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Southwest Airlines Co – ‘10-K’ for 12/31/13 – ‘EX-10.27(A)’

On: Monday, 2/3/14, at 8:12pm ET · As of: 2/4/14 · For: 12/31/13 · Accession #: 92380-14-10 · File #: 1-07259

  As Of               Filer                 Filing    For·On·As Docs:Size

 2/04/14  Southwest Airlines Co             10-K       12/31/13   92:22M

Annual Report — Form 10-K — Sect. 13 / 15(d) – SEA’34
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 10-K        Annual Report                                       HTML   1.66M 
 2: EX-10.1(A)  Supplemental Agreement No. 85                       HTML    346K 
 3: EX-10.27(A)  Supplemental Agreement No. 3                       HTML    324K 
 4: EX-21       Subsidiaries of the Company                         HTML     26K 
 5: EX-23       Consent of Ernst & Young LLP, Independent           HTML     27K 
                Registered Public Accounting Firm                                
 6: EX-31.1     Certification of Chief Executive Officer            HTML     31K 
 7: EX-31.2     Certification of Chief Financial Officer            HTML     31K 
 8: EX-32       Certification of CEO and CFO                        HTML     28K 
63: R1          Document And Entity Information                     HTML     54K 
50: R2          Consolidated Balance Sheet                          HTML    126K 
61: R3          Consolidated Balance Sheet (Parenthetical)          HTML     35K 
65: R4          Consolidated Statement of Income                    HTML     99K 
84: R5          Consolidated Statement of Comprehensive Income      HTML     45K 
52: R6          Consolidated Statement of Comprehensive Income      HTML     34K 
                (Parenthetical)                                                  
60: R7          Consolidated Statement of Stockholder's Equity      HTML     65K 
45: R8          Consolidated Statement of Stockholder's Equity      HTML     28K 
                (Parenthetical)                                                  
35: R9          Consolidated Statement of Cash Flows                HTML    124K 
85: R10         Summary of Significant Accounting Policies          HTML    108K 
67: R11         Airtran Acquisition and Related Matters             HTML     43K 
66: R12         Accounting Changes and New Accounting               HTML     38K 
                Pronouncements                                                   
72: R13         Commitments and Contingencies                       HTML    107K 
73: R14         Supplemental Financial Information                  HTML     80K 
70: R15         Revolving Credit Facility                           HTML     30K 
74: R16         Long-Term Debt                                      HTML     97K 
62: R17         Leases                                              HTML     92K 
64: R18         Net Income Per Share                                HTML     67K 
69: R19         Financial Derivative Instruments                    HTML    339K 
92: R20         Fair Value Measurements                             HTML    306K 
80: R21         Accumulated Other Comprehensive Income (Loss)       HTML     84K 
56: R22         Common Stock                                        HTML     34K 
68: R23         Stock Plans                                         HTML    118K 
58: R24         Employee Retirement Plans                           HTML     93K 
26: R25         Income Taxes                                        HTML     99K 
81: R26         Quarterly Financial Data                            HTML     74K 
88: R27         Summary of Significant Accounting Policies          HTML    207K 
                (Policies)                                                       
40: R28         Summary of Significant Accounting Policies          HTML     45K 
                (Tables)                                                         
39: R29         Airtran Acquisition and Related Matters (Tables)    HTML     32K 
43: R30         Commitments and Contingencies (Tables)              HTML     83K 
44: R31         Supplemental Financial Information (Tables)         HTML     84K 
46: R32         Long-term Debt (Tables)                             HTML     61K 
22: R33         Leases (Tables)                                     HTML     71K 
78: R34         Net Income Per Share (Tables)                       HTML     65K 
54: R35         Financial Derivative Instruments (Tables)           HTML    305K 
57: R36         Fair Value Measurements (Tables)                    HTML    297K 
29: R37         Accumulated Other Comprehensive Income (Loss)       HTML     82K 
                (Tables)                                                         
91: R38         Stock Plans (Tables)                                HTML     97K 
15: R39         Employee Retirement Plans (Tables)                  HTML     93K 
47: R40         Income Taxes (Tables)                               HTML     99K 
83: R41         Quarterly Financial Data (Tables)                   HTML     73K 
28: R42         Summary of Significant Accounting Policies          HTML    140K 
                (Details)                                                        
38: R43         Airtran Acquisition and Related Matters (Details)   HTML     38K 
