SEC Info - JPMorgan Chase & Co. - ‘8-K’ for 3/16/21

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JPMorgan Chase & Co. – ‘8-K’ for 3/16/21

On: Tuesday, 3/16/21, at 4:20pm ET · For: 3/16/21 · Accession #: 19617-21-243 · File #: 1-05805

Previous ‘8-K’: ‘8-K’ on / for 3/16/21 · Next: ‘8-K’ on 3/17/21 for 3/16/21 · Latest: ‘8-K’ on / for 5/6/24 · 34 References:

  As Of               Filer                 Filing    For·On·As Docs:Size

 3/16/21  JPMorgan Chase & Co.              8-K:5,9     3/16/21   13:14M

Current Report — Form 8-K
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 8-K         Current Report                                      HTML     38K 
 2: EX-3.2      Articles of Incorporation/Organization or Bylaws    HTML    151K 
 9: R1          Document and Entity Information Statement           HTML     70K 
11: XML         IDEA XML File -- Filing Summary                      XML     12K 
 8: XML         XBRL Instance -- jpm-20210316_htm                    XML     49K 
10: EXCEL       IDEA Workbook of Financial Reports                  XLSX      6K 
 4: EX-101.CAL  XBRL Calculations -- jpm-20210316_cal                XML      7K 
 5: EX-101.DEF  XBRL Definitions -- jpm-20210316_def                 XML     49K 
 6: EX-101.LAB  XBRL Labels -- jpm-20210316_lab                      XML    113K 
 7: EX-101.PRE  XBRL Presentations -- jpm-20210316_pre               XML     50K 
 3: EX-101.SCH  XBRL Schema -- jpm-20210316                          XSD     18K 
12: JSON        XBRL Instance as JSON Data -- MetaLinks               16±    27K 
13: ZIP         XBRL Zipped Folder -- 0000019617-21-000243-xbrl      Zip     54K

‘8-K’ — Current Report

This is an HTML Document rendered as filed. [ Alternative Formats ]

iX: C: C:

jpm-20210316

i false i 0000019617 i 12/3100000196172021-03-162021-03-160000019617us-gaap:CommonStockMember2021-03-162021-03-160000019617jpm:DepositarySharesOneFourHundredthInterestinaShareof6.10NonCumulativePreferredStockSeriesAAMember2021-03-162021-03-160000019617jpm:DepositarySharesOneFourHundredthInterestinaShareof6.15NonCumulativePreferredStockSeriesBBMember2021-03-162021-03-160000019617jpm:DepositarySharesOneFourHundredthInterestinaShareof5.75NonCumulativePreferredStockSeriesDDMember2021-03-162021-03-160000019617jpm:DepositarySharesOneFourHundredthInterestinaShareof6.00NonCumulativePreferredStockSeriesEEMember2021-03-162021-03-160000019617jpm:DepositarySharesOneFourHundredthInterestinaShareof4.75NonCumulativePreferredStockSeriesGGMember2021-03-162021-03-160000019617jpm:AlerianMLPIndexETNsDueMay242024Member2021-03-162021-03-160000019617jpm:GuaranteeofCallableSteUpFixedRateNotesDueApril262028ofJPMorganChaseFinancialCompanyLLCMember2021-03-162021-03-16

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

FORM i 8-K

CURRENT REPORT

Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

Date of Report (date of earliest event reported): i March 16, 2021

i JPMorgan Chase & Co.

(Exact name of registrant as specified in its charter)

i Delaware

i 1-5805

i 13-2624428

(State or other jurisdiction of
incorporation or organization)

(Commission File Number)

(I.R.S. employer
identification no.)

i 383 Madison Avenue,

i New York,

i New York

i 10179

(Address of principal executive offices)

(Zip Code)

Registrant’s telephone number, including area code: ( i 212) i 270-6000

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:


i ☐						Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)


i ☐						Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)


i ☐						Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))


i ☐						Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:


Title of each class	Trading Symbol(s)	Name of each exchange on which registered
i Common stock	i JPM	i The New York Stock Exchange
i Depositary Shares, each representing a one-four hundredth interest in a share of 6.10% Non-Cumulative Preferred Stock, Series AA	i JPM PR G	i The New York Stock Exchange
i Depositary Shares, each representing a one-four hundredth interest in a share of 6.15% Non-Cumulative Preferred Stock, Series BB	i JPM PR H	i The New York Stock Exchange
i Depositary Shares, each representing a one-four hundredth interest in a share of 5.75% Non-Cumulative Preferred Stock, Series DD	i JPM PR D	i The New York Stock Exchange
i Depositary Shares, each representing a one-four hundredth interest in a share of 6.00% Non-Cumulative Preferred Stock, Series EE	i JPM PR C	i The New York Stock Exchange
i Depositary Shares, each representing a one-four hundredth interest in a share of 4.75% Non-Cumulative Preferred Stock, Series GG	i JPM PR J	i The New York Stock Exchange
i Alerian MLP Index ETNs due May 24, 2024	i AMJ	i NYSE Arca, Inc.
i Guarantee of Callable Step-Up Fixed Rate Notes due April 26, 2028 of JPMorgan Chase Financial Company LLC	i JPM/28	i The New York Stock Exchange

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging growth company i ☐

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

Item 5.03. Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year.

