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As Of Filer Filing For·On·As Docs:Size 12/19/19 Alliancebernstein Holding L.P. 8-K:1,5,9 12/19/19 13:206K |
Document/Exhibit Description Pages Size 1: 8-K 8-K Employment Agreement Amendment HTML 31K 2: EX-10.1 Material Contract -- exhibit101-sbamendment HTML 20K 8: R1 Cover Page HTML 47K 13: XML IDEA XML File -- Filing Summary XML 12K 12: XML XBRL Instance -- abh121919bernsteinempl_htm XML 15K 9: EXCEL IDEA Workbook of Financial Reports XLSX 6K 4: EX-101.CAL XBRL Calculations -- ab-20191219_cal XML 7K 5: EX-101.DEF XBRL Definitions -- ab-20191219_def XML 9K 6: EX-101.LAB XBRL Labels -- ab-20191219_lab XML 66K 7: EX-101.PRE XBRL Presentations -- ab-20191219_pre XML 36K 3: EX-101.SCH XBRL Schema -- ab-20191219 XSD 16K 11: JSON XBRL Instance as JSON Data -- MetaLinks 12± 18K 10: ZIP XBRL Zipped Folder -- 0000825313-19-000074-xbrl Zip 16K
Exhibit |
1. | Defined Terms: Terms defined in the Agreement shall have the same meaning when used in this Agreement. |
2. | The second sentence of Section 2 of the Agreement is hereby amended in its entirety to read as follows: |
3. | The reference to “AXA” in Section 6(a) of the Agreement shall be deleted and the reference to “AXA Financial” shall be changed to a reference to “EQH.” |
4. | The phrase at the end of Section 6(c)(i) of the Agreement, “, including if you are no longer the chief executive officer
of a publicly traded entity with respect to Holding,” shall be deleted in its entirety. |
5. | The reference in Section 6(c)(iii) of the Agreement to “AXA Financial” shall be changed to a reference to “EQH” and the phrase in that section “and the Group Head of Global Asset Management of AXA as provided in Section 2 of this Agreement” shall be deleted. |
6. | Section
7(c)(ii) of the Agreement shall be modified by (i) adding the phrase “if such termination is by you for Good Reason” immediately following “subject to Section 13(b) hereof” (ii) adding the phrase “provided, however, if such termination is by the Company other than for Cause, Death or Disability, such lump sum cash amount shall be equal to such Base Salary and target bonus opportunity amount multiplied by 1.5” immediately following (i.e.., $3,000,000 or any increased amount),” and (iii) inserting “in either case” immediately following “which shall be paid.” |
7. | Section 13(c)(ii) of
the Agreement shall be deleted in its entirety and Section 13(c)(iii) shall be renumbered as Section 13(c)(ii). |
8. | In the definition of “Change in Control” attached as Annex A to the Agreement, the references to “AXA Financial” in Sections (i), (ii), (iv) and (v) of such annex shall be changed to references to “EQH;” and Section (iii) of such Annex shall be deleted in its entirety. |
9. | In the Confidential Separation
Agreement and General Release attached to the Agreement, the reference to “AXA Financial” in Section 4 thereof shall be changed to a reference to “EQH” and the references to AXA and AXA Management Board in Sections 4 and 5 thereof, respectively, shall be deleted. |
This ‘8-K’ Filing | Date | Other Filings | ||
---|---|---|---|---|
Filed on / For Period end: | 12/19/19 | |||
12/18/19 | ||||
12/10/19 | 4 | |||
12/11/18 | 4 | |||
4/28/17 | ||||
List all Filings |
As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 2/09/24 Alliancebernstein Holding L.P. 10-K 12/31/23 73:39M 2/09/24 Alliancebernstein L.P. 10-K 12/31/23 157:50M 2/10/23 Alliancebernstein Holding L.P. 10-K 12/31/22 65:21M 2/10/23 Alliancebernstein L.P. 10-K 12/31/22 149:33M 2/11/22 Alliancebernstein Holding L.P. 10-K 12/31/21 55:19M 2/11/22 Alliancebernstein L.P. 10-K 12/31/21 145:32M 2/11/21 Alliancebernstein Holding L.P. 10-K 12/31/20 59:9M 2/11/21 Alliancebernstein L.P. 10-K 12/31/20 151:22M |