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State Street Corp – ‘10-K’ for 12/31/17 – ‘EX-21’

On:  Monday, 2/26/18, at 8:24am ET   ·   For:  12/31/17   ·   Accession #:  93751-18-308   ·   File #:  1-07511

Previous ‘10-K’:  ‘10-K/A’ on 3/27/17 for 12/31/16   ·   Next:  ‘10-K’ on 2/21/19 for 12/31/18   ·   Latest:  ‘10-K’ on 2/15/24 for 12/31/23   ·   4 References:   

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  As Of               Filer                 Filing    For·On·As Docs:Size

 2/26/18  State Street Corp                 10-K       12/31/17  156:44M

Annual Report   —   Form 10-K   —   Sect. 13 / 15(d) – SEA’34
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 10-K        Annual Report                                       HTML   3.42M 
 2: EX-10.13    Material Contract                                   HTML     42K 
 3: EX-10.22    Material Contract                                   HTML    126K 
 5: EX-21       Subsidiaries List                                   HTML     46K 
 6: EX-23       Consent of Experts or Counsel                       HTML     42K 
 4: EX-12       Statement re: Computation of Ratios                 HTML    100K 
 7: EX-31.1     Certification -- §302 - SOA'02                      HTML     48K 
 8: EX-31.2     Certification -- §302 - SOA'02                      HTML     48K 
 9: EX-32       Certification -- §906 - SOA'02                      HTML     45K 
16: R1          Document And Entity Information                     HTML     69K 
17: R2          Consolidated Statement of Income                    HTML    137K 
18: R3          Consolidated Statement of Comprehensive Income      HTML     68K 
19: R4          Consolidated Statement of Comprehensive Income      HTML     55K 
                (Parenthetical)                                                  
20: R5          Consolidated Statement of Condition                 HTML    144K 
21: R6          Consolidated Statement of Condition                 HTML     82K 
                (Parenthetical)                                                  
22: R7          Consolidated Statement of Changes In Shareholders'  HTML    105K 
                Equity                                                           
23: R8          Consolidated Statement of Changes In Shareholders'  HTML     47K 
                Equity (Parenthetical)                                           
24: R9          Consolidated Statement of Cash Flows                HTML    152K 
25: R10         Summary of Significant Accounting Policies          HTML    162K 
26: R11         Fair Value                                          HTML    780K 
27: R12         Investment Securities                               HTML    769K 
28: R13         Loans and Leases                                    HTML    182K 
29: R14         Goodwill and Other Intangible Assets                HTML    137K 
30: R15         Other Assets                                        HTML     65K 
31: R16         Deposits                                            HTML     47K 
32: R17         Short-Term Borrowings                               HTML     94K 
33: R18         Long-Term Debt                                      HTML    130K 
34: R19         Derivative Financial Instruments                    HTML    327K 
35: R20         Offsetting Arrangements                             HTML    273K 
36: R21         Commitments and Guarantees                          HTML     70K 
37: R22         Contingencies                                       HTML     59K 
38: R23         Variable Interest Entities                          HTML     57K 
39: R24         Shareholders' Equity                                HTML    229K 
40: R25         Regulatory Capital                                  HTML    242K 
41: R26         Net Interest Income                                 HTML     80K 
42: R27         Equity-Based Compensation                           HTML    114K 
43: R28         Employee Benefits                                   HTML     52K 
44: R29         Occupancy Expense and Information Systems and       HTML    127K 
                Communications Expense                                           
45: R30         Expenses                                            HTML    127K 
46: R31         Income Taxes (Notes)                                HTML    159K 
47: R32         Earnings Per Common Share                           HTML     76K 
48: R33         Line of Business Information                        HTML    184K 
49: R34         Non-U.S. Activities                                 HTML     66K 
50: R35         Parent Company Financial Statements                 HTML    149K 
51: R36         Summary of Significant Accounting Policies          HTML    120K 
                (Policies)                                                       
52: R37         Summary of Significant Accounting Policies          HTML     66K 
                (Tables)                                                         
53: R38         Fair Value (Tables)                                 HTML    808K 
54: R39         Investment Securities (Tables)                      HTML    745K 
55: R40         Loans and Leases (Tables)                           HTML    174K 
56: R41         Goodwill and Other Intangible Assets (Tables)       HTML    136K 
57: R42         Other Assets (Tables)                               HTML     65K 
58: R43         Short-Term Borrowings (Tables)                      HTML     90K 
59: R44         Long-Term Debt (Tables)                             HTML    132K 
60: R45         Derivative Financial Instruments (Tables)           HTML    316K 
61: R46         Offsetting Arrangements (Tables)                    HTML    271K 
62: R47         Commitments and Guarantees (Tables)                 HTML     66K 
63: R48         Shareholders' Equity (Tables)                       HTML    240K 
64: R49         Regulatory Capital (Tables)                         HTML    235K 
65: R50         Net Interest Income (Tables)                        HTML     80K 
66: R51         Equity-Based Compensation (Tables)                  HTML    102K 
67: R52         Occupancy Expense and Information Systems and       HTML     64K 
                Communications Expense (Tables)                                  
68: R53         Expenses (Tables)                                   HTML    100K 
69: R54         Income Taxes (Tables)                               HTML    158K 
70: R55         Earnings Per Common Share (Tables)                  HTML     75K 
71: R56         Line of Business Information (Tables)               HTML    174K 
72: R57         Non-U.S. Activities (Tables)                        HTML     63K 
73: R58         Parent Company Financial Statements (Tables)        HTML    149K 
