Current Report — Form 8-K Filing Table of Contents
Document/ExhibitDescriptionPagesSize 1: 8-K 8-K Re Mtn Legality Opinion 9/14/2020 HTML 20K
2: EX-5.1 Legality Opinion of Sidley Austin LLP HTML 13K
3: EX-23.1 Consent of Sidley Austin LLP HTML 4K
Registrant’s telephone number, including area code: (615) 341-1000
Check
the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
o Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
o Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
o Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
o Pre-commencement communications pursuant to Rule 13e-4(c) under the
Exchange Act (17 CFR 240.13e-4(c))
Securities registered pursuant to Section 12(b) of the Act:
Title of each class
Trading
Symbol(s)
Name of each exchange on which registered
Medium-Term Notes, Series H, 3.300% Notes Due 2024
CAT/24
New York Stock Exchange
Indicate
by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company o
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. o
Item 8.01
Other Events.
Exhibits are filed herewith in connection with the issuance on September 14, 2020 by Caterpillar Financial Services Corporation (the “Company”) of (i) $1,000,000,000 aggregate principal amount of its Medium-Term Notes, Series J, 0.450% Notes due 2023 (the “2023 Notes”) and (ii) $750,000,000 aggregate principal amount of its Medium-Term Notes, Series J, 1.100% Notes due 2027 (the “2027 Notes” and, together with the 2023 Notes, the “Notes”) pursuant to the Company’s previously filed Registration Statement on Form S-3 (Registration No. 333-237475)
(the “Registration Statement”) and the related Prospectus dated March 30, 2020, Prospectus Supplement dated March 30, 2020 and Pricing Supplements each dated September 9, 2020 relating to the 2023 Notes and the 2027 Notes, respectively.
Item 9.01. Financial Statements and Exhibits.
(d) Exhibits. The following Exhibits are filed as part of this Report and as Exhibits to the Registration Statement:
Pursuant to the requirements of the Securities Exchange Act
of 1934, the registrant has duly caused this Report to be signed on its behalf by the undersigned hereunto duly authorized.
