SEC Info - Apple Inc. - ‘10-Q’ for 12/28/19

Quarterly Report — Form 10-Q — Sect. 13 / 15(d) – SEA’34
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 10-Q        Quarterly Report                                    HTML    988K 
 2: EX-31.1     Certification -- §302 - SOA'02                      HTML     32K 
 3: EX-31.2     Certification -- §302 - SOA'02                      HTML     32K 
 4: EX-32.1     Certification -- §906 - SOA'02                      HTML     29K 
46: R1          Cover Page                                          HTML    106K 
20: R2          Condensed Consolidated Statements of Operations     HTML     79K 
                (Unaudited)                                                      
30: R3          Condensed Consolidated Statements of Comprehensive  HTML     71K 
                Income (Unaudited)                                               
75: R4          Condensed Consolidated Balance Sheets (Unaudited)   HTML    118K 
49: R5          Condensed Consolidated Balance Sheets (Unaudited)   HTML     33K 
                (Parenthetical)                                                  
23: R6          Condensed Consolidated Statements of Shareholders'  HTML     61K 
                Equity (Unaudited)                                               
33: R7          Condensed Consolidated Statements of Cash Flows     HTML    126K 
                (Unaudited)                                                      
77: R8          Summary of Significant Accounting Policies          HTML     49K 
45: R9          Revenue Recognition                                 HTML     55K 
26: R10         Financial Instruments                               HTML    325K 
17: R11         Condensed Consolidated Financial Statement Details  HTML     54K 
43: R12         Income Taxes                                        HTML     32K 
72: R13         Debt                                                HTML    110K 
25: R14         Shareholders' Equity                                HTML     29K 
16: R15         Comprehensive Income                                HTML     73K 
42: R16         Benefit Plans                                       HTML     53K 
71: R17         Commitments and Contingencies                       HTML     49K 
27: R18         Segment Information and Geographic Data             HTML     66K 
15: R19         Leases                                              HTML    118K 
58: R20         Summary of Significant Accounting Policies          HTML     79K 
                (Policies)                                                       
66: R21         Summary of Significant Accounting Policies          HTML     41K 
                (Tables)                                                         
38: R22         Revenue Recognition (Tables)                        HTML     42K 
14: R23         Financial Instruments (Tables)                      HTML    308K 
57: R24         Condensed Consolidated Financial Statement Details  HTML     57K 
                (Tables)                                                         
65: R25         Debt (Tables)                                       HTML    108K 
37: R26         Comprehensive Income (Tables)                       HTML     74K 
13: R27         Benefit Plans (Tables)                              HTML     50K 
56: R28         Commitments and Contingencies (Tables)              HTML     35K 
67: R29         Segment Information and Geographic Data (Tables)    HTML     68K 
69: R30         Leases (Tables)                                     HTML     90K 
39: R31         Summary of Significant Accounting Policies -        HTML     44K 
                Additional Information (Details)                                 
18: R32         Summary of Significant Accounting Policies -        HTML     49K 
                Computation of Basic and Diluted Earnings Per                    
                Share (Details)                                                  
28: R33         Revenue Recognition - Additional Information        HTML     28K 
                (Details)                                                        
70: R34         Revenue Recognition - Deferred Revenue, Expected    HTML     34K 
                Timing of Realization, Percentage (Details)                      
40: R35         Revenue Recognition - Deferred Revenue, Expected    HTML     32K 
                Timing of Realization, Period (Details)                          
19: R36         Revenue Recognition - Net Sales Disaggregated by    HTML     39K 
                Significant Products and Services (Details)                      
29: R37         Financial Instruments - Cash, Cash Equivalents and  HTML     96K 
                Marketable Securities (Details)                                  