74: R59         Summary of Significant Accounting Policies - Basis  HTML     62K 
                of Presentation (Details)                                        
75: R60         Summary of Significant Accounting Policies - New    HTML     61K 
                Accounting Pronouncement (Details)                               
76: R61         Fair Value - Narrative (Details)                    HTML     50K 
77: R62         Fair Value - Schedule of Fair Value Measurements    HTML    267K 
                on a Recurring Basis (Details)                                   
78: R63         Fair Value - Schedule of Fair Value Measurements,   HTML    177K 
                Assets, Using Significant Unobservable Inputs                    
                (Details)                                                        
79: R64         Fair Value - Fair Value Inputs, Assets and          HTML     79K 
                Liabilities, Quantitative Information (Details)                  
80: R65         Fair Value - Carrying Value and Estimated Fair      HTML    110K 
                Value of Financial Instruments (Details)                         
81: R66         Investment Securities - Narrative (Details)         HTML     91K 
82: R67         Investment Securities - Schedule of Marketable      HTML    160K 
                Securities (Details)                                             
83: R68         Investment Securities - Schedule of Gross Pre-Tax   HTML    178K 
                Unrealized Losses on Investment Securities                       
                (Details)                                                        
84: R69         Investment Securities - Schedule of Contractual     HTML    153K 
                Maturities of Debt Securities (Details)                          
85: R70         Investment Securities - Gains and Losses Related    HTML     62K 
                to Investment Securities (Details)                               
86: R71         Investment Securities - Schedule of Credit-Related  HTML     50K 
                Loss Activity Recognized In Earnings (Details)                   
87: R72         Loans and Leases - Narrative (Details)              HTML     68K 
88: R73         Loans and Leases - Net Loans (Details)              HTML     71K 
89: R74         Loans and Leases - Schedule of Investment in        HTML     55K 
                Leveraged Receivables (Details)                                  
90: R75         Loans and Leases - Recorded Investment in Each      HTML     73K 
                Class of Total Loans and Leases by Credit Quality                
                Indicator (Details)                                              
91: R76         Loans and Leases - Schedule of Allowance for Loan   HTML     66K 
                Losses (Details)                                                 
92: R77         Loans and Leases - Schedule of Activity In The      HTML     50K 
                Allowance For Loan Losses (Details)                              
93: R78         Goodwill and Other Intangible Assets - Narrative    HTML     50K 
                (Details)                                                        
94: R79         Goodwill and Other Intangible Assets - Changes In   HTML     59K 
                The Carrying Amount Of Goodwill (Details)                        
95: R80         Goodwill and Other Intangible Assets - Changes In   HTML     61K 
                The Carrying Amount Of Other Intangible Assets                   
                (Details)                                                        
96: R81         Goodwill and Other Intangible Assets - Gross        HTML     58K 
                Carrying Amount, Accumulated Amortization And Net                
                Carrying Amount Of Other Intangible Assets                       
                (Details)                                                        
97: R82         Goodwill and Other Intangible Assets -              HTML     59K 
                Amortization Expense (Details)                                   
98: R83         Other Assets (Details)                              HTML     72K 
99: R84         Deposits - Narrative (Details)                      HTML     51K 
100: R85         Short-Term Borrowings - Narrative (Details)         HTML     56K  
101: R86         Short-Term Borrowings - Outstanding and             HTML     63K  
                weighted-average interest rates of short-term                    
                borrowings (Details)                                             
102: R87         Short-Term Borrowings - Overnight maturity          HTML     48K  
                (Details)                                                        
103: R88         Long-Term Debt - Schedule of Long Term Debt         HTML    112K  
                (Details)                                                        
104: R89         Long-Term Debt - Narrative (Details)                HTML     46K  
105: R90         Derivative Financial Instruments - Narrative        HTML     72K  
                (Details)                                                        
106: R91         Derivative Financial Instruments - Schedule of      HTML     64K  
                Interest Rate Derivatives (Details)                              
107: R92         Derivative Financial Instruments - Schedule of      HTML     76K  
                Outstanding Hedges (Notional Amount) (Details)                   
108: R93         Derivative Financial Instruments - Notional Amount  HTML     67K  
                of Interest Rate Swap Agreements Designated as                   
                Fair Value and Cash Flow Hedges (Details)                        
109: R94         Derivative Financial Instruments - Contractual and  HTML     46K  
                Weighted-Average Interest Rates, Which Include the               
                Effects of Hedges Related to Financial Instruments               
                (Details)                                                        
110: R95         Derivative Financial Instruments - Schedule of The  HTML     73K  
                Fair Values of Derivative Financial Instruments                  
                (Details)                                                        
111: R96         Derivative Financial Instruments - Impact of        HTML     61K  
                Derivatives on Consolidated Statement of Income                  
                (Details)                                                        
112: R97         Derivative Financial Instruments - Schedule of      HTML     92K  
                Differences Between the Gains (Losses) on the                    
                Derivative and The Gains (Losses) on the Hedged                  
