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JPMorgan Chase & Co. – ‘8-K’ for 1/17/23

On:  Tuesday, 1/17/23, at 4:20pm ET   ·   For:  1/17/23   ·   Accession #:  19617-23-82   ·   File #:  1-05805

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  As Of               Filer                 Filing    For·On·As Docs:Size

 1/17/23  JPMorgan Chase & Co.              8-K:5,9     1/17/23   12:633K

Current Report   —   Form 8-K

Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 8-K         Current Report                                      HTML     59K 
 2: EX-99.1     Miscellaneous Exhibit                               HTML      8K 
 7: R1          Document and Entity Information Statement           HTML     71K 
10: XML         IDEA XML File -- Filing Summary                      XML     12K 
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 9: EXCEL       IDEA Workbook of Financial Reports                  XLSX      9K 
 4: EX-101.DEF  XBRL Definitions -- jpm-20230117_def                 XML     52K 
 5: EX-101.LAB  XBRL Labels -- jpm-20230117_lab                      XML    124K 
 6: EX-101.PRE  XBRL Presentations -- jpm-20230117_pre               XML     53K 
 3: EX-101.SCH  XBRL Schema -- jpm-20230117                          XSD     19K 
11: JSON        XBRL Instance as JSON Data -- MetaLinks               17±    28K 
12: ZIP         XBRL Zipped Folder -- 0000019617-23-000082-xbrl      Zip     29K 


‘8-K’   —   Current Report


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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM  i 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date of Report (date of earliest event reported):  i January 17, 2023
 i JPMorgan Chase & Co.
(Exact name of registrant as specified in its charter)
 i Delaware i 1-5805 i 13-2624428
(State or other jurisdiction of
incorporation or organization)
(Commission File Number)(I.R.S. employer
identification no.)
 i 383 Madison Avenue,
 i New York, i New York i 10179
(Address of principal executive offices)(Zip Code)
Registrant’s telephone number, including area code: ( i 212 i 270-6000
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
 i  Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
 i  Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
 i  Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
 i  Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Securities registered pursuant to Section 12(b) of the Act:
Title of each classTrading Symbol(s)Name of each exchange on which registered
 i Common stock i JPM i The New York Stock Exchange
 i Depositary Shares, each representing a one-four hundredth interest in a share of 5.75% Non-Cumulative Preferred Stock, Series DD
 i JPM PR D i The New York Stock Exchange
 i Depositary Shares, each representing a one-four hundredth interest in a share of 6.00% Non-Cumulative Preferred Stock, Series EE
 i JPM PR C i The New York Stock Exchange
 i Depositary Shares, each representing a one-four hundredth interest in a share of 4.75% Non-Cumulative Preferred Stock, Series GG
 i JPM PR J i The New York Stock Exchange
 i Depositary Shares, each representing a one-four hundredth interest in a share of 4.55% Non-Cumulative Preferred Stock, Series JJ i JPM PR K i The New York Stock Exchange
 i Depositary Shares, each representing a one-four hundredth interest in a share of 4.625% Non-Cumulative Preferred Stock, Series LL i JPM PR L i The New York Stock Exchange
 i Depositary Shares, each representing a one-four hundredth interest in a share of 4.20% Non-Cumulative Preferred Stock, Series MM i JPM PR M i The New York Stock Exchange
 i Alerian MLP Index ETNs due May 24, 2024 i AMJ i NYSE Arca, Inc.
 i Guarantee of Callable Fixed Rate Notes due June 10, 2032 of JPMorgan Chase Financial Company LLC i JPM/32 i The New York Stock Exchange
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company  i 
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.




Item 5.02 (d) Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.

JPMorgan Chase & Co. (the “Firm”) elected Alicia Boler Davis as a director, effective March 20, 2023. Ms. Davis is the Chief Executive Officer of Alto Pharmacy. Ms. Davis' appointment to a board committee will be disclosed when determined. She was also elected a director of JPMorgan Chase Bank, N.A. and a manager of JPMorgan Chase Holdings LLC, and may be elected a director of such other subsidiary or subsidiaries as may be determined from time to time.

A copy of the press release announcing this election is attached hereto as Exhibit 99.1.

Item 9.01 Financial Statements and Exhibits

(d)    Exhibit
Exhibit No.Description of Exhibit
99.1
101Pursuant to Rule 406 of Regulation S-T, the cover page is formatted in Inline XBRL (Inline eXtensible Business Reporting Language).
104Cover Page Interactive Data File (embedded within the Inline XBRL document and included in Exhibit 101).

2


SIGNATURE

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
JPMorgan Chase & Co.
(Registrant)


By:/s/ John H. Tribolati
John H. Tribolati
Corporate Secretary



Dated:January 17, 2023


3

Dates Referenced Herein   and   Documents Incorporated by Reference

This ‘8-K’ Filing    Date    Other Filings
6/10/32
5/24/24
3/20/23
Filed on / For Period end:1/17/23424B2,  424B8
 List all Filings 


20 Subsequent Filings that Reference this Filing

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 2/07/24  JPMorgan Chase & Co.              424B3                  1:948K                                   Davis Polk & … LLP 01/FA
 2/01/24  JPMorgan Chase & Co.              S-4/A                  1:1M                                     Davis Polk & … LLP 01/FA
 1/18/24  JPMorgan Chase & Co.              424B2                  2:886K                                   Workiva Inc Wde… FA01/FA
 1/17/24  JPMorgan Chase & Co.              S-4                    9:1.3M                                   Davis Polk & … LLP 01/FA
 1/16/24  JPMorgan Chase & Co.              424B2                  1:763K                                   Workiva Inc Wde… FA01/FA
10/18/23  JPMorgan Chase & Co.              424B2                  2:609K                                   Donnelley … Solutions/FA
10/18/23  JPMorgan Chase & Co.              424B2                  2:618K                                   Donnelley … Solutions/FA
10/16/23  JPMorgan Chase & Co.              424B2                  1:573K                                   Donnelley … Solutions/FA
10/16/23  JPMorgan Chase & Co.              424B2                  1:605K                                   Donnelley … Solutions/FA
 7/19/23  JPMorgan Chase & Co.              424B2                  2:614K                                   Donnelley … Solutions/FA
 7/17/23  JPMorgan Chase & Co.              424B2                  1:597K                                   Donnelley … Solutions/FA
 5/31/23  JPMorgan Chase & Co.              S-8         5/31/23    6:852K                                   Donnelley … Solutions/FA
 5/31/23  JPMorgan Chase & Co.              S-8         5/31/23    6:156K                                   Donnelley … Solutions/FA
 5/31/23  JPMorgan Chase & Co.              S-8         5/31/23    6:154K                                   Donnelley … Solutions/FA
 5/31/23  JPMorgan Chase & Co.              S-8         5/31/23    6:158K                                   Donnelley … Solutions/FA
 5/26/23  JPMorgan Chase & Co.              424B2                  2:579K                                   Donnelley … Solutions/FA
 5/24/23  JPMorgan Chase & Co.              424B2                  1:573K                                   Donnelley … Solutions/FA
 4/13/23  JPMorgan Chase & Co.              424B2                  2:1.6M                                   Davis Polk & … LLP 01/FA
 4/13/23  JPMorgan Chase & Co.              S-3/A                  5:534K                                   Davis Polk & … LLP 01/FA
 2/24/23  JPMorgan Chase & Co.              S-3                   13:4.4M                                   Davis Polk & … LLP 01/FA
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