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Amgen Inc – ‘10-K’ for 12/31/19 – ‘EX-10.14’

On:  Wednesday, 2/12/20, at 5:15pm ET   ·   For:  12/31/19   ·   Accession #:  318154-20-17   ·   File #:  1-37702

Previous ‘10-K’:  ‘10-K’ on 2/13/19 for 12/31/18   ·   Next:  ‘10-K/A’ on 2/13/20 for 12/31/19   ·   Latest:  ‘10-K’ on 2/14/24 for 12/31/23   ·   16 References:   

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  As Of               Filer                 Filing    For·On·As Docs:Size

 2/12/20  Amgen Inc                         10-K       12/31/19  153:23M

Annual Report   —   Form 10-K   —   Sect. 13 / 15(d) – SEA’34
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 10-K        Annual Report                                       HTML   2.77M 
 2: EX-2.3      Amendment to No. 2 to the Asset Purchase Agreement  HTML     50K 
                Between Amgen and Celgene                                        
 3: EX-2.4      Letter Agreement - Treatment of Certain Product     HTML    244K 
                Inventory                                                        
 4: EX-4.29     Description of Securities                           HTML    166K 
 9: EX-10.10    Form of Restricted Stock Unit Agreement             HTML     67K 
10: EX-10.11    Form of Cash-Settled Restricted Stock Unit          HTML     65K 
                Agreement                                                        
11: EX-10.14    Second Amendment to Supplemental Retirement Plan    HTML     41K 
12: EX-10.21    Second Amendment to Nonqualified Deferred           HTML     41K 
                Compensation Plan                                                
 5: EX-10.4     Form of Grant of Stock Option Agreement             HTML    213K 
13: EX-10.41    Collaboration Agreement                             HTML    466K 
14: EX-10.42    Guarantee Agreement                                 HTML     71K 
 6: EX-10.5     Form of Restricted Stock Unit Agreement             HTML    211K 
 7: EX-10.7     Form of Performance Unit Agreement                  HTML    202K 
 8: EX-10.8     Director Equity Incentive Program                   HTML     69K 
15: EX-21       Subsidiaries of the Company                         HTML     45K 
16: EX-31       Rule 13A-14(A) Certifications                       HTML     54K 
17: EX-32       Section 1350 Certifications                         HTML     43K 
101: R1          Cover page                                          HTML    112K  
54: R2          Consolidated Statements of Income                   HTML    101K 
71: R3          Consolidated Statements of Comprehensive Income     HTML     64K 
150: R4          Consolidated Balance Sheets                         HTML    117K  
99: R5          Consolidated Balance Sheets (Parenthetical)         HTML     45K 
53: R6          Consolidated Statements of Stockholders' Equity     HTML     91K 
70: R7          Consolidated Statements of Stockholders' Equity     HTML     41K 
                (Parenthetical)                                                  
148: R8          Consolidated Statements of Cash Flows               HTML    120K  
103: R9          Summary of significant accounting policies          HTML     74K  
149: R10         Acquisitions                                        HTML     75K  
104: R11         Revenues                                            HTML    160K  
52: R12         Stock-based compensation                            HTML    135K 
73: R13         Defined contribution plan                           HTML     41K 
147: R14         Income taxes                                        HTML    155K  
102: R15         Earnings per share                                  HTML     63K  
51: R16         Collaborations                                      HTML     58K 
72: R17         Investments                                         HTML    197K 
151: R18         Inventories                                         HTML     48K  
100: R19         Property, plant and equipment                       HTML     71K  
25: R20         Goodwill and intangible assets                      HTML     96K 
75: R21         Leases                                              HTML     81K 
124: R22         Other current assets and accrued liabilities        HTML     60K  
110: R23         Financing arrangements                              HTML    154K  
24: R24         Stockholders' equity                                HTML    181K 
74: R25         Fair value measurement                              HTML    220K 
123: R26         Derivative instruments                              HTML    237K  
109: R27         Contingencies and commitments                       HTML    172K  
23: R28         Quarterly financial data (Unaudited)                HTML     83K 
76: R29         Subsequent events                                   HTML     43K 
68: R30         Schedule Ii - Valuation and Qualifying Accounts     HTML     59K 
48: R31         Summary of significant accounting policies -        HTML    139K 
                (Policies)                                                       
106: R32         Acquisitions - (Tables)                             HTML     63K  
152: R33         Revenues (Tables)                                   HTML    159K  
69: R34         Stock-based compensation (Tables)                   HTML    128K 
49: R35         Income taxes (Tables)                               HTML    153K 
107: R36         Earnings per share (Tables)                         HTML     62K  
153: R37         Investments - (Tables)                              HTML    192K  
67: R38         Inventories (Tables)                                HTML     50K 
50: R39         Property, plant and equipment (Tables)              HTML     73K 
85: R40         Goodwill and other intangible assets - (Tables)     HTML     93K 
33: R41         Leases - (Tables)                                   HTML     81K 