                Item (Details)                                                   
113: R98         Offsetting Arrangements - Narrative (Details)       HTML     45K  
114: R99         Offsetting Arrangements - Assets With Offsetting    HTML    102K  
                Arrangements (Details)                                           
115: R100        Offsetting Arrangements - Liabilities With          HTML    102K  
                Offsetting Arrangements (Details)                                
116: R101        Offsetting Arrangements - Repo, Sec Lending         HTML     80K  
                Transactions Maturity By Category (Details)                      
117: R102        Commitments and Guarantees - Narrative (Details)    HTML     50K  
118: R103        Commitments and Guarantees - Contractual Amounts    HTML     48K  
                of Credit-Related Off-Balance Sheet Financial                    
                Instruments (Details)                                            
119: R104        Commitments and Guarantees - Schedule Of            HTML     49K  
                Repurchase Agreements (Details)                                  
120: R105        Contingencies - Narrative (Details)                 HTML     50K  
121: R106        Variable Interest Entities (Details)                HTML     66K  
122: R107        Shareholders' Equity - Schedule of Preferred        HTML     81K  
                Shares Outstanding (Details)                                     
123: R108        Shareholders' Equity - Schedule of Dividends        HTML     92K  
                Declared (Details)                                               
124: R109        Shareholders' Equity - Schedule of Shares           HTML     65K  
                Repurchase Plans (Details)                                       
125: R110        Shareholders' Equity - Schedule of Accumulated      HTML     70K  
                Other Comprehensive (Loss) Income (Details)                      
126: R111        Shareholders' Equity - Accumulated Other            HTML     81K  
                Comprehensive Income by Component (Details)                      
127: R112        Shareholders' Equity - Adjustments to Accumulated   HTML     79K  
                Other Comprehensive Income (Details)                             
128: R113        Regulatory Capital (Details)                        HTML    142K  
129: R114        Net Interest Income - Components of Interest        HTML     75K  
                Revenue and Interest Expenses (Details)                          
130: R115        Equity-Based Compensation - Narrative (Details)     HTML    115K  
131: R116        Equity-Based Compensation - Stock Options and       HTML     67K  
                Stock Appreciation Rights (Details)                              
132: R117        Equity-Based Compensation - Deferred Stock Awards   HTML     67K  
                (Details)                                                        
133: R118        Equity-Based Compensation - Performance Awards      HTML     65K  
                (Details)                                                        
134: R119        Employee Benefits - Narrative (Details)             HTML     61K  
135: R120        Occupancy Expense and Information Systems and       HTML     71K  
                Communications Expense - Narrative (Details)                     
136: R121        Occupancy Expense and Information Systems and       HTML     95K  
                Communications Expense - Summary of Future Minimum               
                Lease Payments Under Non-Cancelable Capital and                  
                Operating Leases (Details)                                       
137: R122        Expenses - Schedule of Expenses (Details)           HTML     55K  
138: R123        Expenses - Narrative (Details)                      HTML     44K  
139: R124        Expenses - Restructuring Reserve (Details)          HTML     71K  
140: R125        Income Taxes - Schedule of Components of Income     HTML     70K  
                Tax Expense (Details)                                            
141: R126        Income Taxes - Schedule of Reconciliation of the    HTML     78K  
                U.S. Statutory Income Tax Rate to the Effective                  
                Tax Rate (Details)                                               
142: R127        Income Taxes - Narrative (Details)                  HTML     57K  
143: R128        Income Taxes - Schedule of Components of Deferred   HTML     80K  
                Tax Liabilities and Assets (Details)                             
144: R129        Income Taxes - Deferred Tax Asset Valuation         HTML     64K  
                Allowances (Details)                                             
145: R130        Income Taxes - Summary of Activity Related to       HTML     51K  
                Unrecognized Tax Benefits (Details)                              
146: R131        Earnings Per Common Share (Details)                 HTML     71K  
147: R132        Line of Business Information - Narrative (Details)  HTML     70K  
148: R133        Line of Business Information - Summary of Line of   HTML     96K  
                Business (Details)                                               
149: R134        Non-U.S. Activities - Narrative (Details)           HTML     51K  
150: R135        Non-U.S. Activities - Schedule Of Results From      HTML     52K  
                Non-U.S. Operations (Details)                                    
151: R136        Parent Company Financial Statements - Statement of  HTML     73K  
                Income (Details)                                                 
152: R137        Parent Company Financial Statements - Statement of  HTML     89K  
                Condition (Details)                                              
153: R138        Parent Company Financial Statements - Statement of  HTML     97K  
                Cash Flows (Details)                                             
155: XML         IDEA XML File -- Filing Summary                      XML    293K  
154: EXCEL       IDEA Workbook of Financial Reports                  XLSX    229K  
10: EX-101.INS  XBRL Instance -- stt-20171231                        XML  12.79M 
12: EX-101.CAL  XBRL Calculations -- stt-20171231_cal                XML    637K 
13: EX-101.DEF  XBRL Definitions -- stt-20171231_def                 XML   1.72M 
14: EX-101.LAB  XBRL Labels -- stt-20171231_lab                      XML   3.63M 
15: EX-101.PRE  XBRL Presentations -- stt-20171231_pre               XML   2.36M 
11: EX-101.SCH  XBRL Schema -- stt-20171231                          XSD    405K 
156: ZIP         XBRL Zipped Folder -- 0000093751-18-000308-xbrl      Zip    731K  


