Commonwealth Equity Services, LLC – ‘X-17A-5’ for 12/31/20 – ‘STMT FIN COND NOTES’

On:  Monday, 3/1/21, at 11:27am ET   ·   Effective:  3/1/21   ·   For:  12/31/20   ·   Accession #:  312272-21-5   ·   File #:  8-24040

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Annual Financial Report [ a.k.a. FOCUS Report ] by a Broker or Dealer   —   Form X-17A-5
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: X-17A-5     Annual Financial Report [ a.k.a. FOCUS Report ] by  HTML      3K 
                a Broker or Dealer -- primary_doc.xml                            
 2: FULL        Confidential Annual Report 2020 -- cfnconf2          PDF    969K 
 3: STMT FIN COND NOTES  Statement of Financial Condition & Notes    PDF    546K 
                2020 -- cfnpublic2                                               

‘STMT FIN COND NOTES’   —   Statement of Financial Condition & Notes 2020 — cfnpublic2

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