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Iteris, Inc. – ‘10-K’ for 3/31/21 – ‘EX-32.2’

On:  Tuesday, 6/1/21, at 4:32pm ET   ·   For:  3/31/21   ·   Accession #:  350868-21-15   ·   File #:  1-08762

Previous ‘10-K’:  ‘10-K’ on 6/9/20 for 3/31/20   ·   Next:  ‘10-K/A’ on 6/7/21 for 3/31/21   ·   Latest:  ‘10-K’ on 6/29/23 for 3/31/23   ·   25 References:   

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  As Of               Filer                 Filing    For·On·As Docs:Size

 6/01/21  Iteris, Inc.                      10-K        3/31/21  107:16M

Annual Report   —   Form 10-K

Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 10-K        Annual Report                                       HTML   1.30M 
 2: EX-10.7     Material Contract                                   HTML     75K 
 3: EX-23       Consent of Expert or Counsel                        HTML     29K 
 4: EX-31.1     Certification -- §302 - SOA'02                      HTML     34K 
 5: EX-31.2     Certification -- §302 - SOA'02                      HTML     34K 
 6: EX-32.1     Certification -- §906 - SOA'02                      HTML     31K 
 7: EX-32.2     Certification -- §906 - SOA'02                      HTML     31K 
14: R1          Cover                                               HTML     91K 
15: R2          Consolidated Balance Sheets                         HTML    139K 
16: R3          Consolidated Balance Sheets (Parenthetical)         HTML     50K 
17: R4          Consolidated Statements of Operations               HTML    140K 
18: R5          Consolidated Statements of Stockholders' Equity     HTML    100K 
19: R6          Consolidated Statements of Cash Flows               HTML    153K 
20: R7          Description of Business and Summary of Significant  HTML    111K 
                Accounting Policies                                              
21: R8          Supplementary Financial Information                 HTML    137K 
22: R9          Discontinued Operations                             HTML     94K 
23: R10         Restructuring Activities                            HTML     49K 
24: R11         Fair Value Measurements                             HTML     88K 
25: R12         Income Taxes                                        HTML     99K 
26: R13         Commitments and Contingencies                       HTML     33K 
27: R14         Right-of-Use Assets and Lease Liabilities           HTML     70K 
28: R15         Stockholders' Equity                                HTML     39K 
29: R16         Employee Benefit Plans                              HTML     96K 
30: R17         Stock Repurchase Program                            HTML     33K 
31: R18         Acquisitions                                        HTML     90K 
32: R19         Business Segments, Significant Customer and         HTML     91K 
                Geographic Information                                           
33: R20         Quarterly Financial Data (Unaudited)                HTML     62K 
34: R21         Description of Business and Summary of Significant  HTML    151K 
                Accounting Policies (Policies)                                   
35: R22         Description of Business and Summary of Significant  HTML     48K 
                Accounting Policies (Tables)                                     
36: R23         Supplementary Financial Information (Tables)        HTML    152K 
37: R24         Discontinued Operations (Tables)                    HTML     94K 
38: R25         Restructuring Activities (Tables)                   HTML     49K 
39: R26         Fair Value Measurements (Tables)                    HTML     85K 
40: R27         Income Taxes (Tables)                               HTML     99K 
41: R28         Right-of-Use Assets and Lease Liabilities (Tables)  HTML     71K 
42: R29         Stockholders' Equity (Tables)                       HTML     35K 
43: R30         Employee Benefit Plans (Tables)                     HTML     90K 
44: R31         Acquisitions (Tables)                               HTML     85K 
45: R32         Business Segments, Significant Customer and         HTML     87K 
                Geographic Information (Tables)                                  
46: R33         Quarterly Financial Data (Unaudited) (Tables)       HTML     62K 
47: R34         Description of Business and Summary of Significant  HTML     74K 
                Accounting Policies - Acquisitions and                           
                Divestitures (Details)                                           
48: R35         Description of Business and Summary of Significant  HTML     33K 
                Accounting Policies - Restructuring Activities                   
                (Details)                                                        
49: R36         Description of Business and Summary of Significant  HTML     32K 
                Accounting Policies - Revenue Recognition                        
