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Apple Orthodontix Inc – ‘NT 10-Q’ for 6/30/99

On:  Tuesday, 8/17/99   ·   For:  6/30/99   ·   Accession #:  890566-99-1192   ·   File #:  1-12977

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  As Of                Filer                Filing    For·On·As Docs:Size              Issuer               Agent

 8/17/99  Apple Orthodontix Inc             NT 10-Q     6/30/99    1:6K                                     Young Chas P Co/FA

Notice of a Late Filing of a Form 10-Q   —   Form 12b-25
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: NT 10-Q     Notice of a Late Filing of a Form 10-Q                 3     10K 

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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12B-25 NOTIFICATION OF LATE FILING (Check one) [ ] Form 10-K [ ] Form 20-F [ ] Form 11-K [X] Form 10-Q [ ] Form N-SAR For Period Ended: JUNE 30, 1999 [ ] Transition Report on Form 10-K [ ] Transition Report on Form 20-F [ ] Transition Report on form 11-K [ ] Transition Report on Form 10-Q [ ] Transition report on form N-SAR For the Transition Period Ended: ______________ -------------------------------------------------------------------------------- READ ATTACHED INSTRUCTION SHEET BEFORE PREPARING FORM. PLEASE PRINT OR TYPE. NOTHING IN THIS FORM SHALL BE CONSTRUED TO IMPLY THAT THE COMMISSION HAS VERIFIED ANY INFORMATION CONTAINED HEREIN. -------------------------------------------------------------------------------- If the notification relates to a portion of the filing checked above, identify the item(s) to which the notification relates: PART 1 - REGISTRANT INFORMATION (Official Text) Full Name of Registrant: APPLE ORTHODONTIX, INC. Former Name if Applicable: N/A Address of Principal Executive Office (Street and Number): 2777 ALLEN PARKWAY, SUITE 700 City, State and Zip code HOUSTON, TX 77019
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-------------------------------------------------------------------------------- PART II - RULES 12b-25 (b) and (c) -------------------------------------------------------------------------------- If the subject report could not be filed without unreasonable effort or expense and the Registrant seeks relief pursuant to Rule 12b-25(b) the following should be completed. (check box if appropriate) [X] (a) the response described in reasonable detail in Part III of this form could not be eliminated without unreasonable effort or expense; [X] (b) The subject annual report, semi-annual report, transition report on form 10-K, Form 20-F, 11-K or Form N-SAR, or portion thereof will be filed on or before the fifteenth calendar day following the prescribed due date; or the subject quarterly report or transition report on form 10-Q, or portion thereof will be filed on or before the fifth calendar day following the prescribed due date; and [ ] (c) The accountant's statement or other exhibit required by Rule 12b-25(c) has been attached, if applicable. -------------------------------------------------------------------------------- PART III - NARRATIVE (Official Text) -------------------------------------------------------------------------------- State below in reasonable detail the reasons why the form 10-K, 11-K, 10-Q, N-SAR, or the transition report or portion thereof, could not be filed within the prescribed time period. (Attach Extra Sheets if Needed) The Registrant is unable to file its Quarterly Report on Form 10-Q for the quarter ended June 30, 1999 within the prescribed time period without unreasonable effort and expense as, due to its ongoing negotiations regarding the previously reported proposed investment in the Registrant by an investor group led by Mellon Ventures, L.P., the Registrant has devoted all of its available resources to that transaction.
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-------------------------------------------------------------------------------- PART IV - OTHER INFORMATION (Official Text) -------------------------------------------------------------------------------- (1) Name and telephone number of person to contact in regard to this notification [NAME] [AREA CODE] [NUMBER] JAMES E. BOBBITT (713) 852-2505 (2) Have all other periodic reports required under Section 13 or 15(d) of the Securities Exchange Act of 1934 or Section 30 of the Investment Company Act of 1940 during the preceding 12 months or for such shorter period that the Registrant was required to file such report(s) been filed? If answer is no, identify reports(s). [X] Yes [ ] No (3) Is it anticipated that any significant change in results of operations from the corresponding period for the last fiscal year will be reflected by the earnings statement to be included in the subject report or portion thereof? [ ] Yes [X] No ________________________________________________________________________________ APPLE ORTHODONTIX, INC. (Name of Registrant as Specified in Charter) has caused this notification to be signed on its behalf by the undersigned hereunto duly authorized. By /s/ JAMES BOBBITT Date: August 17, 1999

Dates Referenced Herein   and   Documents Incorporated by Reference

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Filed on:8/17/993
For Period End:6/30/991210-Q
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Filing Submission 0000890566-99-001192   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

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