111: R42         Other current assets and accrued liabilities        HTML     63K  
                (Tables)                                                         
125: R43         Financing arrangements (Tables)                     HTML    141K  
86: R44         Stockholders' equity (Tables)                       HTML    177K 
34: R45         Fair value measurement - (Tables)                   HTML    201K 
112: R46         Derivative instruments - (Tables)                   HTML    230K  
126: R47         Contingencies and commitments - (Tables)            HTML     46K  
84: R48         Quarterly financial data (Unaudited) (Tables)       HTML     82K 
36: R49         Summary of significant accounting policies -        HTML     61K 
                Narrative (Details)                                              
46: R50         Acquisitions - Narrative (Details)                  HTML    106K 
65: R51         Acquisitions - Otezla (Details)                     HTML     62K 
138: R52         Acquisitions - Aggregate Consideration Paid         HTML     62K  
                (Details)                                                        
89: R53         Revenues - Narrative (Details)                      HTML    164K 
45: R54         Revenues - Customer Concentration, Product Sales    HTML     60K 
                (Details)                                                        
63: R55         Stock-based compensation (Textual) (Details)        HTML     97K 
135: R56         Stock-based compensation (Components of             HTML     51K  
                Stock-based Compensation Expense) (Details)                      
88: R57         Stock-based compensation (Summary of RSUs)          HTML     65K 
                (Details)                                                        
44: R58         Stock-based compensation Stock-based compensation   HTML     56K 
                (Summary of Stock Options) (Details)                             
66: R59         Stock-based compensation (Summary of Stock          HTML     92K 
                Options) (Details)                                               
130: R60         Stock-based compensation (Weighted-average          HTML     50K  
                Assumptions) (Details)                                           
119: R61         Defined contribution plan (Details)                 HTML     40K  
30: R62         Income taxes (Income Before Income Taxes)           HTML     46K 
                (Details)                                                        
81: R63         Income taxes (Provision for Income Taxes)           HTML     69K 
                (Details)                                                        
129: R64         Income taxes (Components of Deferred Tax Assets     HTML     78K  
                and Liabilities) (Details)                                       
116: R65         Income taxes (Textual) (Details)                    HTML     74K  
27: R66         Income taxes (Reconciliation of Total Gross         HTML     54K 
                Amounts of UTBs) (Details)                                       
80: R67         Income taxes (Reconciliation of Federal Statutory   HTML     74K 
                Tax Rate) (Details)                                              
133: R68         Earnings per share (Details)                        HTML     68K  
113: R69         Collaborations - Novartis AG (Details)              HTML     63K  
93: R70         Collaborations - Bayer HealthCare Pharmaceuticals   HTML     57K 
                Inc. (Details)                                                   
142: R71         Investments - Schedule (Details)                    HTML     84K  
56: R72         Investments - Fair Values by Classification         HTML     51K 
                (Details)                                                        
40: R73         Investments - Available-for-sale (Details)          HTML     46K 
94: R74         Investments - Fair Values by Contractual Maturity   HTML     55K 
                (Details)                                                        
145: R75         Investments - Unrealized Losses and Fair Values     HTML     83K  
                (Details)                                                        
59: R76         Investments - Equity Securities (Details)           HTML     42K 
41: R77         Investments - Limited Partnership Investments       HTML     44K 
                (Details)                                                        
98: R78         Inventories (Details)                               HTML     50K 
140: R79         Property, plant and equipment (Schedule) (Details)  HTML     90K  
91: R80         Property, plant and equipment (Geographic           HTML     48K 
                Information) (Details)                                           
141: R81         Goodwill and other intangible assets - Goodwill     HTML     46K  
                Roll Forward (Details)                                           
55: R82         Goodwill and other intangible assets -              HTML     69K 
                Identifiable Intangible Assets (Details)                         
38: R83         Goodwill and other intangible assets - Narrative    HTML     55K 
                (Details)                                                        
96: R84         Leases - Narrative (Details)                        HTML     63K 
146: R85         Leases - Summary of Leases (Details)                HTML     47K  
60: R86         Leases - Components of Lease Costs (Details)        HTML     45K 
43: R87         Maturities of Lease Liabilities (Details)           HTML     62K 
97: R88         Leases - Cash and Noncash Information of Leases     HTML     43K 
                (Details)                                                        
139: R89         Leases - Prior to adoption (Details)                HTML     59K  
132: R90         Other current assets and accrued liabilities        HTML     49K  
