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As Of Filer Filing For·On·As Docs:Size 2/22/13 State Street Corp 10-K 12/31/12 166:50M |
Document/Exhibit Description Pages Size 1: 10-K Annual Report HTML 3.01M 2: EX-10.1 Material Contract HTML 128K 5: EX-10.10 Material Contract HTML 183K 6: EX-10.12 Material Contract HTML 98K 7: EX-10.13 Material Contract HTML 49K 3: EX-10.2 Material Contract HTML 263K 4: EX-10.7 Material Contract HTML 185K 9: EX-21 Subsidiaries List HTML 51K 10: EX-23 Consent of Experts or Counsel HTML 47K 8: EX-12 Statement re: Computation of Ratios HTML 107K 11: EX-31.1 Certification -- §302 - SOA'02 HTML 52K 12: EX-31.2 Certification -- §302 - SOA'02 HTML 53K 13: EX-32 Certification -- §906 - SOA'02 HTML 49K 113: R1 Document And Entity Information HTML 75K 82: R2 Consolidated Statement Of Income HTML 177K 104: R3 Consolidated Statement of Comprehensive Income HTML 82K 118: R4 Consolidated Statement of Comprehensive Income HTML 61K (Parenthetical) 151: R5 Consolidated Statement Of Condition HTML 182K 87: R6 Consolidated Statement Of Condition HTML 79K (Parenthetical) 103: R7 Consolidated Statement Of Changes In Shareholders' HTML 132K Equity 75: R8 Consolidated Statement Of Changes In Shareholders' HTML 53K Equity (Parenthetical) 60: R9 Consolidated Statement Of Cash Flows HTML 216K 153: R10 Summary Of Significant Accounting Policies HTML 99K 120: R11 Acquisitions HTML 61K 119: R12 Fair Value HTML 1.00M 128: R13 Investment Securities HTML 647K 129: R14 Loans And Leases HTML 275K 125: R15 Goodwill And Other Intangible Assets HTML 136K 131: R16 Other Assets HTML 67K 106: R17 Deposits HTML 61K 115: R18 Short-Term Borrowings HTML 129K 123: R19 Long-Term Debt HTML 93K 165: R20 Commitments And Contingencies HTML 97K 143: R21 Variable Interest Entities HTML 61K 96: R22 Shareholders' Equity HTML 102K 122: R23 Equity-Based Compensation HTML 137K 100: R24 Regulatory Matters HTML 155K 48: R25 Derivative Financial Instruments HTML 294K 145: R26 Net Interest Revenue HTML 84K 158: R27 Employee Benefits HTML 545K 69: R28 Occupancy Expense And Information Systems And HTML 80K Communications Expense 68: R29 Acquisition and Restructuring Costs HTML 108K 73: R30 Other Expenses HTML 53K 74: R31 Income Taxes HTML 148K 76: R32 Earnings Per Common Share HTML 84K 32: R33 Line of Business Information HTML 227K 140: R34 Non-U.S. Activities HTML 80K 93: R35 Parent Company Financial Statements HTML 162K 97: R36 Summary Of Significant Accounting Policies HTML 181K (Policy) 54: R37 Fair Value (Tables) HTML 993K 164: R38 Investment Securities (Tables) HTML 632K 20: R39 Loans and Leases (Tables) HTML 271K 79: R40 Goodwill And Other Intangible Assets (Tables) HTML 132K 149: R41 Other Assets (Tables) HTML 67K 51: R42 Deposits (Tables) HTML 59K 67: R43 Short-Term Borrowings (Tables) HTML 128K 72: R44 Long-Term Debt (Tables) HTML 81K 83: R45 Commitments And Contingencies (Tables) HTML 68K 31: R46 Shareholders' Equity (Tables) HTML 77K 59: R47 Equity-Based Compensation (Tables) HTML 122K 24: R48 Regulatory Matters (Tables) HTML 145K 147: R49 Derivative Financial Instruments (Tables) HTML 280K 50: R50 Net Interest Revenue (Tables) HTML 83K 142: R51 Employee Benefits (Tables) HTML 536K 55: R52 Occupancy Expense And Information Systems And HTML 69K Communications Expense (Tables) 80: R53 Acquisition and Restructuring Costs (Tables) HTML 94K 23: R54 Income Taxes (Tables) HTML 131K 28: R55 Earnings Per Common Share (Tables) HTML 82K 71: R56 Line of Business Information (Tables) HTML 218K 39: R57 Non-U.S. Activities (Tables) HTML 77K 154: R58 Parent Company Financial Statements (Tables) HTML 162K 91: R59 Summary Of