JPMorgan Chase’s Board of Directors (the “Board”) has adopted amendments to the Firm’s By-laws, effective March 16, 2021 (as so amended, the “By-laws”), primarily to update them in line with developments in Delaware General Corporation Law, adopt the title of Chair in place of Chairman while allowing flexibility to utilize the term of choice, clarify the roles of Lead Independent Director and President at stockholder and Board meetings in the absence of the Chair, and make additional clarifying and conforming revisions.

The foregoing description of the amendments to the By-laws is qualified in its entirety by reference to the full text of the Bylaws, a copy of which (marked to show changes from the prior version) is attached as Exhibit 3.2 and incorporated by reference herein.

Item 9.01 Financial Statements and Exhibits

(d) Exhibit



Exhibit No.						Description of Exhibit

3.2						By-laws of JPMorgan Chase & Co., as amended, effective March 16, 2021
101						Pursuant to Rule 406 of Regulation S-T, the cover page is formatted in Inline XBRL (Inline eXtensible Business Reporting Language).
104						Cover Page Interactive Data File (embedded within the Inline XBRL document and included in Exhibit 101).

SIGNATURE

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.


JPMorgan Chase & Co.
(Registrant)


By:			/s/ *John H. Tribolati*
			John H. Tribolati
			Corporate Secretary


Dated:			March 16, 2021

Dates Referenced Herein and Documents Incorporated by Reference

This ‘8-K’ Filing	Date	Other Filings

	4/26/28
	5/24/24
Filed on / For Period end:	3/16/21	4, 424B2, 424B3, 8-K, FWP
		List all Filings

34 Subsequent Filings that Reference this Filing

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 3/30/23  Chase Issuance Trust              10-K       12/31/22    9:283K                                   Donnelley … Solutions/FA
 2/18/22  JPMorgan Chase & Co.              424B2                  2:653K                                   Donnelley … Solutions/FA
 2/16/22  JPMorgan Chase & Co.              424B2                  1:618K                                   Donnelley … Solutions/FA
 1/20/22  JPMorgan Chase & Co.              424B2                  1:597K                                   Donnelley … Solutions/FA
 1/18/22  JPMorgan Chase & Co.              424B2                  1:595K                                   Donnelley … Solutions/FA
12/09/21  JPMorgan Chase & Co.              424B2                  1:610K                                   Donnelley … Solutions/FA
12/07/21  JPMorgan Chase & Co.              424B2                  1:622K                                   Donnelley … Solutions/FA
11/03/21  JPMorgan Chase & Co.              424B2                  1:589K                                   Donnelley … Solutions/FA
11/01/21  JPMorgan Chase & Co.              424B2                  1:607K                                   Donnelley … Solutions/FA
 9/17/21  JPMorgan Chase & Co.              424B2                  1:644K                                   Donnelley … Solutions/FA
 9/15/21  JPMorgan Chase & Co.              424B2                  1:637K                                   Donnelley … Solutions/FA
 8/05/21  JPMorgan Chase & Co.              424B2                  1:633K                                   Donnelley … Solutions/FA
 8/03/21  JPMorgan Chase & Co.              424B2                  1:636K                                   Donnelley … Solutions/FA
 7/29/21  JPMorgan Chase & Co.              8-A12B                 1:20K                                    Donnelley … Solutions/FA
 7/26/21  JPMorgan Chase & Co.              424B2                  1:632K                                   Donnelley … Solutions/FA
 7/22/21  JPMorgan Chase & Co.              424B2                  1:625K                                   Donnelley … Solutions/FA
 6/22/21  JPMorgan Chase & Co.              424B2                  1:600K                                   Donnelley … Solutions/FA
 6/22/21  JPMorgan Chase & Co.              424B2                  1:573K                                   Donnelley … Solutions/FA
 6/21/21  JPMorgan Chase & Co.              424B2                  1:604K                                   Donnelley … Solutions/FA
 6/21/21  JPMorgan Chase & Co.              424B2                  1:578K                                   Donnelley … Solutions/FA
 5/26/21  JPMorgan Chase & Co.              424B2                  1:601K                                   Donnelley … Solutions/FA
 5/26/21  JPMorgan Chase & Co.              424B2                  1:610K                                   Donnelley … Solutions/FA
 5/24/21  JPMorgan Chase & Co.              424B2                  1:578K                                   Donnelley … Solutions/FA
 5/24/21  JPMorgan Chase & Co.              424B2                  1:603K                                   Donnelley … Solutions/FA
 5/20/21  JPMorgan Chase & Co.              8-A12B                 1:20K                                    Donnelley … Solutions/FA
 5/17/21  JPMorgan Chase & Co.              424B2                  1:626K                                   Donnelley … Solutions/FA
 5/13/21  JPMorgan Chase & Co.              424B2                  1:610K                                   Donnelley … Solutions/FA
 5/07/21  JPMorgan Chase & Co.              424B2                  1:653K                                   Donnelley … Solutions/FA
 5/05/21  JPMorgan Chase & Co.              424B2                  1:646K                                   Donnelley … Solutions/FA
 4/19/21  JPMorgan Chase & Co.              424B2                  1:623K                                   Donnelley … Solutions/FA
 4/19/21  JPMorgan Chase & Co.              424B2                  1:671K                                   Donnelley … Solutions/FA
 4/15/21  JPMorgan Chase & Co.              424B2                  1:601K                                   Donnelley … Solutions/FA
 4/15/21  JPMorgan Chase & Co.              424B2                  1:576K                                   Donnelley … Solutions/FA
 3/17/21  JPMorgan Chase & Co.              8-A12B                 1:20K                                    Donnelley … Solutions/FA

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Filing Submission 0000019617-21-000243 – Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)