                Schedule of Other Assets (Details)                               
120: R91         Schedule of Accrued Liabilities (Details)           HTML     53K  
31: R92         Financing arrangements (Principal Amounts and       HTML    242K 
                Carrying Value of Long-term Borrowings) (Details)                
83: R93         Financing arrangements (Debt Issuances) (Details)   HTML     61K 
127: R94         Financing arrangements (Debt Repayments) (Details)  HTML     78K  
115: R95         Financing arrangements (Interest Rate and           HTML     91K  
                Cross-currency Swaps) (Details)                                  
26: R96         Financing arrangements (Shelf Registration          HTML     65K 
                Statements and Other Facilities) (Details)                       
78: R97         Financing arrangements (Contractual Maturities of   HTML     58K 
                Long-term Debt) (Details)                                        
134: R98         Financing arrangements (Interest Costs) (Details)   HTML     41K  
114: R99         Stockholders' equity (Stock Repurchase Program)     HTML     55K  
                (Details)                                                        
39: R100        Stockholders' equity (Dividends) (Details)          HTML     47K 
57: R101        Stockholders' equity (Components of AOCI)           HTML     81K 
                (Details)                                                        
143: R102        Stockholders' equity (Accumulated Other             HTML     50K  
                Comprehensive Income (Loss), Textual) (Details)                  
92: R103        Stockholders' equity (Reclassifications out of      HTML     93K 
                AOCI) (Details)                                                  
42: R104        Stockholders' equity (Other) (Details)              HTML     47K 
58: R105        Fair value measurement - (Fair Value of Financial   HTML    160K 
                Assets and Liabilities on Recurring Basis)                       
                (Details)                                                        
144: R106        Fair value measurement - Narrative (Details)        HTML     75K  
95: R107        Derivative instruments - Narrative (Details)        HTML     60K 
37: R108        Derivative instruments - (Cross-currency Swaps)     HTML     73K 
                (Details)                                                        
62: R109        Derivative instruments - (Effective Portion of      HTML     50K 
                Unrealized Gain (Loss)) (Details)                                
82: R110        Derivative instruments - (Hedged Liabilities and    HTML     52K 
                Cumulative Amount) (Details) (Details)                           
29: R111        Derivative instruments - (Summary of Income and     HTML     72K 
                Expense Line Items) (Details)                                    
118: R112        Derivative instruments - (Fair Value of             HTML     71K  
                Derivatives) (Details)                                           
131: R113        Contingencies and commitments (Sensipar ANDA        HTML     45K  
                Patent Litigation) (Details)                                     
79: R114        Contingencies and commitments (Sandoz Patent        HTML     47K 
                Litigation) (Details)                                            
28: R115        Contingencies and commitments (Repatha Patent       HTML     46K 
                Litigation) (Details)                                            
117: R116        Contingencies and commitments (NEUPOGEN Patent      HTML     45K  
                Litigation) (Details)                                            
128: R117        Contingencies and commitments (EPOGEN Patent        HTML     47K  
                Litigation) (Details)                                            
77: R118        Contingencies and commitments (AMJEVITA Patent      HTML     41K 
                Litigation) (Details)                                            
32: R119        Contingencies and commitments (KANJINTI Patent      HTML     42K 
                Litigation) (Details)                                            
90: R120        Contingencies and commitments (MVASI Patent         HTML     46K 
                Litigation) (Details)                                            
137: R121        Contingencies and commitments (Additional           HTML     53K  
                Information) (Details)                                           
64: R122        Contingencies and commitments (U.S. Repatriation    HTML     55K 
                Tax Commitments) (Details)                                       
47: R123        Quarterly financial data (Unaudited) (Details)      HTML     68K 
87: R124        Subsequent events - Narrative (Details)             HTML     50K 
136: R125        Schedule Ii - Valuation and Qualifying Accounts     HTML     48K  
                (Details)                                                        
108: R9999       Uncategorized Items - amgn-12312019x10kq42019.htm   HTML     39K  
35: XML         IDEA XML File -- Filing Summary                      XML    278K 
122: XML         XBRL Instance -- amgn-12312019x10kq42019_htm         XML   5.74M  
105: EXCEL       IDEA Workbook of Financial Reports                  XLSX    175K  
19: EX-101.CAL  XBRL Calculations -- amgn-20191231_cal               XML    375K 
20: EX-101.DEF  XBRL Definitions -- amgn-20191231_def                XML   1.36M 
21: EX-101.LAB  XBRL Labels -- amgn-20191231_lab                     XML   2.86M 
22: EX-101.PRE  XBRL Presentations -- amgn-20191231_pre              XML   1.85M 
18: EX-101.SCH  XBRL Schema -- amgn-20191231                         XSD    319K 
121: JSON        XBRL Instance as JSON Data -- MetaLinks              591±   892K  
61: ZIP         XBRL Zipped Folder -- 0000318154-20-000017-xbrl      Zip   1.06M 


