SEC Info - Oblong, Inc. - ‘8-K’ for 3/19/24

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Oblong, Inc. – ‘8-K’ for 3/19/24

On: Friday, 3/22/24, at 4:06pm ET · For: 3/19/24 · Accession #: 746210-24-16 · File #: 1-35376

  As Of               Filer                 Filing    For·On·As Docs:Size

 3/22/24  Oblong, Inc.                      8-K:8       3/19/24   10:139K

Current Report — Form 8-K

Filing Table of Contents

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‘8-K’ — Current Report

This is an HTML Document rendered as filed. [ Alternative Formats ]

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UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

FORM i 8-K

CURRENT REPORT

Pursuant to Section 13 or 15(d) of the

Securities Exchange Act of 1934

Date of Report (Date of earliest event reported): i March 19, 2024

i OBLONG, INC.

(Exact name of registrant as specified in its charter)


i Delaware (State or other jurisdiction of Incorporation or organization)	i 001-35376 (Commission File Number)	i 77-0312442 (IRS Employer Identification No.)

i 110 16th Street, i Suite 1400-1024 i Denver, i Colorado i 80202 (Address of principal executive offices, zip code)

( i 213) i 683-8863 ext. 5 (Registrant’s telephone number, including area code)

(Former name or former address, if changed since last report)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

i ☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

i ☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a‑12)

i ☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

i ☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:

Title of each class

Trading Symbol(s)

Name of each exchange on which registered

i Common Stock, par value $0.0001 per share

i OBLG

i Nasdaq Capital Market

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§ 230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§ 240.12b-2 of this chapter).

Emerging growth company i ☐

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

Item 8.01 Other Information

As reported on the Company’s Annual Report on Form 10-K, filed on March 19, 2024, the Company had 16,684,572 shares of common stock issued and outstanding and 1,930 shares of Series F Convertible Preferred Stock issued and outstanding. As of March 20, 2024, the Company had 20,286,675 shares of common stock issued and outstanding and 1,008 shares of Series F Convertible Preferred Stock issued and outstanding. From March 19, 2024 through March 20, 2024, the Company issued 3,602,103 shares of common stock pursuant to conversions of its Series F Convertible Preferred Stock.

SIGNATURE

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

OBLONG, INC.

Date: March 22, 2024 By: /s/ Peter Holst

Name: Peter Holst

Title: President & CEO

Dates Referenced Herein and Documents Incorporated by Reference

This ‘8-K’ Filing	Date	Other Filings

Filed on:	3/22/24
	3/20/24	8-K
For Period end:	3/19/24	10-K, 8-K
		List all Filings

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Filing Submission 0000746210-24-000016 – Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)