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State Street Corp – ‘10-K’ for 12/31/14 – ‘EX-31.2’

On:  Friday, 2/20/15, at 5:25pm ET   ·   For:  12/31/14   ·   Accession #:  93751-15-42   ·   File #:  1-07511

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  As Of               Filer                 Filing    For·On·As Docs:Size

 2/20/15  State Street Corp                 10-K       12/31/14  166:52M

Annual Report   —   Form 10-K   —   Sect. 13 / 15(d) – SEA’34
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 10-K        Annual Report                                       HTML   3.37M 
 2: EX-3.1      Articles of Incorporation/Organization or Bylaws    HTML    771K 
 3: EX-3.2      Articles of Incorporation/Organization or Bylaws    HTML    107K 
 7: EX-10.13    Material Contract                                   HTML     48K 
 4: EX-10.2     Material Contract                                   HTML    241K 
 5: EX-10.3     Material Contract                                   HTML    177K 
 6: EX-10.8     Material Contract                                   HTML    381K 
 9: EX-21       Subsidiaries List                                   HTML     49K 
10: EX-23       Consent of Experts or Counsel                       HTML     45K 
 8: EX-12       Statement re: Computation of Ratios                 HTML    103K 
11: EX-31.1     Certification -- §302 - SOA'02 -- exhibit311        HTML     52K 
12: EX-31.2     Certification -- §302 - SOA'02 -- exhibit312        HTML     52K 
13: EX-32       Certification -- §906 - SOA'02 -- exhibit32         HTML     48K 
114: R1          Document And Entity Information                     HTML     74K  
84: R2          Consolidated Statement of Income                    HTML    170K 
106: R3          Consolidated Statement of Comprehensive Income      HTML     81K  
119: R4          Consolidated Statement of Comprehensive Income      HTML     65K  
                (Unaudited) (Parenthetical)                                      
151: R5          Consolidated Statement of Condition                 HTML    177K  
89: R6          Consolidated Statement of Condition                 HTML     89K 
                (Parenthetical)                                                  
105: R7          Consolidated Statement of Changes In Shareholders'  HTML    143K  
                Equity                                                           
77: R8          Consolidated Statement of Changes In Shareholders'  HTML     52K 
                Equity (Unaudited) (Parenthetical)                               
62: R9          Consolidated Statement of Cash Flows                HTML    199K 
153: R10         Summary of Significant Accounting Policies          HTML     84K  
121: R11         Fair Value                                          HTML   1.01M  
120: R12         Investment Securities                               HTML    700K  
128: R13         Loans and Leases                                    HTML    224K  
129: R14         Goodwill and Other Intangible Assets                HTML    130K  
125: R15         Other Assets                                        HTML     67K  
131: R16         Deposits                                            HTML     49K  
107: R17         Short-Term Borrowings                               HTML    118K  
116: R18         Long-Term Debt                                      HTML     95K  
123: R19         Commitments and Guarantees                          HTML     70K  
165: R20         Contingencies                                       HTML     76K  
143: R21         Variable Interest Entities                          HTML     61K  
98: R22         Shareholders' Equity                                HTML    180K 
122: R23         Equity-Based Compensation                           HTML    135K  
102: R24         Regulatory Capital                                  HTML    229K  
49: R25         Derivative Financial Instruments                    HTML    306K 
145: R26         Offsetting Arrangements                             HTML    221K  
158: R27         Net Interest Revenue                                HTML     84K  
71: R28         Employee Benefits                                   HTML     55K 
70: R29         Occupancy Expense and Information Systems and       HTML     77K 
                Communications Expense                                           
75: R30         Expenses                                            HTML     91K 
76: R31         Income Taxes                                        HTML    147K 
78: R32         Earnings Per Common Share                           HTML     81K 
33: R33         Line of Business Information                        HTML    194K 
140: R34         Non-U.S. Activities                                 HTML     76K  
95: R35         Subsequent Events (Notes)                           HTML     48K 
99: R36         Parent Company Financial Statement                  HTML    155K 
55: R37         Summary of Significant Accounting Policies          HTML     91K 
                (Policies)                                                       
164: R38         Fair Value (Tables)                                 HTML   1.00M  
20: R39         Investment Securities (Tables)                      HTML    678K 
81: R40         Loans and Leases (Tables)                           HTML    218K 