                (Details)                                                        
50: R37         Description of Business and Summary of Significant  HTML     47K 
                Accounting Policies - Concentration of Credit Risk               
                (Details)                                                        
51: R38         Description of Business and Summary of Significant  HTML     40K 
                Accounting Policies - Cash, Cash Equivalents and                 
                Restricted Cash Presented (Details)                              
52: R39         Description of Business and Summary of Significant  HTML     33K 
                Accounting Policies - Accounts Receivable and                    
                Allowance for Doubtful Accounts (Details)                        
53: R40         Description of Business and Summary of Significant  HTML     36K 
                Accounting Policies - Property and Equipment                     
                (Details)                                                        
54: R41         Description of Business and Summary of Significant  HTML     33K 
                Accounting Policies - Goodwill and Impairment of                 
                Long-Lived Assets (Details)                                      
55: R42         Description of Business and Summary of Significant  HTML     34K 
                Accounting Policies - Warranty (Details)                         
56: R43         Supplementary Financial Information - Inventories,  HTML     53K 
                Property and Equipment (Details)                                 
57: R44         Supplementary Financial Information - Narrative     HTML     55K 
                (Details)                                                        
58: R45         Supplementary Financial Information - Intangible    HTML     48K 
                Assets (Details)                                                 
59: R46         Supplementary Financial Information - Future        HTML     44K 
                Estimated Amortization Expense (Details)                         
60: R47         Supplementary Financial Information - Goodwill      HTML     46K 
                (Details)                                                        
61: R48         Supplementary Financial Information - Warranty      HTML     37K 
                Reserve Activity (Details)                                       
62: R49         Supplementary Financial Information - Earnings      HTML     89K 
                (loss) per Share (Details)                                       
63: R50         Supplementary Financial Information - Earnings      HTML     37K 
                (loss) per Share Excluded Weighted Average                       
                (Details)                                                        
64: R51         Discontinued Operations - Narrative (Details)       HTML     53K 
65: R52         Discontinued Operations - Assets and Liabilities    HTML     90K 
                Held for Sale (Details)                                          
66: R53         Discontinued Operations - Results of Operations     HTML     83K 
                Included in Net Income (Loss) From Discontinued                  
                Operations (Details)                                             
67: R54         Discontinued Operations - Gain Recorded on Sale     HTML     69K 
                (Details)                                                        
68: R55         Restructuring Activities (Details)                  HTML     40K 
69: R56         Restructuring Activities - Restructuring and        HTML     48K 
                Severance Costs for our Reportable Segments                      
                (Details)                                                        
70: R57         Restructuring Activities - Restructuring            HTML     38K 
                Activities (Details)                                             
71: R58         Fair Value Measurements (Details)                   HTML     81K 
72: R59         Fair Value Measurements - Narrative (Details)       HTML     42K 
73: R60         Income Taxes - Components of Current and Deferred   HTML     61K 
                Federal and State Income Tax (Benefit) Provision                 
                (Details)                                                        
74: R61         Income Taxes - Reconciliation and Components        HTML     88K 
                (Details)                                                        
75: R62         Income Taxes - Narrative (Details)                  HTML     53K 
76: R63         Income Taxes - Unrecognized Tax Benefits (Details)  HTML     42K 
77: R64         Right-of-Use Assets and Lease Liabilities -         HTML     50K 
                Narrative (Details)                                              