Significant Accounting Policies HTML 54K (Details) 126: R60 Acquisitions (Details) HTML 70K 58: R61 Fair Value Fair Value (Narrative) (Details) HTML 53K 63: R62 Fair Value (Schedule Of Fair Value Measurements On HTML 216K A Recurring Basis) (Details) 137: R63 Fair Value (Schedule Of Fair Value Measurements, HTML 151K Assets, Using Significant Unobservable Inputs) (Details) 132: R64 Fair Value Fair Value (Schedule of Fair Value HTML 94K Measurements, Liabilities, Using Significant Unobservable Inputs) (Details) 95: R65 Fair Value (Level 3 Total Realized And Unrealized HTML 56K Gains And Losses Recorded In Revenue) (Details) 135: R66 Fair Value Fair Value (Fair Value Inputs, Assets HTML 99K and Liabilities, Quantitative Information) (Details) 56: R67 Fair Value Fair Value (Schedule of Availability of HTML 108K Significant Unobservable Inputs by Balance Sheet Classification) (Details) 101: R68 Fair Value Fair Value (Carrying Value and HTML 122K Estimated Fair Value of Financial Instruments) (Details) 157: R69 Fair Value (Reported Amounts And Estimated Fair HTML 56K Values For Financial Instruments) (Details) 26: R70 Investment Securities (Narrative) (Details) HTML 120K 47: R71 Investment Securities (Schedule Of Marketable HTML 146K Securities) (Details) 81: R72 Investment Securities (Schedule Of Gross Pre-Tax HTML 151K Unrealized Losses On Investment Securities) (Details) 37: R73 Investment Securities (Schedule Of Contractual HTML 116K Maturities Of Debt Securities) (Details) 163: R74 Investment Securities (Gains And Losses Related To HTML 80K Investment Securities) (Details) 52: R75 Investment Securities (Schedule Of Credit-Related HTML 64K Loss Activity Recognized In Earnings) (Details) 42: R76 Loans and Leases (Narrative) (Details) HTML 64K 46: R77 Loans and Leases (Net Loans) (Details) HTML 80K 29: R78 Loans and Leases Loans and Leases (Components Of HTML 64K The Net Investment In Leveraged Leases) (Details) 33: R79 Loans and Leases (Recorded Investment In Each HTML 81K Class Of Total Loans And Leases By Credit Quality Indicator) (Details) 116: R80 Loans and Leases (Schedule Of Allowance For Loan HTML 63K Losses) (Details) 44: R81 Loans and Leases (Impaired Loans) (Details) HTML 76K 155: R82 Loans and Leases (Financing Receivables On HTML 49K Non-Accrual Status) (Details) 77: R83 Loans and Leases (Schedule Of Activity In The HTML 64K Allowance For Loan Losses) (Details) 124: R84 Goodwill and Other Intangible Assets (Narrative) HTML 63K (Details) 134: R85 Goodwill And Other Intangible Assets (Changes In HTML 66K The Carrying Amount Of Goodwill) (Details) 43: R86 Goodwill And Other Intangible Assets (Changes In HTML 65K The Carrying Amount Of Other Intangible Assets) (Details) 45: R87 Goodwill And Other Intangible Assets (Gross HTML 61K Carrying Amount, Accumulated Amortization And Net Carrying Amount Of Other Intangible Assets) (Details) 152: R88 Other Assets (Components Of Other Assets) HTML 83K (Details) 38: R89 Deposits (Narrative) (Details) HTML 55K 117: R90 Deposits (Scheduled Maturities Of Aggregate U.S. HTML 62K And Non-U.S. Time Deposits) (Details) 109: R91 Deposits (Scheduled Maturities Of U.S. Time HTML 55K Deposits) (Details) 138: R92 Short-Term Borrowings (Narrative) (Details) HTML 58K 108: R93 Short-Term Borrowings (Primary Components Of HTML 70K Short-term Borrowings) (Details) 88: R94 Short-Term Borrowings (Securities Sold Under HTML 54K Repurchase Agreements) (Details) 146: R95 Short-Term Borrowings (U.S. Government Securities HTML 52K And Related Repurchase Agreements Including Accrued Interest) (Details) 84: R96 Long-Term Debt (Narrative) (Details) HTML 116K 53: R97 Long-Term Debt (Long-Term Debt) (Details) HTML 73K 98: R98 Commitments And Contingencies (Narrative) HTML 92K (Details) 92: R99 Commitments And Contingencies Commitments And HTML 53K Contingencies (Contractual Amounts of Credit-Related Off-Balance Sheet Financial Instruments) (Details) 70: R100 Commitments And Contingencies (Schedule Of HTML 54K Repurchase Agreements) (Details) 166: R101 Variable Interest Entities (Details) HTML 57K 136: R102 Shareholders' Equity (Narrative) (Details) HTML 124K 107: R103 Shareholders' Equity (Schedule Of Accumulated HTML 87K Other Comprehensive (Loss) Income) (Details) 30: R104 Equity-Based Compensation (Narrative) (Details) HTML 100K 148: R105 Equity-Based Compensation (Stock Options And Stock HTML 86K Appreciation Rights Activity) (Details) 156: R106 Equity-Based Compensation (Restricted Stock Awards HTML 75K Activity) (Details) 150: R107 Equity-Based Compensation (Deferred Stock Awards HTML 78K Activity) (Details) 102: R108 Equity-Based Compensation (Performance Awards HTML 75K Activity) (Details) 40: R109 Regulatory Matters (Narrative) (Details) HTML 64K 127: R110 Regulatory Matters (Regulatory Capital Ratios And HTML 122K Related Amounts) (Details) 57: R111 Derivative Financial Instruments (Narrative) HTML 71K (Details) 22: R112 Derivative Financial Instruments (Schedule Of HTML 64K Outstanding Hedges (Notional Amount)) (Details) 86: R113 Derivative Financial Instruments (Notional Amount HTML 59K Of Interest Rate Swap Agreements Designated As Fair Value And Cash Flow Hedges) (Details) 78: R114 Derivative Financial Instruments (Contractual And HTML 49K Weighted-Average Interest Rates, Which Include The Effects Of Hedges Related To Financial Instruments) (Details) 144: R115 Derivative Financial Instruments (Schedule Of The HTML 67K Fair Values Of Derivative Financial Instruments) (Details) 62: R116 Derivative Financial Instruments (Impact Of HTML 76K Derivatives On Consolidated Statement Of Income) (Details) 160: R117 Derivative Financial Instruments (Schedule Of HTML 63K Differences Between The Gains (Losses) On The Derivative And The Gains (Losses) On The Hedged Item) (Details) 34: R118 Net Interest Revenue (Components Of Interest HTML 88K Revenue And Interest Expenses) (Details) 112: R119 Employee Benefits (Narrative) (Details) HTML 94K 133: R120 Employee Benefits (Combined Information For The HTML 141K U.S. And Non-U.S. Defined Benefit Plans And Post-Retirement Plan) (Details) 25: R121 Employee Benefits (Amounts Recognized In The HTML 112K Consolidated Statement Of Condition) (Details) 110: R122 Employee Benefits (Expected Benefit Payments) HTML 64K (Details) 99: R123 Employee Benefits (Plan's Assets Measured At Fair HTML 115K Value On A Recurring Basis) (Details) 27: R124 Employee Benefits (Fair Value Measurements Using HTML 64K Significant Unobservable Inputs) (Details) 114: R125 Employee Benefits (Defined Pension Benefits In HTML 123K Excess Of Qualified Plan Limits, Information For The SERPs) (Details) 162: R126 Employee Benefits (The Actuarially Determined HTML 91K Expense For U.S. And Non-U.S. Defined Benefit Plans, Post-Retirement Plan And SERPs) (Details) 35: R127 Occupancy Expense And Information Systems And HTML 85K Communications Expense (Narrative) (Details) 64: R128 Occupancy Expense And Information Systems And HTML 114K Communications Expense (Summary of Future Minimum Lease Payments Under Non-Cancelable Capital and Operating Leases) (Details) 139: R129 Acquisition and Restructuring Costs (Narrative) HTML 78K (Details) 161: R130 Acquisition and Restructuring Costs (Costs Related HTML 54K To Acquisition And Restructuring) (Details) 94: R131 Acquisition and