149: R41         Goodwill and Other Intangible Assets (Tables)       HTML     78K  
52: R42         Other Assets (Tables)                               HTML     67K 
69: R43         Short-Term Borrowings (Tables)                      HTML    112K 
74: R44         Long-Term Debt (Tables)                             HTML     84K 
85: R45         Commitments and Guarantees (Tables)                 HTML     65K 
32: R46         Contingencies (Tables)                              HTML     54K 
61: R47         Shareholders' Equity (Tables)                       HTML    153K 
24: R48         Equity-Based Compensation (Tables)                  HTML    121K 
147: R49         Regulatory Capital (Tables)                         HTML    209K  
51: R50         Derivative Financial Instruments (Tables)           HTML    286K 
142: R51         Offsetting Arrangements (Tables)                    HTML    218K  
56: R52         Net Interest Revenue (Tables)                       HTML     83K 
82: R53         Occupancy Expense and Information Systems and       HTML     68K 
                Communications Expense (Tables)                                  
23: R54         Expenses (Tables)                                   HTML     80K 
29: R55         Income Taxes (Tables)                               HTML    141K 
73: R56         Earnings Per Common Share (Tables)                  HTML     78K 
40: R57         Line of Business Information (Tables)               HTML    176K 
154: R58         Non-U.S. Activities (Tables)                        HTML     75K  
93: R59         Parent Company Financial Statement (Tables)         HTML    156K 
126: R60         Summary of Significant Accounting Policies -        HTML     46K  
                Narrative (Details)                                              
59: R61         Fair Value - Narrative (Details)                    HTML     69K 
65: R62         Fair Value - Schedule of Fair Value Measurements    HTML    453K 
                on a Recurring Basis (Details)                                   
137: R63         Fair Value - Schedule of Fair Value Measurements,   HTML    315K  
                Assets, Using Significant Unobservable Inputs                    
                (Details)                                                        
132: R64         Fair Value - Schedule of Fair Value Measurements,   HTML    100K  
                Liabilities, Using Significant Unobservable Inputs               
                (Details)                                                        
97: R65         Fair Value - Level 3 Total Realized And Unrealized  HTML     71K 
                Gains And Losses Recorded In Revenue (Details)                   
135: R66         Fair Value - Fair Value Inputs, Assets and          HTML    144K  
                Liabilities, Quantitative Information (Details)                  
57: R67         Fair Value - Schedule of Availability of            HTML    200K 
                Significant Unobservable Inputs by Balance Sheet                 
                Classification (Details)                                         
103: R68         Fair Value - Carrying Value and Estimated Fair      HTML    157K  
                Value of Financial Instruments (Details)                         
157: R69         Investment Securities - Narrative (Details)         HTML    102K  
27: R70         Investment Securities - Schedule of Marketable      HTML    276K 
                Securities (Details)                                             
48: R71         Investment Securities - Schedule of Gross Pre-Tax   HTML    295K 
                Unrealized Losses on Investment Securities                       
                (Details)                                                        
83: R72         Investment Securities - Schedule of Contractual     HTML    193K 
                Maturities of Debt Securities (Details)                          
38: R73         Investment Securities - Gains and Losses Related    HTML     79K 
                to Investment Securities (Details)                               
163: R74         Investment Securities - Schedule of Credit-Related  HTML     65K  
                Loss Activity Recognized In Earnings (Details)                   
53: R75         Loans and Leases - Narrative (Details)              HTML     85K 
43: R76         Loans and Leases - Net Loans (Details)              HTML     93K 
47: R77         Loans and Leases - Schedule of Components of        HTML     63K 
                Leveraged Lease Investment (Details)                             
30: R78         Loans and Leases - Recorded Investment in Each      HTML    115K 
                Class of Total Loans and Leases by Credit Quality                
                Indicator (Details)                                              
34: R79         Loans and Leases - Schedule of Allowance for Loan   HTML     74K 
                Losses (Details)                                                 
117: R80         Loans and Leases - Impaired Loans (Details)         HTML     69K  
45: R81         Loans and Leases - Schedule of Activity In The      HTML     56K 
                Allowance For Loan Losses (Details)                              
155: R82         Goodwill and Other Intangible Assets - Changes In   HTML     61K  
                The Carrying Amount Of Goodwill (Details)                        