‘EX-21’   —   Subsidiaries List


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  Exhibit  


Exhibit 21
SUBSIDIARIES OF STATE STREET CORPORATION
The following table presents the name of certain State Street subsidiaries and the state or jurisdiction of organization. Certain subsidiaries of State Street have been omitted in accordance with SEC regulations because, when considered in the aggregate, they did not constitute a “significant subsidiary” of State Street.
 
 
 
 Antrim Corporation
Massachusetts
 Currenex INC
New York
 International Fund Services (N.A.) L.L.C.
New York
 Investors Copley Securities Corporation
Massachusetts
 LASER Trust
Grand Cayman
 Lincoln Securities Corporation
Massachusetts
 Offshore Financial Solutions LTD
Grand Cayman
 Quincy Securities Corporation
Massachusetts
 Sail Trust
Grand Cayman
 SS Borrowdale Pty Limited
Australia
 SS Scarborough Pty Limited
Australia
 SSB Realty, LLC
Massachusetts
 SSGM International UK
United Kingdom
 State Street Australia Limited
Australia
 State Street Bank GMBH
Germany
 State Street Bank Luxembourg S.A.
Luxembourg
 State Street Europe Holdings Germany Sarl & Co KG
Germany
 State Street Europe Holdings Luxembourg Sarl
Luxembourg
 State Street Europe Limited
United Kingdom
State Street Fund Services Ireland LTD
Ireland
 State Street Global Advisors, Inc
Massachusetts
 State Street Global Advisors International Holdings Inc
Delaware
 State Street Global Advisors Limited
United Kingdom
 State Street Global Markets LLC
Massachusetts
 State Street Holdings Germany GMBH
Germany
 State Street International Holdings
Massachusetts
 State Street International Holdings UK Ltd
United Kingdom
 State Street Intl Holdings Switzerland GMBH
Switzerland
 State Street Public Lending Corporation
Massachusetts
 State Street Social Investments Corporation
Massachusetts
 State Street Trust and Banking Company Limited
Japan




4 Subsequent Filings that Reference this Filing

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 2/15/24  State Street Corp.                10-K       12/31/23  165:106M
 2/16/23  State Street Corp.                10-K       12/31/22  162:37M
 2/17/22  State Street Corp.                10-K       12/31/21  163:43M
 2/19/21  State Street Corp.                10-K       12/31/20  166:59M
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Filing Submission 0000093751-18-000308   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

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