42: R44         Accounting Changes and New Accounting               HTML     38K 
                Pronouncements (Details)                                         
51: R45         Commitments and Contingencies (Details)             HTML    118K 
21: R46         Supplemental Financial Information - Other Assets   HTML     38K 
                (Details)                                                        
34: R47         Supplemental Financial Information - Accounts       HTML     45K 
                Payable (Details)                                                
17: R48         Supplemental Financial Information - Accrued        HTML     55K 
                Liabilities (Details)                                            
82: R49         Supplemental Financial Information - Other          HTML     40K 
                Non-Current Liabilities (Details)                                
27: R50         Revolving Credit Facility (Details)                 HTML     31K 
79: R51         Schedule of Long-term Debt (Details)                HTML     54K 
30: R52         Long-term Debt (Details)                            HTML    117K 
48: R53         Leases (Details)                                    HTML    191K 
16: R54         Net Income Per Share (Details)                      HTML     73K 
20: R55         Net Income Per Share Parenthetical (Details)        HTML     28K 
41: R56         Financial Derivative Instruments Narrative          HTML     70K 
                (Details)                                                        
24: R57         Financial Derivative Instruments - Fuel Hedging     HTML     30K 
                (Details)                                                        
86: R58         Financial Derivative Instruments - Fair Values by   HTML     68K 
                Balance Sheet Location (Details)                                 
53: R59         Financial Derivative Instruments - Offsetting of    HTML     43K 
                Derivative Assets (Details)                                      
71: R60         Financial Derivative Instruments - Offsetting of    HTML     40K 
                Derivative Liabilities (Details)                                 
32: R61         Financial Derivative Instruments - (Gain) Loss by   HTML     43K 
                Hedging Relationship (Details)                                   
36: R62         Financial Derivative Instruments - Fair Values of   HTML    108K 
                Fuel Derivatives Amounts Posted as Collateral                    
                (Details)                                                        
77: R63         Fair Value Measurements Narrative (Details)         HTML     29K 
75: R64         Fair Value Measurements - Measured on Recurring     HTML    148K 
                Basis (Details)                                                  
55: R65         Fair Value Measurement - Fair Value Assets and      HTML     63K 
                Liabilities Measured on Recurring Basis with                     
                Unobservable Inputs (Details)                                    
76: R66         Fair Value Measurements - Quantitative Information  HTML     38K 
                about Level 3 Fair Value (Details)                               
31: R67         Fair Value Instruments - Carrying and Estimated     HTML     59K 
                Fair Value of Debt (Details)                                     
59: R68         Accumulated Other Comprehensive Income (Loss)       HTML     48K 
                (Details)                                                        
87: R69         Accumulated Other Comprehensive Income (Loss) -     HTML     40K 
                Reclassification out of Accumulated Other                        
                Comprehensive Income (Details)                                   
19: R70         Common Stock (Details)                              HTML     29K 
25: R71         Stock Plans (Details)                               HTML    161K 
49: R72         Employee Retirement Plans (Details)                 HTML    128K 
23: R73         Income Taxes (Detail)                               HTML    126K 
90: R74         Quarterly Financial Data (Details)                  HTML     50K 
89: XML         IDEA XML File -- Filing Summary                      XML    137K 
18: EXCEL       IDEA Workbook of Financial Reports                  XLSX    385K 
37: EXCEL       IDEA Workbook of Financial Reports (.xls)            XLS   3.31M 
 9: EX-101.INS  XBRL Instance -- luv-20131231                        XML   5.15M 
11: EX-101.CAL  XBRL Calculations -- luv-20131231_cal                XML    327K 
12: EX-101.DEF  XBRL Definitions -- luv-20131231_def                 XML    965K 
13: EX-101.LAB  XBRL Labels -- luv-20131231_lab                      XML   2.75M 
14: EX-101.PRE  XBRL Presentations -- luv-20131231_pre               XML   1.49M 
10: EX-101.SCH  XBRL Schema -- luv-20131231                          XSD    273K 
33: ZIP         XBRL Zipped Folder -- 0000092380-14-000010-xbrl      Zip    431K

‘EX-10.27(A)’ — Supplemental Agreement No. 3

This Exhibit is an HTML Document rendered as filed. [ Alternative Formats ]

<! C: C:

LUV-12.31.2013-Ex 10.27(a)



		Exhibit 10.27(a)

SUPPLEMENTAL AGREEMENT NO. 3

Purchase Agreement No. 3729

between

THE BOEING COMPANY

and

SOUTHWEST AIRLINES CO.