79: R83         Goodwill and Other Intangible Assets - Changes In   HTML     68K 
                The Carrying Amount Of Other Intangible Assets                   
                (Details)                                                        
124: R84         Goodwill and Other Intangible Assets - Gross        HTML     70K  
                Carrying Amount, Accumulated Amortization And Net                
                Carrying Amount Of Other Intangible Assets                       
                (Details)                                                        
134: R85         Goodwill and Other Intangible Assets - Narrative    HTML     69K  
                (Details)                                                        
44: R86         Other Assets - Components of Other Assets           HTML     95K 
                (Details)                                                        
46: R87         Deposits - Narrative (Details)                      HTML     51K 
152: R88         Short-Term Borrowings - Narrative (Details)         HTML     60K  
39: R89         Short-Term Borrowings - Outstanding and             HTML     95K 
                weighted-average interest rates of short-term                    
                borrowings (Details)                                             
118: R90         Short-Term Borrowings - Components of securities    HTML     54K  
                sold under repurchase agreements (Details)                       
110: R91         Short-Term Borrowings - Overnight maturity          HTML     55K  
                (Details)                                                        
138: R92         Long-Term Debt - Schedule of Long Term Debt         HTML    117K  
                (Details)                                                        
109: R93         Long-Term Debt - Narrative (Details)                HTML    132K  
90: R94         Commitments and Guarantees - Narrative (Details)    HTML     60K 
146: R95         Commitments and Guarantees - Contractual Amounts    HTML     53K  
                of Credit-Related Off-Balance Sheet Financial                    
                Instruments (Details)                                            
86: R96         Commitments and Guarantees - Schedule Of            HTML     55K 
                Repurchase Agreements (Details)                                  
54: R97         Contingencies - Narrative (Details)                 HTML     92K 
100: R98         Variable Interest Entities - Narrative (Details)    HTML     75K  
94: R99         Shareholders' Equity - Narrative (Details)          HTML    166K 
72: R100        Shareholders' Equity - Schedule Of Accumulated      HTML     88K 
                Other Comprehensive (Loss) Income (Details)                      
166: R101        Shareholders' Equity - Accumulated Other            HTML    118K  
                Comprehensive Income by Component (Details)                      
136: R102        Shareholders' Equity - Adjustments to Accumulated   HTML    123K  
                Other Comprehensive Income (Details)                             
108: R103        Equity-Based Compensation - Narrative (Details)     HTML    113K  
31: R104        Equity-Based Compensation - Stock Options and       HTML     87K 
                Stock Appreciation Rights (Details)                              
148: R105        Equity-Based Compensation - Restricted Stock        HTML     73K  
                Awards (Details)                                                 
156: R106        Equity-Based Compensation - Deferred Stock Awards   HTML     83K  
                (Details)                                                        
150: R107        Equity-Based Compensation - Performance Awards      HTML     80K  
                (Details)                                                        
104: R108        Regulatory Capital (Details)                        HTML    219K  
41: R109        Regulatory Capital Cash, Dividend, Loan and Other   HTML     51K 
                Restrictions (Details)                                           
127: R110        Derivative Financial Instruments - Narrative        HTML     85K  
                (Details)                                                        
58: R111        Derivative Financial Instruments - Schedule of      HTML     97K 
                Outstanding Hedges (Notional Amount) (Details)                   
22: R112        Derivative Financial Instruments - Notional Amount  HTML     75K 
                of Interest Rate Swap Agreements Designated as                   
                Fair Value and Cash Flow Hedges (Details)                        
88: R113        Derivative Financial Instruments - Contractual and  HTML     50K 
                Weighted-Average Interest Rates, Which Include the               
                Effects of Hedges Related to Financial Instruments               
                (Details)                                                        
80: R114        Derivative Financial Instruments - Schedule of The  HTML     97K 
                Fair Values of Derivative Financial Instruments                  
                (Details)                                                        
144: R115        Derivative Financial Instruments - Impact of        HTML    116K  