Restructuring Costs (Activity HTML 73K Related To Restructuring-Related Accruals) (Details) 111: R132 Other Expenses (Details) HTML 70K 36: R133 Income Taxes (Narrative) (Details) HTML 78K 41: R134 Income Taxes (Schedule Of Components Of Income Tax HTML 87K Expense) (Details) 85: R135 Income Taxes (Schedule Of Components Of Deferred HTML 99K Tax Liabilities and Assets) (Details) 66: R136 Income Taxes (Schedule Of Reconciliation Of The HTML 75K U.S. Statutory Income Tax Rate To The Effective Tax Rate) (Details) 130: R137 Income Taxes (Summary Of Activity Related To HTML 59K Unrecognized Tax Benefits) (Details) 89: R138 Earnings Per Common Share (Computation Of Basic HTML 96K And Diluted Earnings Per Share) (Details) 61: R139 Line of Business Information (Details) HTML 132K 90: R140 Non-U.S. Activities (Schedule Of Results From HTML 91K Non-U.S. Operations) (Details) 49: R141 Non-U.S. Activities (Summary Of Non-U.S. Assets) HTML 59K (Details) 21: R142 Parent Company Financial Statements (Parent HTML 84K Company Statement Of Income) (Details) 141: R143 Parent Company Financial Statements (Parent HTML 100K Company Statement Of Condition) (Details) 121: R144 Parent Company Financial Statements (Parent HTML 119K Company Statement Of Cash Flows) (Details) 159: XML IDEA XML File -- Filing Summary XML 267K 65: EXCEL IDEA Workbook of Financial Reports (.xls) XLS 9.02M 14: EX-101.INS XBRL Instance -- stt-20121231 XML 13.39M 16: EX-101.CAL XBRL Calculations -- stt-20121231_cal XML 547K 17: EX-101.DEF XBRL Definitions -- stt-20121231_def XML 1.78M 18: EX-101.LAB XBRL Labels -- stt-20121231_lab XML 4.11M 19: EX-101.PRE XBRL Presentations -- stt-20121231_pre XML 2.53M 15: EX-101.SCH XBRL Schema -- stt-20121231 XSD 488K 105: ZIP XBRL Zipped Folder -- 0000093751-13-000040-xbrl Zip 807K
Exhibit 12 |
Years
Ended December 31, | ||||||||||||||||||||
(Dollars in millions) | 2012 | 2011 | 2010 | 2009 | 2008 | |||||||||||||||
EXCLUDING INTEREST ON DEPOSITS: | ||||||||||||||||||||
Pre-tax
income from continuing operations, as reported | $ | 2,766 | $ | 2,536 | $ | 2,086 | $ | 2,525 | $ | 2,842 | ||||||||||
Share
of pre-tax income (loss) of unconsolidated entities | (15 | ) | 37 | 67 | 43 | 34 | ||||||||||||||
Fixed
charges | 370 | 462 | 636 | 607 | 983 | |||||||||||||||
Adjusted
earnings | (A) | $ | 3,121 | $ | 3,035 | $ | 2,789 | $ | 3,175 | $ | 3,859 | |||||||||
Interest
on short-term borrowings | $ | 73 | $ | 96 | $ | 257 | $ | 218 | $ | 674 | ||||||||||
Interest
on long-term debt, including amortization of debt issuance costs | 176 | 241 | 235 | 251 | 187 | |||||||||||||||
Portion
of long-term leases representative of the interest factor(1) | 121 | 125 | 144 | 138 | 122 | |||||||||||||||
Preferred
stock dividends and related adjustments(2) | 39 | 27 | — | 226 | 34 | |||||||||||||||
Fixed
charges and preferred stock dividends | (B) | $ | 409 | $ | 489 | $ | 636 | $ | 833 | $ | 1,017 | |||||||||
Consolidated
ratios of adjusted earnings to combined fixed charges and preferred stock dividends, excluding interest on deposits | (A)/(B) | 7.63 x | 6.21 x | 4.39 x | 3.81 x | 3.79
x | ||||||||||||||
INCLUDING INTEREST ON DEPOSITS: | ||||||||||||||||||||
Pre-tax
income from continuing operations, as reported | $ | 2,766 | $ | 2,536 | $ | 2,086 | $ | 2,525 | $ | 2,842 | ||||||||||
Share
of pre-tax income of unconsolidated entities | (15 | ) | 37 | 67 | 43 | 34 | ||||||||||||||
Fixed
charges | 536 | 682 | 849 | 802 | 2,309 | |||||||||||||||
Adjusted
earnings | (C) | 3,287 | $ | 3,255 | $ | 3,002 | $ | 3,370 | $ | 5,185 | ||||||||||
Interest
on short-term borrowings and deposits | $ | 239 | $ | 316 | $ | 470 | $ | 413 | $ | 2,000 | ||||||||||