68: R38         Financial Instruments - Additional Information      HTML     76K 
                (Details)                                                        
41: R39         Financial Instruments - Restricted Cash (Details)   HTML     40K 
63: R40         Financial Instruments - Derivative Instruments at   HTML     53K 
                Gross Fair Value (Details)                                       
51: R41         Financial Instruments - Pre-Tax Gains and Losses    HTML     53K 
                of Derivative and Non-Derivative Instruments                     
                Designated as Cash Flow and Net Investment Hedges                
                (Details)                                                        
10: R42         Financial Instruments - Derivative Instruments      HTML     50K 
                Designated as Fair Value Hedges and Related Hedged               
                Items (Details)                                                  
34: R43         Financial Instruments - Notional Amounts and        HTML     35K 
                Credit Risk Amounts Associated with Derivative                   
                Instruments (Details)                                            
64: R44         Condensed Consolidated Financial Statement Details  HTML     40K 
                - Property, Plant and Equipment, Net (Details)                   
52: R45         Condensed Consolidated Financial Statement Details  HTML     31K 
                - Other Non-Current Liabilities (Details)                        
11: R46         Condensed Consolidated Financial Statement Details  HTML     34K 
                - Other Income/(Expense), Net (Details)                          
35: R47         Income Taxes - Additional Information (Details)     HTML     43K 
62: R48         Debt - Additional Information (Details)             HTML     46K 
55: R49         Debt - Summary of Cash Flows Associated with        HTML     38K 
                Commercial Paper (Details)                                       
48: R50         Debt - Summary of Term Debt (Details)               HTML     69K 
74: R51         Shareholders' Equity - Additional Information       HTML     40K 
                (Details)                                                        
32: R52         Comprehensive Income - Pre-tax Amounts              HTML     49K 
                Reclassified from AOCI into the Condensed                        
                Consolidated Statements of Operations (Details)                  
22: R53         Comprehensive Income - Change in AOCI by Component  HTML     65K 
                (Details)                                                        
47: R54         Benefit Plans - Additional Information (Details)    HTML     44K 
73: R55         Benefit Plans - Restricted Stock Units Activity     HTML     53K 
                and Related Information (Details)                                
31: R56         Benefit Plans - Summary of Share-Based              HTML     29K 
                Compensation Expense and the Related Income Tax                  
                Benefit (Details)                                                
21: R57         Commitments and Contingencies - Changes in Accrued  HTML     31K 
                Warranties and Related Costs (Details)                           
44: R58         Commitments and Contingencies - Additional          HTML     35K 
                Information (Details)                                            
76: R59         Segment Information and Geographic Data - Summary   HTML     40K 
                Information by Reportable Segment (Details)                      
36: R60         Segment Information and Geographic Data -           HTML     38K 
                Reconciliation of Segment Operating Income to                    
                Condensed Consolidated Statements of Operations                  
                (Details)                                                        
12: R61         Leases - Additional Information (Details)           HTML     46K 
50: R62         Leases - ROU Assets and Lease Liabilities           HTML     46K 
                (Details)                                                        
60: R63         Leases - Lease Liability Maturities (Details)       HTML     82K 
59: XML         IDEA XML File -- Filing Summary                      XML    141K 
54: XML         XBRL Instance -- a10-qq1202012282019_htm             XML   2.40M 
61: EXCEL       IDEA Workbook of Financial Reports                  XLSX     85K 
 6: EX-101.CAL  XBRL Calculations -- aapl-20191228_cal               XML    270K 
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53: JSON        XBRL Instance as JSON Data -- MetaLinks              366±   550K 
24: ZIP         XBRL Zipped Folder -- 0000320193-20-000010-xbrl      Zip    255K