                Derivatives on Consolidated Statement of Income                  
                (Details)                                                        
64: R116        Derivative Financial Instruments - Schedule of      HTML     80K 
                Differences Between the Gains (Losses) on the                    
                Derivative and The Gains (Losses) on the Hedged                  
                Item (Details)                                                   
160: R117        Offsetting Arrangements - Narrative (Details)       HTML     50K  
35: R118        Offsetting Arrangements - Assets With Offsetting    HTML    105K 
                Arrangements (Details)                                           
113: R119        Offsetting Arrangements - Assets With Enforceable   HTML     86K  
                Netting Arrangements (Details)                                   
133: R120        Offsetting Arrangements - Liabilities With          HTML    105K  
                Offsetting Arrangements (Details)                                
25: R121        Offsetting Arrangements - Liabilities With          HTML     85K 
                Enforceable Netting Arrangements (Details)                       
111: R122        Net Interest Revenue - Components of Interest       HTML     91K  
                Revenue and Interest Expenses (Details)                          
101: R123        Employee Benefits - Narrative (Details)             HTML     74K  
28: R124        Occupancy Expense and Information Systems and       HTML     84K 
                Communications Expense - Narrative (Details)                     
115: R125        Occupancy Expense and Information Systems and       HTML    109K  
                Communications Expense - Summary of Future Minimum               
                Lease Payments Under Non-Cancelable Capital and                  
                Operating Leases (Details)                                       
162: R126        Expenses - Narrative (Details)                      HTML     92K  
36: R127        Expenses - Costs Related To Acquisition And         HTML     55K 
                Restructuring (Details)                                          
66: R128        Expenses - Activity Related To                      HTML     76K 
                Restructuring-Related Accruals (Details)                         
139: R129        Income Taxes - Narrative (Details)                  HTML    108K  
161: R130        Income Taxes - Schedule Of Components Of Income     HTML     84K  
                Tax Expense (Details)                                            
96: R131        Income Taxes - Schedule Of Components Of Deferred   HTML     99K 
                Tax Liabilities and Assets (Details)                             
112: R132        Income Taxes - Schedule Of Reconciliation Of The    HTML     83K  
                U.S. Statutory Income Tax Rate To The Effective                  
                Tax Rate (Details)                                               
37: R133        Income Taxes - Summary Of Activity Related To       HTML     58K 
                Unrecognized Tax Benefits (Details)                              
42: R134        Earnings Per Common Share - Computation of Basic    HTML     86K 
                and Diluted Earnings Per Share (Details)                         
87: R135        Line of Business Information - Summary of Line of   HTML    155K 
                Business (Details)                                               
68: R136        Line of Business Information - Narrative (Details)  HTML     94K 
130: R137        Non-U.S. Activities - Schedule Of Results From      HTML     88K  
                Non-U.S. Operations (Details)                                    
91: R138        Non-U.S. Activities - Summary Of Non-U.S. Assets    HTML     61K 
                (Details)                                                        
63: R139        Non-U.S. Activities - Narrative (Details)           HTML     57K 
92: R140        Subsequent Events (Details)                         HTML     48K 
50: R141        Parent Company Financial Statement - Statement of   HTML     94K 
                Income (Details)                                                 
21: R142        Parent Company Financial Statement - Statement of   HTML    109K 
                Condition (Details)                                              
141: R143        Parent Company Financial Statement - Statement of   HTML    132K  
                Cash Flows (Details)                                             
159: XML         IDEA XML File -- Filing Summary                      XML    259K  
26: EXCEL       IDEA Workbook of Financial Reports                  XLSX    854K 
67: EXCEL       IDEA Workbook of Financial Reports (.xls)            XLS   8.35M 
14: EX-101.INS  XBRL Instance -- stt-20140930                        XML  12.57M 
16: EX-101.CAL  XBRL Calculations -- stt-20140930_cal                XML    616K 
17: EX-101.DEF  XBRL Definitions -- stt-20140930_def                 XML   1.75M 
18: EX-101.LAB  XBRL Labels -- stt-20140930_lab                      XML   3.83M 
19: EX-101.PRE  XBRL Presentations -- stt-20140930_pre               XML   2.42M 
15: EX-101.SCH  XBRL Schema -- stt-20140930                          XSD    465K 
60: ZIP         XBRL Zipped Folder -- 0000093751-15-000042-xbrl      Zip    738K 


