Apple Orthodontix Inc – ‘8-A12B’ on 5/12/97

As of:  Monday, 5/12/97   ·   Accession #:  890566-97-1066   ·   File #:  1-12977

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Registration of a Class of Securities   —   Form 8-A
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 8-A12B      Registration of a Class of Securities                  3     11K 

Document Table of Contents

8-A12B
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 UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

 -------------------------

FORM 8-A

 FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES
 PURSUANT TO SECTION 12(b) OR (g) OF THE
 SECURITIES EXCHANGE ACT OF 1934

 APPLE ORTHODONTIX, INC.
(Exact name of registrant as specified in its charter)

    Delaware                                  74-2795193
(State of incorporation or organization)               (I.R.S. Employer         
                                               Identification No.)

 One West Loop South
 Suite 100
Houston, Texas 77027

(Address of principal executive offices, including zip code)

 Securities to be registered pursuant to Section 12(b) of the Act:

  TITLE OF EACH CLASS                 NAME OF EACH EXCHANGE ON WHICH
  TO BE SO REGISTERED                 EACH CLASS IS TO BE REGISTERED

Class A Common Stock, $0.001 Par Value       American Stock Exchange, Inc.    

      If this Form relates to the registration of a class of debt securities
and is effective upon filing pursuant to General Instruction A.(c)(1) please,   
check the following box.    [ ]                                                 

      If this Form relates to the registration of a class of debt securities
and is to become effective simultaneously with the effectiveness of a concurrent
registration statement under the Securities Act of 1933 pursuant to General     
Instruction A.(c)(2), please check the following box.    [ ]                    

 Securities to be registered pursuant to Section 12(g) of the Act:

None

(Title of Class)

8-A12B
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ITEM 1.     DESCRIPTION OF REGISTRANT'S SECURITIES TO BE                        
REGISTERED                                                                      

    The class of securities to be registered hereby is Class A Common Stock,
par value $.001 per share (the "Common Stock"), of Apple Orthodontix, Inc., a   
Delaware corporation (the "Company"). For descriptions of the Common Stock, the 
other capital stock of the Company and certain anti-takeover provisions included
in the charter of the Company, see the information set forth under the caption  
"Description of Capital Stock" in (i) the prospectus subject to completion dated
March 5, 1997, included in Part I of the Registration Statement on Form S-1 (the
"Registration Statement") of the Company, originally filed with the Securities  
and Exchange Commission (the "Commission") under the Securities Act of 1933, as 
amended (the "Securities Act"), on March 5, 1997, and (ii) the related final    
form of prospectus to be filed with the Commission under Rule 424(b) of the     
Securities Act, which descriptions are incorporated herein by reference. Any    
statement contained in a document incorporated herein by reference shall be     
deemed to be modified or superseded for purposes hereof to the extent that      
another document incorporated herein by reference modifies or supersedes such   
previous statement.                                                             

ITEM 2.     EXHIBITS                                                            

      The following exhibits are filed as part of this Registration Statement on
Form 8-A:                                                                       

*1    Form of certificate representing Common Stock (incorporated herein by     
reference to Exhibit 4.1 of the Registration Statement).            

*2(a) Restated Certificate of Incorporation of the Company (incorporated herein 
by reference to Exhibit 3.1 of the Registration Statement).         

*2(b) Bylaws of the Company (incorporated herein by reference to Exhibit 3.2 of 
the Registration Statement).                                        

*     Incorporated by reference as indicated pursuant to Rule 12b-32.           

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8-A12B
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SIGNATURES

    Pursuant to the requirements of Section 12 of the Securities
Exchange Act of 1934, the Registrant has duly caused this registration statement
to be signed on its behalf by the undersigned, thereunder duly authorized.      

               APPLE ORTHODONTIX, INC.

                 By   /S/ H. STEVEN WALTON
                H. Steven Walton
                             Vice President - Acquisitions

Date:  May 9, 1997                                                              

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Dates Referenced Herein   and   Documents Incorporated by Reference

				Referenced-On Page
This ‘8-A12B’ Filing		Date		First		Last			Other Filings
Filed on:		5/12/97							S-1/A
		5/9/97		3
		3/5/97		2					S-1
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