SEC Info - JPMorgan Chase & Co - ‘8-K’ for 1/14/20

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UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

FORM i 8-K

CURRENT REPORT

Pursuant to Section 13 or 15(d)

of the Securities Exchange Act of 1934

Date of Report (date of earliest event reported): i January 14, 2020

i JPMorgan Chase & Co.

(Exact name of registrant as specified in its charter)



i Delaware		i 1-5805	i 13-2624428
(State or other jurisdiction of incorporation or organization)		(Commission File Number)	(I.R.S. employer identification no.)

i 383 Madison Avenue,
i New York,	i New York		i 10179
(Address of principal executive offices)			(Zip Code)

Registrant’s telephone number, including area code: ( i 212) i 270-6000

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:



i ☐		Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)



i ☐		Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)



i ☐		Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))



i ☐		Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:



Title of each class	Trading Symbol(s)	Name of each exchange on which registered
i Common stock	i JPM	i The New York Stock Exchange
i Depositary Shares, each representing a one-four hundredth interest in a share of 6.125% Non-Cumulative Preferred Stock, Series Y	i JPM PR F	i The New York Stock Exchange
i Depositary Shares, each representing a one-four hundredth interest in a share of 6.10% Non-Cumulative Preferred Stock, Series AA	i JPM PR G	i The New York Stock Exchange
i Depositary Shares, each representing a one-four hundredth interest in a share of 6.15% Non-Cumulative Preferred Stock, Series BB	i JPM PR H	i The New York Stock Exchange
i Depositary Shares, each representing a one-four hundredth interest in a share of 5.75% Non-Cumulative Preferred Stock, Series DD	i JPM PR D	i The New York Stock Exchange
i Depositary Shares, each representing a one-four hundredth interest in a share of 6.00% Non-Cumulative Preferred Stock, Series EE	i JPM PR C	i The New York Stock Exchange
i Depositary Shares, each representing a one-four hundredth interest in a share of 4.75% Non-Cumulative Preferred Stock, Series GG	i JPM PR J	i The New York Stock Exchange
i Alerian MLP Index ETNs due May 24, 2024	i AMJ	i NYSE Arca, Inc.
i Guarantee of Callable Step-Up Fixed Rate Notes due April 26, 2028 of JPMorgan Chase Financial Company LLC	i JPM/28	i The New York Stock Exchange
i Guarantee of Cushing 30 MLP Index ETNs due June 15, 2037 of JPMorgan Chase Financial Company LLC	i PPLN	i NYSE Arca, Inc.

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging growth company i ☐

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

Item 2.02 Results of Operations and Financial Condition

On January 14, 2020, JPMorgan Chase & Co. (“JPMorgan Chase” or the “Firm”) reported 2019 fourth quarter net income of $8.5 billion, or $2.57 per share, compared with net income of $7.1 billion, or $1.98 per share, in the fourth quarter of 2018. A copy of the 2019 fourth quarter earnings release is attached hereto as Exhibit 99.1, and a copy of the earnings release financial supplement is attached hereto as Exhibit 99.2.

Each of the Exhibits provided with this Form 8-K shall be deemed to be “filed” for purposes of the Securities Exchange Act of 1934.

This Current Report on Form 8-K (including the Exhibits hereto) contains forward-looking statements within the meaning of the Private Securities Litigation Reform Act of 1995. These statements are based on the current beliefs and expectations of JPMorgan Chase’s management and are subject to significant risks and uncertainties. Actual results may differ from those set forth in the forward-looking statements. Factors that could cause JPMorgan Chase’s actual results to differ materially from those described in the forward-looking statements can be found in JPMorgan Chase’s Annual Report on Form 10-K for the year ended December 31, 2018, and Quarterly Reports on Form 10-Q for the quarters ended March 31, 2019, June 30, 2019, and September 30, 2019 which have been filed with the Securities and Exchange Commission and are available on JPMorgan Chase’s website (https://jpmorganchaseco.gcs-web.com/financial-information/sec-filings) and on the Securities and Exchange Commission’s website (www.sec.gov). JPMorgan Chase does not undertake to update any forward-looking statements.

Item 9.01 Financial Statements and Exhibits

(d) Exhibits




Exhibit No.		Description of Exhibit

99.1		JPMorgan Chase & Co. Earnings Release - Fourth Quarter 2019 Results
99.2		JPMorgan Chase & Co. Earnings Release Financial Supplement - Fourth Quarter 2019
101		Pursuant to Rule 406 of Regulation S-T, the cover page is formatted in Inline XBRL (Inline eXtensible Business Reporting Language).
104		Cover Page Interactive Data File (embedded within the Inline XBRL document and included in Exhibit 101).

SIGNATURE

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

JPMorgan Chase & Co.

(Registrant)



By:	/s/ *Nicole Giles*
	Nicole Giles
	Managing Director and Firmwide Controller
	(Principal Accounting Officer)



Dated:	January 14, 2020

This ‘8-K’ Filing	Date	Other Filings

	6/15/37
	4/26/28
	5/24/24
Filed on / For Period end:	1/14/20	424B2, 8-K
	9/30/19	10-Q, 13F-HR, 4, 424B2, FWP
	6/30/19	10-Q, 13F-HR, 4
	3/31/19	10-Q, 13F-HR, 4
	12/31/18	10-K, 11-K, 13F-HR, 4, 424B2, 5, FWP
		List all Filings

JPMorgan Chase & Co – ‘8-K’ for 1/14/20

On: Tuesday, 1/14/20, at 6:46am ET · For: 1/14/20 · Accession #: 19617-20-82 · File #: 1-05805

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Current Report — Form 8-K — Sect. 13 / 15(d) – SEA’34
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‘8-K’ — Current Report

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