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As Of Filer Filing For·On·As Docs:Size 1/23/20 JPMorgan Chase & Co 8-K:5 1/21/20 12:321K |
Document/Exhibit Description Pages Size 1: 8-K Current Report HTML 53K 7: R1 Document and Entity Information Statement HTML 73K 11: XML IDEA XML File -- Filing Summary XML 12K 9: XML XBRL Instance -- ots8ktemplateq12020_htm XML 42K 8: EXCEL IDEA Workbook of Financial Reports XLSX 7K 3: EX-101.CAL XBRL Calculations -- jpm-20200121_cal XML 7K 4: EX-101.DEF XBRL Definitions -- jpm-20200121_def XML 48K 5: EX-101.LAB XBRL Labels -- jpm-20200121_lab XML 112K 6: EX-101.PRE XBRL Presentations -- jpm-20200121_pre XML 52K 2: EX-101.SCH XBRL Schema -- jpm-20200121 XSD 22K 10: JSON XBRL Instance as JSON Data -- MetaLinks 16± 27K 12: ZIP XBRL Zipped Folder -- 0000019617-20-000146-xbrl Zip 21K
Document |
i Delaware | i 1-5805 | i 13-2624428 | ||
(State
or other jurisdiction of incorporation or organization) | (Commission File Number) | (I.R.S. employer identification no.) | ||
i 383
Madison Avenue, | ||||
i New York, | i New
York | i 10179 | ||
(Address of principal executive offices) | (Zip Code) |
i ☐ | Written
communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
i ☐ | Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
i ☐ | Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
i ☐ | Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
Title of each class | Trading Symbol(s) | Name of each exchange on which registered |
i Common stock | i JPM | i The
New York Stock Exchange |
i Depositary Shares, each representing a one-four hundredth interest in a share of 6.125% Non-Cumulative Preferred Stock, Series Y | i JPM
PR F | i The New York Stock Exchange |
i Depositary
Shares, each representing a one-four hundredth interest in a share of 6.10% Non-Cumulative Preferred Stock, Series AA | i JPM PR G | i The
New York Stock Exchange |
i Depositary Shares, each representing a one-four hundredth interest in a share of 6.15% Non-Cumulative Preferred Stock, Series BB | i JPM
PR H | i The New York Stock Exchange |
i Depositary
Shares, each representing a one-four hundredth interest in a share of 5.75% Non-Cumulative Preferred Stock, Series DD | i JPM PR D | i The
New York Stock Exchange |
i Depositary Shares, each representing a one-four hundredth interest in a share of 6.00% Non-Cumulative Preferred Stock, Series EE | i JPM
PR C | i The New York Stock Exchange |
i Depositary
Shares, each representing a one-four hundredth interest in a share of 4.75% Non-Cumulative Preferred Stock, Series GG | i JPM PR J | i The
New York Stock Exchange |
i Alerian MLP Index ETNs due May 24, 2024 | i AMJ | i NYSE
Arca, Inc. |
i Guarantee of Callable Step-Up Fixed Rate Notes due April 26, 2028 of JPMorgan Chase Financial Company LLC | i JPM/28 | i The
New York Stock Exchange |
1 | ROTCE
is a non-GAAP financial measure. For further discussion, see note (b) on page 6 of Exhibit 99.1 to the Firm’s Current Report on Form 8-K dated January 14, 2020, which has been filed with the U.S. Securities and Exchange Commission, containing the Firm's earnings press release for the quarter ended December 31, 2019. |
2 | Credit provided to clients represents new and renewed credit, including loans and commitments. Credit provided to small businesses reflects loans and increased lines of credit provided by Consumer & Business Banking;
Card, Merchant Services & Auto; and Commercial Banking. Credit provided to nonprofit and U.S. and non-U.S. government entities, including U.S. states, municipalities, hospitals and universities, represents credit provided by the Corporate & Investment Bank and Commercial Banking. |
3 | Equity incentives are subject to the JPMorgan Chase Bonus Recoupment Policy which applies in the event of a material restatement of the Firm's financials. In addition, all equity awards granted in 2020 contain recapture provisions that enable the Firm to cancel outstanding awards and/or recover the value of certain stock distributed under the award in specified circumstances. In addition to recapture provisions,
portions of equity awards awarded to the CEO are also subject to additional Protection-based Vesting provisions under which awards may be cancelled as determined by the Compensation & Management Development Committee of the Board of Directors and ratified by the Board of Directors. |
Exhibit No. | Description of Exhibit | |
101 | Pursuant
to Rule 406 of Regulation S-T, the cover page is formatted in Inline XBRL (Inline eXtensible Business Reporting Language). | |
104 | Cover Page Interactive Data File (embedded within the Inline XBRL document and included in Exhibit 101). |
JPMorgan Chase & Co. |
(Registrant) |
By: | /s/ Molly Carpenter |
Corporate Secretary |
Dated: |
This ‘8-K’ Filing | Date | Other Filings | ||
---|---|---|---|---|
4/26/28 | ||||
5/24/24 | ||||
Filed on: | 1/23/20 | 4, 424B2, 8-K | ||
For Period end: | 1/21/20 | 4, 424B2, SC 13G/A | ||
1/14/20 | 424B2, 8-K | |||
12/31/19 | 10-K, 11-K, 13F-HR, 4, 424B2, 424B3, FWP | |||
List all Filings |
As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 2/11/21 JPMorgan Chase & Co. 424B2 1:600K Donnelley … Solutions/FA 2/09/21 JPMorgan Chase & Co. 424B2 1:600K Donnelley … Solutions/FA 2/01/21 JPMorgan Chase & Co. 424B2 1:616K Donnelley … Solutions/FA 1/28/21 JPMorgan Chase & Co. 424B2 1:580K Donnelley … Solutions/FA 11/16/20 JPMorgan Chase & Co. 424B2 1:640K Donnelley … Solutions/FA 11/12/20 JPMorgan Chase & Co. 424B2 1:575K Donnelley … Solutions/FA 9/11/20 JPMorgan Chase & Co. 424B2 1:593K Donnelley … Solutions/FA 9/09/20 JPMorgan Chase & Co. 424B2 1:595K Donnelley … Solutions/FA |