Interest
on long-term debt, including amortization of debt issuance costs | 176 | 241 | 235 | 251 | 187 | |||||||||||||||
Portion
of long-term leases representative of the interest factor(1) | 121 | 125 | 144 | 138 | 122 | |||||||||||||||
Preferred
stock dividends and related adjustments(2) | 39 | 27 | — | 226 | 34 | |||||||||||||||
Fixed
charges and preferred stock dividends | (D) | $ | 575 | $ | 709 | $ | 849 | $ | 1,028 | $ | 2,343 | |||||||||
Consolidated
ratios of adjusted earnings to combined fixed charges and preferred stock dividends, including interest on deposits | (C)/(D) | 5.72 x | 4.59 x | 3.54 x | 3.28 x | 2.21
x |
(1) | The interest factor on long-term operating leases represented a reasonable approximation of the appropriate portion of operating lease expense considered to be representative of interest. The interest factor on long-term capital leases represented the amount recorded as interest expense in our consolidated statement of income. |
(2) | Preferred
dividends and related adjustments, including accretion, were adjusted to represent pre-tax earnings that would be required to cover dividend and accretion requirements. |
Years
Ended December 31, | ||||||||||||||||||||
(Dollars in millions) | 2012 | 2011 | 2010 | 2009 | 2008 | |||||||||||||||
EXCLUDING INTEREST ON DEPOSITS: | ||||||||||||||||||||
Pre-tax
income from continuing operations, as reported | $ | 2,766 | $ | 2,536 | $ | 2,086 | $ | 2,525 | $ | 2,842 | ||||||||||
Share
of pre-tax income (loss) of unconsolidated entities | (15 | ) | 37 | 67 | 43 | 34 | ||||||||||||||
Fixed
charges | 370 | 462 | 636 | 607 | 983 | |||||||||||||||
Adjusted
earnings | (A) | $ | 3,121 | $ | 3,035 | $ | 2,789 | $ | 3,175 | $ | 3,859 | |||||||||
Interest
on short-term borrowings | $ | 73 | $ | 96 | $ | 257 | $ | 218 | $ | 674 | ||||||||||
Interest
on long-term debt, including amortization of debt issuance costs | 176 | 241 | 235 | 251 | 187 | |||||||||||||||
Portion
of long-term leases representative of the interest factor(1) | 121 | 125 | 144 | 138 | 122 | |||||||||||||||
Fixed
charges | (B) | $ | 370 | $ | 462 | $ | 636 | $ | 607 | $ | 983 | |||||||||
Consolidated
ratios of adjusted earnings to fixed charges, excluding interest on deposits | (A)/(B) | 8.44 x | 6.57 x | 4.39x | 5.23x | 3.93x | ||||||||||||||
INCLUDING
INTEREST ON DEPOSITS: | ||||||||||||||||||||
Pre-tax
income from continuing operations, as reported | $ | 2,766 | $ | 2,536 | $ | 2,086 | $ | 2,525 | $ | 2,842 | ||||||||||
Share
of pre-tax income of unconsolidated entities | (15 | ) | 37 | 67 | 43 | 34 | ||||||||||||||
Fixed
charges | 536 | 682 | 849 | 802 | 2,309 | |||||||||||||||
Adjusted
earnings | (C) | $ | 3,287 | $ | 3,255 | $ | 3,002 | $ | 3,370 | $ | 5,185 | |||||||||
Interest
on short-term borrowings and deposits | $ | 239 | $ | 316 | $ | 470 | $ | 413 | $ | 2,000 | ||||||||||
Interest
on long-term debt, including amortization of debt issuance costs | 176 | 241 | 235 | 251 | 187 | |||||||||||||||
Portion
of long-term leases representative of the interest factor(1) | 121 | 125 | 144 | 138 | 122 | |||||||||||||||
Fixed
charges | (D) | $ | 536 | $ | 682 | $ | 849 | $ | 802 | $ | 2,309 | |||||||||
Consolidated
ratios of adjusted earnings to fixed charges, including interest on deposits | (C)/(D) | 6.13 x | 4.77 x | 3.54x | 4.20x | 2.25x |
As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 12/23/13 SEC UPLOAD¶ 10/02/17 1:39K State Street Corp. 11/22/13 SEC UPLOAD¶ 10/02/17 1:162K State Street Corp. 5/30/13 SEC UPLOAD¶ 10/02/17 1:36K State Street Corp. 5/21/13 SEC UPLOAD¶ 10/02/17 1:38K State Street Corp. 4/30/13 SEC UPLOAD¶ 10/02/17 1:159K State Street Corp. |