78: R65         Right-of-Use Assets and Lease Liabilities -         HTML     54K 
                Related Assets and Liabilities on the Balance                    
                Sheet (Details)                                                  
79: R66         Right-of-Use Assets and Lease Liabilities -         HTML     39K 
                Supplemental Information (Details)                               
80: R67         Right-of-Use Assets and Lease Liabilities -         HTML     74K 
                Undiscounted Cash Flows (Details)                                
81: R68         Stockholders' Equity - Narrative (Details)          HTML     42K 
82: R69         Stockholders' Equity (Details)                      HTML     43K 
83: R70         Employee Benefit Plans - Stock Incentive Plan,      HTML     66K 
                Stock Options and RSUs (Details)                                 
84: R71         Employee Benefit Plans - Summary of Activity in     HTML     67K 
                the Omnibus Incentive Plans (Details)                            
85: R72         Employee Benefit Plans - Summary of Activity of     HTML     63K 
                RSUs (Details)                                                   
86: R73         Employee Benefit Plans - Stock Based Compensation   HTML     56K 
                Expense (Details)                                                
87: R74         Employee Benefit Plans - Stock Options Granted      HTML     48K 
                (Details)                                                        
88: R75         Employee Benefit Plans - Employee Incentive         HTML     39K 
                Programs (Details)                                               
89: R76         Employee Benefit Plans - Other Stock-Based          HTML     75K 
                Compensation Plans (Details)                                     
90: R77         Stock Repurchase Program (Details)                  HTML     58K 
91: R78         Acquisitions (Details)                              HTML     55K 
92: R79         Acquisitions - TrafficCast Fair Value of the        HTML     43K 
                Consideration Transferred (Details)                              
93: R80         Acquisitions - TrafficCast Purchase Price           HTML     68K 
                Allocation (Details)                                             
94: R81         Acquisitions - TrafficCast Fair Values and Useful   HTML     40K 
                Lives of the Identifiable Intangible Assets                      
                (Details)                                                        
95: R82         Acquisitions - Purchase Price Allocation (Details)  HTML     65K 
96: R83         Acquisitions - Fair Values and Useful Lives of the  HTML     40K 
                Identifiable Intangible Assets (Details)                         
97: R84         Acquisitions - Acquisition-Related Costs (Details)  HTML     46K 
98: R85         Acquisitions - Pro Forma Financial Information      HTML     41K 
                (Details)                                                        
99: R86         Business Segments, Significant Customer and         HTML     60K 
                Geographic Information - Business Segments                       
                (Details)                                                        
100: R87         Business Segments, Significant Customer and         HTML     51K  
                Geographic Information - Reconciliation of Total                 
                Segment (Details)                                                
101: R88         Business Segments, Significant Customer and         HTML     39K  
                Geographic Information - Concentration Risk                      
                (Details)                                                        
102: R89         Business Segments, Significant Customer and         HTML     39K  
                Geographic Information - Percentage of Revenue by                
                Geographic Region (Details)                                      
103: R90         Quarterly Financial Data (Unaudited) (Details)      HTML     64K  
105: XML         IDEA XML File -- Filing Summary                      XML    199K  
13: XML         XBRL Instance -- iti-20210331_htm                    XML   2.99M 
104: EXCEL       IDEA Workbook of Financial Reports                  XLSX    142K  
 9: EX-101.CAL  XBRL Calculations -- iti-20210331_cal                XML    385K 
10: EX-101.DEF  XBRL Definitions -- iti-20210331_def                 XML   1.08M 
11: EX-101.LAB  XBRL Labels -- iti-20210331_lab                      XML   2.33M 
12: EX-101.PRE  XBRL Presentations -- iti-20210331_pre               XML   1.53M 
 8: EX-101.SCH  XBRL Schema -- iti-20210331                          XSD    234K 
106: JSON        XBRL Instance as JSON Data -- MetaLinks              539±   820K  
107: ZIP         XBRL Zipped Folder -- 0000350868-21-000015-xbrl      Zip    472K  