Relating to Boeing Model 737-8 and 737-7 Aircraft

THIS SUPPLEMENTAL AGREEMENT, entered into as of November 4, 2013, is made between THE BOEING COMPANY, a Delaware corporation (Boeing), and SOUTHWEST AIRLINES CO., a Texas corporation (Customer);

Customer and Boeing entered into Purchase Agreement Number PA-03729 dated December 13, 2011, as amended and supplemented, (Purchase Agreement) relating to the purchase and sale of Boeing Model 737-8 and Model 737-7 aircraft; and this Supplemental Agreement No. 3 is an amendment to and is incorporated into the Purchase Agreement:

WHEREAS, Boeing and Customer agree to amend the Purchase Agreement to document Customer’s substitution of twenty (20) firm Model 737-700 and Model 737-800 aircraft (Substitution Aircraft) to firm Model 737-8 aircraft (New Firm -8 Aircraft), exercised pursuant to the terms of SA-85 to Purchase Agreement No. 1810 between Customer and Boeing (SA-85);

NOW, THEREFORE, the parties agree that the Purchase Agreement is amended as set forth below and otherwise agree as follows:

1.The Table of Contents of the Purchase Agreement is deleted in its entirety and a new Table of Contents is attached hereto and incorporated into the Purchase Agreement by this reference.

2.Table 1A, “737-8 Aircraft Delivery, Description, Price and Advance Payments”, to the Purchase Agreement is deleted in its entirety and a new Table 1A (identified by “SA-3”) is attached hereto and incorporated into the Purchase Agreement by this reference.

3.Attachment 1 to Letter Agreement SWA-PA-03729-LA-1106474, “Option Aircraft”, is deleted in its entirety and replaced with a new Attachment 1 (identified by

***Pursuant to 17 CFR 240.24b-2, confidential information has been omitted and has been filed separately with the Securities and Exchange Commission pursuant to a Confidential Treatment Application filed with the Commission.



SWA-PA-03729	1	SA-3
	BOEING PROPRIETARY



		Exhibit 10.27(a)

“SA-3”) attached hereto and incorporated into the Purchase Agreement by this reference.

4.Letter Agreement SWA-PA-03729-LA-1301168, ***, is deleted in its entirety and replaced with the attached revised Letter Agreement SWA-PA-03729-LA-1301168R1, ***.

If Customer owes Boeing any additional Advance Payment amounts as a result of the execution of this Supplemental Agreement, Customer will pay such amounts to Boeing. If as a result of the execution of this Supplemental Agreement, there is any excess in Advance Payments made by Customer to Boeing, Boeing will retain such excess amounts until the next Advance Payment is due, at which time Customer may reduce the amount of such Advance Payment by the amount of such excess. A reconciliation regarding changes in Advance Payments arising from this Supplemental Agreement will be provided separately to Customer by Boeing.

6.The Purchase Agreement is amended as set forth above, and all other terms and conditions of the Purchase Agreement remain unchanged and are in full force and effect.



AGREED AND ACCEPTED this

November 4, 2013
Date

THE BOEING COMPANY		SOUTHWEST AIRLINES CO.

/s/ *Jeff Solomon*		/s/ *Chris Monroe*
Signature		Signature

Jeff Solomon		Chris Monroe
Printed name		Printed name

Attorney-in-Fact		VP Treasurer
Title		Title



SWA-PA-03729	2	SA-3
	BOEING PROPRIETARY

PURCHASE AGREEMENT NUMBER PA-03729

between

THE BOEING COMPANY

and

Southwest Airlines Co.

