Chief Executive Officer and Director (Principal Executive Officer)
 
September __, 2007
S. Craig Lindner
 
*
Co-Chief Executive Officer and Director
September __, 2007
Kenneth C. Ambrecht
 
*
Director
September __, 2007
James E. Evans
 
*
Director
September __, 2007
Theodore H. Emmerich
 
*
Director
September __, 2007
Terry S. Jacobs
 
*
Director
September __, 2007
William R. Martin
 
*
Director
September __, 2007
William W. Verity
 
/s/Keith A. Jensen
Director
September __, 2007
Keith A. Jensen
 
*By:  /s/Karl J. Grafe
Senior Vice President (Principal Financial and Accounting Officer)
 
          Karl J. Grafe
Attorney-in-Fact

 


Dates Referenced Herein   and   Documents Incorporated by Reference

This ‘POS AM’ Filing    Date    Other Filings
Filed on:9/7/07
12/15/068-K
6/30/0310-Q,  13F-HR,  S-3
 List all Filings 
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Filing Submission 0000892251-07-000168   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

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