‘EX-31.2’   —   Certification — §302 – SOA’02 — exhibit312


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  Exhibit 31.2  


EXHIBIT 31.2
RULE 13a-14(a)/15d-14(a) CERTIFICATION
I, Michael W. Bell, certify that:
1.
I have reviewed this Annual Report on Form 10-K of State Street Corporation;
2.
Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the period covered by this report;
3.
Based on my knowledge, the financial statements, and other financial information included in this report, fairly present, in all material respects, the financial condition, results of operations and cash flows of the registrant as of, and for, the periods presented in this report;
4.
The registrant's other certifying officer and I are responsible for establishing and maintaining disclosure controls and procedures (as defined in Exchange Act Rules 13a-15(e) and 15d-15(e)) and internal control over financial reporting (as defined in Exchange Act Rules 13a-15(f) and 15d-15(f)) for the registrant and have:
(a) Designed such disclosure controls and procedures, or caused such disclosure controls and procedures to be designed under our supervision, to ensure that material information relating to the registrant, including its consolidated subsidiaries, is made known to us by others within those entities, particularly during the period in which this report is being prepared;
(b) Designed such internal control over financial reporting, or caused such internal control over financial reporting to be designed under our supervision, to provide reasonable assurance regarding the reliability of financial reporting and the preparation of financial statements for external purposes in accordance with generally accepted accounting principles;
(c) Evaluated the effectiveness of the registrant's disclosure controls and procedures and presented in this report our conclusions about the effectiveness of the disclosure controls and procedures, as of the end of the period covered by this report based on such evaluation; and
(d) Disclosed in this report any change in the registrant's internal control over financial reporting that occurred during the registrant's most recent fiscal quarter (the registrant's fourth fiscal quarter in the case of an annual report) that has materially affected, or is reasonably likely to materially affect, the registrant's internal control over financial reporting; and
5. The registrant's other certifying officer and I have disclosed, based on our most recent evaluation of internal control over financial reporting, to the registrant's auditors and the audit committee of the registrant's board of directors (or persons performing the equivalent functions):
(a) All significant deficiencies and material weaknesses in the design or operation of internal control over financial reporting which are reasonably likely to adversely affect the registrant's ability to record, process, summarize and report financial information; and
(b) Any fraud, whether or not material, that involves management or other employees who have a significant role in the registrant's internal control over financial reporting.
 
Date:
 
By:
/s/  MICHAEL W. BELL        
 
 
 
 
Michael W. Bell,
 
 
 
 
Executive Vice President and Chief Financial Officer
 




Dates Referenced Herein   and   Documents Incorporated by Reference

This ‘10-K’ Filing    Date    Other Filings
Filed on:2/20/158-K
For Period end:12/31/1411-K,  13F-HR,  ARS
 List all Filings 


3 Subsequent Filings that Reference this Filing

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 2/19/21  State Street Corp.                10-K       12/31/20  166:59M
 6/10/15  SEC                               UPLOAD10/02/17    1:36K  State Street Corp.
 5/11/15  SEC                               UPLOAD10/02/17    1:157K State Street Corp.
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Filing Submission 0000093751-15-000042   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

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