Relating to Boeing Model 737-8 and 737-7 Aircraft



SWA-PA-03729		SA-3
	BOEING PROPRIETARY	Page 1



	TABLE OF CONTENTS



ARTICLES	TITLES
Article 1	Quantity, Model and Description	SA-2
Article 2	Delivery Schedule
Article 3	Price
Article 4	Payment	SA-2
Article 5	Additional Terms
TABLE	TITLE
1A	737-8 Aircraft Information Table	SA-3
1B	737-7 Aircraft Information Table	SA-2
EXHIBIT
A1	737-8 Aircraft Configuration	SA-2
A2	737-7 Aircraft Configuration	SA-2
B*	Aircraft Delivery Requirements and Responsibilities
SUPPLEMENTAL EXHIBITS	TITLES
AE1*	Escalation Adjustment/Airframe and Optional Features
BFE1*	BFE Variables
CS1	Customer Support Variables
CS1-7MAX	Customer Support Variables	SA-2
EE1*	Engine Escalation/Engine Warranty and Patent Indemnity
SLP1*	Service Life Policy Components



LETTER AGREEMENTS	TITLES
SWA-PA-03729-LA-1106463R1	Open Matters	SA-2



SWA-PA-03729		SA-3
	BOEING PROPRIETARY	Page 2



LETTER AGREEMENTS	TITLES
SWA-PA-03729-LA-1106465*	***
SWA-PA-03729-LA-1106466	***
SWA-PA-03729-LA-1106467	***
SWA-PA-03729-LA-1106468*	***
SWA-PA-03729-LA-1106469R1	***	SA-2
SWA-PA-03729-LA-1106470R1	***	SA-2
SWA-PA-03729-LA-1106471R1	Substitute Aircraft	SA-2
SWA-PA-03729-LA-1106472R1	***	SA-2
SWA-PA-03729-LA-1106473	***
SWA-PA-03729-LA-1106474	Option Aircraft
	Attachment 1	SA-3
SWA-PA-03729-LA-1106475	***
SWA-PA-03729-LA-1106476*	***
SWA-PA-03729-LA-1106477*	***
SWA-PA-03729-LA-1106478	***
SWA-PA-03729-LA-1106479R1	***	SA-2
SWA-PA-03729-LA-1106480R1	***	SA-2
SWA-PA-03729-LA-1106481R2	***	SA-2
SWA-PA-03729-LA-1106482*	***
SWA-PA-03729-LA-1106483*	***
SWA-PA-03729-LA-1106484*	***
	Attachment A	SA-2
	Attachment B	SA-2
SWA-PA-03729-LA-1106485*	***



SWA-PA-03729		SA-3
	BOEING PROPRIETARY	Page 3



LETTER AGREEMENTS	TITLES
SWA-PA-03729-LA-1209080	***	SA-1
SWA-PA-03729-LA-1210419	***	SA-1
SWA-PA-03729-LA-1300943	***	SA-2
SWA-PA-03729-LA-1301168R1	***	SA-3
SWA-PA-01810/03729-LA-1301169	***	SA-2
SWA-PA-03729-LA-1301170	***	SA-2

* Denotes revision to Page 1 or Page 2 only to reference 737-7 (SA-2)



SWA-PA-03729		SA-3
	BOEING PROPRIETARY	Page 4



Table 1A to
Purchase Agreement No. PA-03729
Aircraft Delivery, Description, Price and Advance Payments
737-8 Aircraft



Airframe Model/MTOW:	737-8	175900 pounds	Detail Specification:	D019A001-TBD (10/27/2011)	2Q11 External Fcst
Engine Model/Thrust:	CFMLEAP-1B26	tbd	Airframe Price Base Year/Escalation Formula:	Jul-11	ECI-MFG/CPI
Airframe Price:		***	Engine Price Base Year/Escalation Formula:	N/A	N/A
Optional Features:		***
Sub-Total of Airframe and Features:		***	Airframe Escalation Data:
Engine Price (Per Aircraft):		***	Base Year Index (ECI):	***
Aircraft Basic Price (Excluding BFE/SPE):		***	Base Year Index (CPI):	***
Buyer Furnished Equipment (BFE) Estimate:		***
//Seller Purchased Equipment (SPE)/In-Flight Entertainment (IFE)// Estimate:		***