‘EX-10.14’   —   Second Amendment to Supplemental Retirement Plan


This Exhibit is an HTML Document rendered as filed.  [ Alternative Formats ]



 <!   C:   C: 
  Exhibit  

SECOND AMENDMENT TO THE
AMGEN INC. SUPPLEMENTAL RETIREMENT PLAN
AS AMENDED AND RESTATED EFFECTIVE OCTOBER 16, 2013
The Amgen Inc. Supplemental Retirement Plan, as Amended and Restated Effective October 16, 2013 (the “Plan”), is hereby amended, effective October 23, 2019, as follows:
1.
Section 2.27 is amended by adding the following at the end thereof:
If you were employed in the United States by Celgene Corporation or any affiliate of Celgene Corporation (collectively, “Celgene”) immediately preceding the Closing Date (as defined in the Asset Purchase Agreement by and among Celgene Corporation, as Seller, and Amgen Inc., as Purchaser, Dated as of August 25, 2019) and effective as of the Closing Date, you were offered and you accepted employment with the Company, then for purposes of calculating your Years of Service under the Plan, you will receive credit for your years of service with Celgene and with Celgene-recognized predecessors prior to the Closing Date.
To record this Second Amendment to the Plan as set forth herein, the Company has caused its authorized officer to execute this document this 23rd day of October, 2019.
AMGEN INC.
By:
 
Title: Executive Vice President, Human Resources




Dates Referenced Herein   and   Documents Incorporated by Reference

This ‘10-K’ Filing    Date    Other Filings
Filed on:2/12/204,  SC 13G/A
For Period end:12/31/1910-K/A,  11-K
10/23/198-K
8/25/19
10/16/133,  8-K
 List all Filings 


16 Subsequent Filings that Reference this Filing

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 5/03/24  Amgen Inc.                        10-Q        3/31/24   81:8.5M
 2/14/24  Amgen Inc.                        10-K       12/31/23  159:22M
10/31/23  Amgen Inc.                        10-Q        9/30/23   85:10M
 8/04/23  Amgen Inc.                        10-Q        6/30/23   86:10M
 4/28/23  Amgen Inc.                        10-Q        3/31/23   82:9.6M
 2/09/23  Amgen Inc.                        10-K       12/31/22  144:21M
11/04/22  Amgen Inc.                        10-Q        9/30/22   81:10M
 8/05/22  Amgen Inc.                        10-Q        6/30/22   82:12M
 4/28/22  Amgen Inc.                        10-Q        3/31/22   77:9M
 2/16/22  Amgen Inc.                        10-K       12/31/21  139:19M
11/03/21  Amgen Inc.                        S-8        11/03/21    4:77K                                    Donnelley … Solutions/FA
11/03/21  Amgen Inc.                        10-Q        9/30/21   80:11M
 8/04/21  Amgen Inc.                        10-Q        6/30/21   79:11M
 4/28/21  Amgen Inc.                        10-Q        3/31/21   74:8.3M
 2/09/21  Amgen Inc.                        10-K       12/31/20  140:20M
10/29/20  Amgen Inc.                        10-Q        9/30/20   78:11M
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Filing Submission 0000318154-20-000017   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

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