SEC Info - Light & Wonder, Inc. - ‘8-K’ for 3/6/24


Question no	Question	Answer
1.1	*Name of entity We (the entity named above) provide the following information about our issued capital.1	LIGHT & WONDER INC.
1.2	*Registration type and number Please supply your ABN, ARSN, ARBN, ACN or another registration type and number (if you supply another registration type, please specify both the type of registration and the registration number).	666710836
1.3	*ASX issuer code	LNW
1.4	*The announcement is Tick whichever is applicable.	☒ New announcement ☐ Update/amendment to previous announcement ☐ Cancellation of previous announcement
1.4a	Reason for update Mandatory only if “Update”* ticked in Q1.4 above. A reason must be provided for an update.	N/A
1.4b	Date of previous announcement to this update Mandatory only if “Update”* ticked in Q1.4 above.	N/A
1.4c	Reason for cancellation Mandatory only if “Cancellation”* ticked in Q1.4 above.	N/A
1.4d	Date of previous announcement to this cancellation Mandatory only if “Cancellation”* ticked in Q1.4 above.	N/A
1.5	*Date of this announcement	6 March 2024

1 Listing rule 4.11 requires an entity that has a dual listing on ASX and an overseas exchange and has CDIs issued over quoted securities, to complete an Appendix 4A and give it to ASX within 5 business days of the end of each month. An entity that has a dual listing on ASX and an overseas exchange and that is proposing to issue new equity securities and to have quoted CDIs over some or all of them, should notify ASX of the proposed issue of the underlying securities using an Appendix 3B and apply for the CDIs to be quoted using an Appendix 2A.

Question no

Question

Answer

2.1

*Statement for month and year

Appendix 4A should be provided within 5 business days of the calendar month end, regardless of whether there is a change or not.

Month: February

Year: 2024

2.2

*Number and class of all ASX quoted CDIs

Repeat the following information for each class of CDIs quoted on ASX:

ASX security code
LNW

Security description

CDI 1:1 FOREIGN EXEMPT XNGS

CDI ratio2:

1:1

Total number of CDIs quoted on ASX at end of statement month (A):
17,658,204

Total number of CDIs quoted on ASX at end of previous month (B):
15,538,557

Net difference3 (A-B):

2,119,647

If the total number of CDIs quoted on ASX at the end of the statement month (A), is greater than the total number of CDIs for which the entity has previously paid an initial listing fee or an additional listing fee under Table 1A and 1C of Guidance Note 15A (C), the entity hereby applies for +quotation of the difference (A – C) and agrees to the matters set out in Appendix 2A of the ASX Listing Rules.

Reason for Change:

Net transfers of securities between CDIs and Common Stock

As quoted/ held on NASDAQ

2.3

*Number and class of all issued securities not represented by CDIs quoted on ASX:

Repeat the following table for each class of issued securities not represented (in whole or in part) by CDIs quoted

on ASX

ASX security code:
LNWAA

Security description:
COMMON STOCK

Total number of securities at end of statement month (A):
72,171,073

Total number of securities
at end of previous month (B):

74,289,805

Net difference (A-B):

-2,118,732

Reason for change: Transfer of securities between CDIs and shares of Common Stock, increase in total shares outstanding pursuant to vesting of issuer's outstanding restricted stock units to shares of Common Stock.

Light & Wonder, Inc. – ‘8-K’ for 3/6/24 – ‘EX-99.1’

On: Friday, 3/8/24, at 4:16pm ET · For: 3/6/24 · Accession #: 750004-24-18 · File #: 1-11693

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Current Report — Form 8-K

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‘EX-99.1’ — Miscellaneous Exhibit

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