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American Physicians Service Group Inc – ‘NT 10-K’ for 3/28/02

On:  Thursday, 3/28/02   ·   For:  3/28/02   ·   Accession #:  724024-2-8   ·   File #:  0-11453

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  As Of                Filer                Filing    For·On·As Docs:Size

 3/28/02  American Physicians Svc Group Inc NT 10-K     3/28/02    2:9K

Notice of a Late Filing of a Form 10-K   —   Form 12b-25
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: NT 10-K     Notification of 10-Ksb Late Filing                     3     15K 
 2: EX-99.77Q1  Explanation of Financial Impact of Change.             1      5K 


NT 10-K   —   Notification of 10-Ksb Late Filing

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SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 Commission File Number 0-11453 NOTIFICATION OF LATE FILING (Check One): |X| Form 10-K |_| Form 20-F |_| Form 11-K |_| Form 10-Q |_| Form N-SAR For Period Ended: December 31, 2001 -------------------------------------------- [ ] Transition Report on Form 10-K [ ] Transition Report on Form 20-F [ ] Transition Report on Form 11-K [ ] Transition Report on Form 10-Q [ ] Transition Report on Form N-SAR For the Transition Period Ended: -------------------------------------------------------------------------------- Read attached instruction sheet before preparing form. Please print or type. Nothing in this form shall be construed to imply that the Commission has verified any information contained herein. -------------------------------------------------------------------------------- If the notification relates to a portion of the filing checked above, identify the Item(s) to which the notification relates: PART I -- REGISTRANT INFORMATION American Physicians Service Group, Inc. -------------------------------------------------------------------------------- Full Name of Registrant Former Name if Applicable 1301 Capitol of Texas Highway, Suite C-300 -------------------------------------------------------------------------------- Address of Principal Executive Office (Street and Number) Austin, Texas 78746 -------------------------------------------------------------------------------- City, State and Zip Code PART II -- RULES 12b-25(b) AND (c) If the subject report could not be filed without unreasonable effort or expense and the registrant seeks relief pursuant to Rule 12b-25(b), the following should be completed. (Check box if appropriate) |X| (a) The reasons described in reasonable detail in Part III of this form could not be eliminated without unreasonable effort or expense; |_| (b) The subject annual report, semi-annual report, transition report on Form 10-K, Form 20-F, 11-K or Form N-SAR, or portion thereof will be filed on or before the 15th calendar day following the prescribed due date; or the subject quarterly report or transition report on Form 10-Q, or portion thereof will be filed on or before the fifth calendar day following the prescribed due date; and |_| (c) The accountant's statement or other exhibit required by Rule 12b-25(c) has been attached if applicable. PART III -- NARRATIVE State below in reasonable detail the reasons why Form 10-K, 20-F, 11-K, 10-Q, N-SAR or the transition report or portion thereof could not be filed within the prescribed time period. The Registrant respectfully requests a delay in the filing of its Annual Report on Form 10-K for the fiscal year ended December 31, 2001 (the "Form 10-K") due to the following: (i) The Registrant has been advised as of March 25, 2002 by its independent auditors that the Registrant's treatment of its investment in FemPartners, Inc. resulted in an overstatement of such investment in one or more prior periods. Accordingly, the Registrant's independent auditors have requested that the Registrant restate certain of its prior period financial statements. It
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is unclear at this time which, if any, of the Registrant's financial statements will need to be restated, or to what extent. Due to the timing of the independent auditors' notification, a full and complete Form 10-K cannot be provided within the prescribed time period. PART IV -- OTHER INFORMATION (1) Name and telephone number of person to contact in regard to this notification William H. Hayes 512 314-4403 -------------------------- ---------------- ------------ (Name) (Area Code) (Telephone Number) (2) Have all other periodic reports required under Section 13 or 15(d) of the Securities Exchange Act of 1934 |X| Yes |_| No or Section 30 of the Investment Company Act of 1940 during the preceding 12 months or for such shorter period that the registrant was required to file such report(s) been filed? If answer is no, identify report(s). --------------------------------------------------------------------- (3) Is it anticipated that any significant change in results of operations from the corresponding period |X| Yes |_| No for the last fiscal year will be reflected by the earnings statements to be included in the subject report or No portion thereof? If so, attach an explanation of the anticipated change, both narratively and quantitatively, and if appropriate, state the reasons why a reasonable estimate of the results cannot be made. ---------- --------------------------------------------------------------------- American Physicians Service Group, Inc. -------------------------------------------------------------------------------- (Name of Registrant as Specified in Charter) Has caused this information to be signed on its behalf by the undersigned thereunto duly authorized. Date March 29, 2002 By /s/ William H. Hayes ----------------------- ---------------------------------------- William H. Hayes Senior Vice President- Finance INSTRUCTION: The form may be signed by an executive officer of the registrant or by any other duly authorized representative. The name and title of the person signing the form shall be typed or printed beneath the signature. If the statement is signed on behalf of the registrant by an authorized representative (other than an executive officer), evidence of the representative's authority to sign on behalf of the registrant shall be filed with the form. ATTENTION -------------------------------------------------------------------------------- Intentional misstatements or omissions of fact constitutes Federal Criminal Violations (See 18 U.S.C. 1001). -------------------------------------------------------------------------------- GENERAL INSTRUCTIONS 1. This form is required by Rule 12b-25 (17 CFR 240.12b-25) of the General Rules and Regulations under the Securities Exchange Act of 1934 2. One signed original and four conformed copies of this form and amendments thereto must be completed and filed with the Securities and Exchange Commission, Washington, D.C. 20549, in accordance with Rule 0-3 of the General Rules and Regulations under the Act. The information contained in or filed with the form will be made a matter of public record in the Commission files. 3. A manually signed copy of the form and amendments thereto shall be filed with each national securities exchange on which any class of securities of the registrant is registered. 4. Amendments to the notifications must also be filed on form 12b-25 but need not restate information that has been correctly furnished. The form shall be clearly identified as an amended notification.
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5. Electronic Filers. This form shall not be used by electronic filers unable to timely file a report solely due to electronic difficulties. Filers unable to submit a report within the time period prescribed due to difficulties in electronic filing should comply with either Rule 201 or Rule 202 of Regulation S-T (ss.232.201 or ss.232.202 of this chapter) or apply for an adjustment in filing date pursuant to Rule 13(b) of Regulation S-T (ss.232.13(b) of this chapter).

Dates Referenced Herein   and   Documents Incorporated by Reference

Referenced-On Page
This ‘NT 10-K’ Filing    Date First  Last      Other Filings
3/29/022
Filed on / For Period End:3/28/02
3/25/021
12/31/01110KSB
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Filing Submission 0000724024-02-000008   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

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