‘R12’ — Income Taxes

This is an IDEA Financial Report. [ Alternative Formats ]

Income Taxes	3 Months Ended
Income Taxes	Dec. 28, 2019
Income Tax Disclosure [Abstract]
Income Taxes	Income Taxes Uncertain Tax Positions As of December 28, 2019, the total amount of gross unrecognized tax benefits was $16.4 billion, of which $8.9 billion, if recognized, would impact the Company’s effective tax rate. The Company had accrued $1.5 billion of gross interest and penalties related to income tax matters as of December 28, 2019. The Company is subject to taxation and files income tax returns in the U.S. federal jurisdiction and many state and foreign jurisdictions. The U.S. Internal Revenue Service concluded its review of the years 2013 through 2015 in 2018, and all years before 2016 are closed. Tax years after 2014 remain open in certain major foreign jurisdictions and are subject to examination by the taxing authorities. The Company believes that an adequate provision has been made for any adjustments that may result from tax examinations. However, the outcome of tax audits cannot be predicted with certainty. If any issues addressed in the Company’s tax audits are resolved in a manner inconsistent with its expectations, the Company could be required to adjust its provision for income taxes in the period such resolution occurs. Although the timing of resolution and/or closure of audits is not certain, the Company believes it is reasonably possible that its gross unrecognized tax benefits could decrease in the next 12 months by as much as $2.3 billion. European Commission State Aid Decision On August 30, 2016, the European Commission announced its decision that Ireland granted state aid to the Company by providing tax opinions in 1991 and 2007 concerning the tax allocation of profits of the Irish branches of two subsidiaries of the Company (the “State Aid Decision”). The State Aid Decision ordered Ireland to calculate and recover additional taxes from the Company for the period June 2003 through December 2014. The recovery amount was calculated to be €13.1 billion, plus interest of €1.2 billion. On an annual basis, the Company may request approval from the Irish Minister for Finance to reduce the recovery amount for certain taxes paid to other countries. As of December 28, 2019, the adjusted recovery amount was €12.9 billion. Irish legislative changes, effective as of January 2015, eliminated the application of the tax opinions from that date forward. The Company believes the State Aid Decision to be without merit and appealed to the General Court of the Court of Justice of the European Union. Ireland has also appealed the State Aid Decision. The Company believes that any incremental Irish corporate income taxes potentially due related to the State Aid Decision would be creditable against U.S. taxes, subject to any foreign tax credit limitations in the U.S. Tax Cuts and Jobs Act. The adjusted recovery amount plus interest is funded into escrow, where it will remain restricted from general use pending the conclusion of all appeals. Refer to the Cash, Cash Equivalents and Marketable Securities section of Note 3, “Financial Instruments” for more information.

Dates Referenced Herein and Documents Incorporated by Reference

This ‘10-Q’ Filing	Date	Other Filings

Filed as of:	1/29/20	4
Filed on:	1/28/20	8-K
For Period end:	12/28/19
	8/30/16	4
		List all Filings

2 Subsequent Filings that Reference this Filing

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 8/14/20  Apple Inc.                        424B2                  1:379K                                   Donnelley … Solutions/FA
 8/13/20  Apple Inc.                        424B2                  1:362K                                   Donnelley … Solutions/FA

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Filing Submission 0000320193-20-000010 – Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

Apple Inc. – ‘10-Q’ for 12/28/19 – ‘R12’

On: Tuesday, 1/28/20, at 6:02pm ET · As of: 1/29/20 · For: 12/28/19 · Accession #: 320193-20-10 · File #: 1-36743

Previous ‘10-Q’: ‘10-Q’ on 7/31/19 for 6/29/19 · Next: ‘10-Q’ on 5/1/20 for 3/28/20 · Latest: ‘10-Q’ on 5/3/24 for 3/30/24 · 2 References:

Quarterly Report — Form 10-Q — Sect. 13 / 15(d) – SEA’34
Filing Table of Contents

‘R12’ — Income Taxes

This is an IDEA Financial Report. [ Alternative Formats ]

Dates Referenced Herein and Documents Incorporated by Reference

2 Subsequent Filings that Reference this Filing

Apple Inc. – ‘10-Q’ for 12/28/19 – ‘R12’

On: Tuesday, 1/28/20, at 6:02pm ET · As of: 1/29/20 · For: 12/28/19 · Accession #: 320193-20-10 · File #: 1-36743

Previous ‘10-Q’: ‘10-Q’ on 7/31/19 for 6/29/19 · Next: ‘10-Q’ on 5/1/20 for 3/28/20 · Latest: ‘10-Q’ on 5/3/24 for 3/30/24 · 2 References: By: Apple Inc. – ‘424B2’ on 8/14/20 By: Apple Inc. – ‘424B2’ on 8/13/20

Quarterly Report — Form 10-Q — Sect. 13 / 15(d) – SEA’34Filing Table of Contents

‘R12’ — Income Taxes

This is an IDEA Financial Report. [ Alternative Formats ]

Dates Referenced Herein and Documents Incorporated by Reference

2 Subsequent Filings that Reference this Filing

Previous ‘10-Q’: ‘10-Q’ on 7/31/19 for 6/29/19 · Next: ‘10-Q’ on 5/1/20 for 3/28/20 · Latest: ‘10-Q’ on 5/3/24 for 3/30/24 · 2 References:

Quarterly Report — Form 10-Q — Sect. 13 / 15(d) – SEA’34
Filing Table of Contents