SEC Info  
    Home      Search      My Interests      Help      Sign In      Please Sign In

Stern William M – ‘5’ for 2/12/03 re: Westmoreland Coal Co.

On:  Wednesday, 2/12/03, at 1:06pm ET   ·   For:  2/12/03   ·   Accession #:  106455-3-31   ·   File #:  1-11155

Previous ‘5’:  None   ·   Next & Latest:  ‘5/A’ on / for 2/12/03

Find Words in Filings emoji
 
  in    Show  and   Hints

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 2/12/03  Stern William M                   5          Director    1:7K   Westmoreland Coal Co.             Westmoreland Coal Co.

Annual Statement of Changes in Beneficial Ownership of Securities by an Insider   —   Form 5   —   SEA’34
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 5           Form 5 2-12-03 Wms                                     4±    14K 

51st “Page” of 2TOCTopPreviousNextBottomJust 1st
 

---------------------------- OMB Approval OMB Number: 3235-0362 Expires: January 31, 2005 ---------------------------- Estimated average burden hours per response.......1.0 ---------------------------- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 5 ANNUAL STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 1. Name and Address of Reporting Person* William M. Stern 8000 Maryland Avenue Ste 1020 St. Louis, MO 63105 2. Issuer Name and Ticker or Trading Symbol Westmoreland Coal Company (WLB) 3. I.R.S. Identification Number of Reporting Person, if an entity (Voluntary) 4. Statement for Month/Year December 2002 5. If Amendment, Date of Original (Month/Year) 6. Relationship of Reporting Person(s) to Issuer (Check all applicable) [X] Director [ ] 10% Owner [ ] Officer (give title below) [ ] Other (specify below) 7. Individual or Joint/Group Filing (Check Applicable Line) [X] Form filed by One Reporting Person [ ] Form filed by More than One Reporting Person [Enlarge/Download Table] Table I -- Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned 1. Title of 2. Transaction 2A.Deemed 3. Transaction 4. Securities 5. Amount of 6. Ownership 7. Nature Security Date Execu- Code Acquired (A) Securities Form: Direct of Indi- (Instr. 3) (Month/Day tion Date, (instr.8) or Disposed of (D) Beneficially (D) or Indi- rect Ben- Year) if any (Instr. 3, 4 and 5) Owned at End rect (I) eficial (Month/Day of Issuer's (Instr. 4) Owner- Year) Fiscal Year ship --------------- (Instr. 3 (Instr. 4) Amount (A) or Price and 4) (D) --------------------- --------------------------------------------------------------------------------------------------------------------------- --------------------------------------------------------------------------------------------------------------------------- Page 1 of 2 pages
5Last “Page” of 2TOC1stPreviousNextBottomJust 2nd
[Enlarge/Download Table] Table II -- Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., Puts, Calls, Warrants, Options, Convertible Securities) 1. Title of 2. Conver- 3. Trans- 3A.Deemed 4. Trans- 5. Number of Deriv- 6. Date Exer- Derivative sion or action Execution action ative Securities cisable and Security Exercise Date Date, if Code Acquired (A) or Expiration (Instr. 3) Price (Month/ any (Month/ (Instr. 8) Disposed of (D) Date of Deri- Day/ Day/Year) (Instr. 3, 4 (Month/Day/ vative Year) and 5) Year) Security ----------------- ---------------- Date Expira- Exer- tion (A) (D) cisable Date ----------------- ---------------- ----------------------------------------------------------------------------------------------------------- Non-Qualified 15.310 5/24/02 A 2,500 5/24/03 5/23/12 Stock Option- Right to Buy ----------------------------------------------------------------------------------------------------------- Non-Qualified 15.310 5/24/02 A 2,500 5/24/04 5/23/12 Stock Option- Right to Buy ----------------------------------------------------------------------------------------------------------- Non-Qualified 15.310 5/24/02 A 2,500 5/24/05 5/23/12 Stock Option- Right to Buy ----------------------------------------------------------------------------------------------------------- Non-Qualified 15.310 5/24/02 A 2,500 5/24/06 5/23/12 Stock Option- Right to Buy ----------------------------------------------------------------------------------------------------------- [Enlarge/Download Table] Table II -- Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) (continued) 7. Title and 8. Price 9. Number of 10. Ownership 11. Nature of Amount of of Derivative of Deriva- Indirect Underlying Derivative Securities tive Secur- Beneficial Securities Security Beneficially ity: Direct Ownership (Instr. 3 and (Instr. 5) Owned at (D) or In- (Instr. 4) 4) End of Year direct (I) (Instr.4) (Instr.4) ----------------- Amount or Number of Title Shares ----------------- ------------------------------------------------------------------------------------------------------------ (1) 2,500 N/A 2,500 D N/A ------------------------------------------------------------------------------------------------------------ (1) 2,500 N/A 2,500 D N/A ------------------------------------------------------------------------------------------------------------ (1) 2,500 N/A 2,500 D N/A ------------------------------------------------------------------------------------------------------------ (1) 2,500 N/A 2,500 D N/A ------------------------------------------------------------------------------------------------------------ Explanation of Responses: (1) Common Stock, par value $2.50 per share. Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. * If the form is filed by more than one reporting person, see Instruction 4(b)(v). ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). Date: February 12, 2003 By: /s/ James W. Sight ------------------------------- James W. Sight Page 2 of 2 pages

Dates Referenced Herein   and   Documents Incorporated by Reference

Referenced-On Page
This ‘5’ Filing    Date First  Last      Other Filings
1/31/051
Filed on / For Period end:2/12/0325,  5/A
 List all Filings 
Top
Filing Submission 0000106455-03-000031   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

Copyright © 2024 Fran Finnegan & Company LLC – All Rights Reserved.
AboutPrivacyRedactionsHelp — Tue., May 14, 8:48:17.1pm ET