		Escalation	Manufacturer			Escalation Estimate	Advance Payment Per Aircraft (Amts. Due/Mos. Prior to Delivery):
Delivery	Number of	Factor	Serial	Aircraft		Adv Payment Base	At Signing	24 Mos.	21/18/12/9/6 Mos.	Total
Date*	Aircraft	(Airframe)	Number	Block	Notes	Price Per A/P	***	***	***	***
Jul-2017	1	***	36929	A	Note 1	***	***	***	***	***
Jul-2017	2	***		C	Note 1	***	***	***	***	***
Aug-2017	3	***	36979, 36930, 36984	A	Note 1	***	***	***	***	***
Aug-2017	3	***		C	Note 1	***	***	***	***	***
Sep-2017	1	***	36934	A	Note 1	***	***	***	***	***
Oct-2017	1	***	36988	A		***	***	***	***	***
Oct-2017	1	***		C		***	***	***	***	***
Nov-2017	1	***	36989	A		***	***	***	***	***
Nov-2017	1	***		C		***	***	***	***	***
Jan-2018	1	***	42544	A		***	***	***	***	***
Jan-2018	1	***		C		***	***	***	***	***
Mar-2018	1	***		C		***	***	***	***	***
Jun-2018	1	***	42546	A		***	***	***	***	***
Jul-2018	1	***	42547	A		***	***	***	***	***
Jul-2018	1	***		C		***	***	***	***	***
Aug-2018	1	***	42548	A		***	***	***	***	***
Sep-2018	1	***				***	***	***	***	***
Sep-2018	1	***	37019	A		***	***	***	***	***



SWA-PA-03729 58681.1F.TXT	Boeing Proprietary	SA-3
		Page 1



Table 1A to
Purchase Agreement No. PA-03729
Aircraft Delivery, Description, Price and Advance Payments
737-8 Aircraft



		Escalation	Manufacturer			Escalation Estimate	Advance Payment Per Aircraft (Amts. Due/Mos. Prior to Delivery):
Delivery	Number of	Factor	Serial	Aircraft		Adv Payment Base	At Signing	24 Mos.	21/18/12/9/6 Mos.	Total
Date*	Aircraft	(Airframe)	Number	Block	Notes	Price Per A/P	***	***	***	***
Oct-2018	1	***				***	***	***	***	***
Oct-2018	1	***	42549	A		***	***	***	***	***
Nov-2018	1	***				***	***	***	***	***
Dec-2018	1	***				***	***	***	***	***
Jan-2019	1	***				***	***	***	***	***
Jan-2019	1	***	37042	A		***	***	***	***	***
Feb-2019	1	***	42550	A		***	***	***	***	***
Mar-2019	1	***	42551	A		***	***	***	***	***
Jul-2019	1	***				***	***	***	***	***
Jul-2019	1	***	37034	A		***	***	***	***	***
Sep-2019	1	***				***	***	***	***	***
Oct-2019	1	***				***	***	***	***	***
Oct-2019	1	***	42552	A		***	***	***	***	***
Dec-2019	1	***				***	***	***	***	***
Jan-2020	1	***	42553	A		***	***	***	***	***
Feb-2020	1	***				***	***	***	***	***
Feb-2020	1	***	35970	B		***	***	***	***	***
Mar-2020	1	***				***	***	***	***	***
Mar-2020	1	***	35968	B		***	***	***	***	***
Apr-2020	1	***				***	***	***	***	***
Apr-2020	1	***	35972	B		***	***	***	***	***
May-2020	1	***				***	***	***	***	***
May-2020	1	***	36736	B		***	***	***	***	***
Jun-2020	1	***				***	***	***	***	***
Jun-2020	1	***	33941	B		***	***	***	***	***
Jul-2020	1	***				***	***	***	***	***
Jul-2020	1	***	35963	B		***	***	***	***	***
Aug-2020	1	***				***	***	***	***	***
Aug-2020	1	***	36733	B		***	***	***	***	***



SWA-PA-03729 58681.1F.TXT	Boeing Proprietary	SA-3
		Page 2



Table 1A to
Purchase Agreement No. PA-03729
Aircraft Delivery, Description, Price and Advance Payments
737-8 Aircraft