‘EX-32.2’   —   Certification — §906 – SOA’02


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Exhibit 32.2
CERTIFICATION PURSUANT TO 18 U.S.C. §1350, AS ADOPTED
PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002
In connection with the Annual Report of Iteris, Inc. (the “Company”) on Form 10-K for the fiscal year ended March 31, 2021 as filed with the Securities and Exchange Commission (the “Report”), I, Douglas L. Groves, Chief Financial Officer of the Company, certify, pursuant to 18 U.S.C. §1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002, that:
1.The Report fully complies with the requirements of Section 13(a) or 15(d) of the Securities Exchange Act of 1934; and
2.The information contained in the Report fairly presents, in all material respects, the financial condition and results of operations of the Company.
Date: June 1, 2021
/s/ DOUGLAS L. GROVES
Douglas L. Groves
Senior Vice President and Chief Financial Officer
A signed original of this written statement required by Section 906, or any other document authenticating, acknowledging, or otherwise adopting the signature that appears in typed form within the electronic version of this written statement required by Section 906, has been provided to the Company and will be retained by the Company and furnished to the Securities and Exchange Commission or its staff upon request.
1

Dates Referenced Herein   and   Documents Incorporated by Reference

This ‘10-K’ Filing    Date    Other Filings
Filed on:6/1/218-K
For Period end:3/31/2110-K/A
 List all Filings 


6 Subsequent Filings that Reference this Filing

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 6/29/23  Iteris, Inc.                      10-K        3/31/23   86:8.1M                                   Workiva Inc Wde… FA01/FA
 6/01/22  Iteris, Inc.                      10-K        3/31/22  104:11M                                    Workiva Inc Wde… FA01/FA
11/12/21  Iteris, Inc.                      S-8        11/12/21    3:88K                                    Toppan Merrill/FA
 7/30/21  Iteris, Inc.                      S-3/A                  2:65K                                    Toppan Merrill/FA
 6/08/21  Iteris, Inc.                      S-3                    4:799K                                   Toppan Merrill/FA
 6/07/21  Iteris, Inc.                      10-K/A      3/31/21  104:11M                                    Workiva Inc Wde… FA01/FA


19 Previous Filings that this Filing References

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 2/02/21  Iteris, Inc.                      10-Q       12/31/20   80:9.8M
12/07/20  Iteris, Inc.                      8-K:1,5,9  12/07/20   17:28M
 8/04/20  Iteris, Inc.                      10-Q        6/30/20   76:8.9M                                   Toppan Merrill/FA
 6/09/20  Iteris, Inc.                      10-K        3/31/20   84:10M                                    Toppan Merrill-FA
 5/06/20  Iteris, Inc.                      8-K:2,9     4/30/20    2:567K                                   Toppan Merrill/FA
12/04/19  Iteris, Inc.                      8-K:5,9    12/03/19    3:69K                                    Toppan Merrill/FA
 7/09/19  Iteris, Inc.                      8-K:2,3,7,9 7/02/19    3:84K                                    Toppan Merrill/FA
 6/06/19  Iteris, Inc.                      10-K        3/31/19   78:13M                                    Toppan Merrill-FA
11/06/18  Iteris, Inc.                      S-8        11/06/18    4:333K                                   Toppan Merrill/FA
10/15/18  Iteris, Inc.                      8-K:5,9    10/11/18    2:95K                                    Toppan Merrill/FA
 8/07/18  Iteris, Inc.                      10-Q        6/30/18   55:5.5M                                   Toppan Merrill/FA
 6/07/18  Iteris, Inc.                      10-K        3/31/18   82:10M                                    Toppan Merrill-FA
 9/22/15  Iteris, Inc.                      8-K:5,9     9/22/15    3:141K                                   Toppan Merrill/FA
 9/04/14  Iteris, Inc.                      10-K        3/31/14   76:10M                                    Toppan Merrill-FA
 6/11/12  Iteris, Inc.                      10-K        3/31/12   38:6.2M                                   Toppan Merrill/FA
 7/28/10  Iteris, Inc.                      10-Q        6/30/10    8:1.1M                                   Toppan Merrill/FA
 8/14/07  Iteris, Inc.                      10-Q        6/30/07    8:2.4M                                   Toppan Merrill/FA
12/08/04  Iteris, Inc.                      8-A12B                 2:46K                                    Toppan Merrill-FA
 6/29/04  Iteris, Inc.                      10-K        3/31/04    6:1.8M                                   Toppan Merrill/FA
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Filing Submission 0000350868-21-000015   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

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