		Escalation	Manufacturer			Escalation Estimate	Advance Payment Per Aircraft (Amts. Due/Mos. Prior to Delivery):
Delivery	Number of	Factor	Serial	Aircraft		Adv Payment Base	At Signing	24 Mos.	21/18/12/9/6 Mos.	Total
Date*	Aircraft	(Airframe)	Number	Block	Notes	Price Per A/P	***	***	***	***
Sep-2020	1	***				***	***	***	***	***
Sep-2020	1	***	35971	B		***	***	***	***	***
Oct-2020	1	***				***	***	***	***	***
Oct-2020	1	***	38804	B		***	***	***	***	***
Nov-2020	1	***				***	***	***	***	***
Nov-2020	1	***	38805	B		***	***	***	***	***
Dec-2020	1	***				***	***	***	***	***
Jan-2021	1	***				***	***	***	***	***
Jan-2021	1	***	36729	B		***	***	***	***	***
Feb-2021	3	***				***	***	***	***	***
Mar-2021	3	***				***	***	***	***	***
Apr-2021	3	***				***	***	***	***	***
May-2021	3	***				***	***	***	***	***
Jun-2021	3	***				***	***	***	***	***
Jul-2021	3	***				***	***	***	***	***
Aug-2021	3	***				***	***	***	***	***
Sep-2021	3	***				***	***	***	***	***
Oct-2021	3	***				***	***	***	***	***
Nov-2021	2	***				***	***	***	***	***
Dec-2021	2	***				***	***	***	***	***
Jan-2022	3	***				***	***	***	***	***
Feb-2022	3	***				***	***	***	***	***
Mar-2022	3	***				***	***	***	***	***
Apr-2022	3	***				***	***	***	***	***
May-2022	3	***				***	***	***	***	***
Jun-2022	3	***				***	***	***	***	***
Jul-2022	2	***				***	***	***	***	***
Aug-2022	2	***				***	***	***	***	***
Sep-2022	2	***				***	***	***	***	***



SWA-PA-03729 58681.1F.TXT	Boeing Proprietary	SA-3
		Page 3



Table 1A to
Purchase Agreement No. PA-03729
Aircraft Delivery, Description, Price and Advance Payments
737-8 Aircraft



		Escalation	Manufacturer			Escalation Estimate	Advance Payment Per Aircraft (Amts. Due/Mos. Prior to Delivery):
Delivery	Number of	Factor	Serial	Aircraft		Adv Payment Base	At Signing	24 Mos.	21/18/12/9/6 Mos.	Total
Date*	Aircraft	(Airframe)	Number	Block	Notes	Price Per A/P	***	***	***	***
Oct-2022	2	***				***	***	***	***	***
Nov-2022	2	***				***	***	***	***	***
Dec-2022	2	***				***	***	***	***	***
Jan-2023	2	***				***	***	***	***	***
Feb-2023	2	***				***	***	***	***	***
Mar-2023	1	***				***	***	***	***	***
Mar-2023	1	***	36732	B		***	***	***	***	***
Apr-2023	1	***				***	***	***	***	***
Apr-2023	1	***	38806	B		***	***	***	***	***
May-2023	1	***				***	***	***	***	***
May-2023	1	***	37043	A		***	***	***	***	***
Jun-2023	1	***				***	***	***	***	***
Jun-2023	1	***	42536	A		***	***	***	***	***
Jul-2023	1	***				***	***	***	***	***
Jul-2023	1	***	36722	B		***	***	***	***	***
Aug-2023	1	***				***	***	***	***	***
Aug-2023	1	***	42537	A		***	***	***	***	***
Sep-2023	1	***				***	***	***	***	***
Sep-2023	1	***	36727	B		***	***	***	***	***
Oct-2023	1	***				***	***	***	***	***
Oct-2023	1	***	42538	A		***	***	***	***	***
Nov-2023	1	***				***	***	***	***	***
Nov-2023	1	***	38815	B		***	***	***	***	***
Dec-2023	1	***				***	***	***	***	***
Dec-2023	1	***	42539	A		***	***	***	***	***
Jan-2024	2	***				***	***	***	***	***
Feb-2024	2	***				***	***	***	***	***
Mar-2024	1	***				***	***	***	***	***
Mar-2024	1	***	38817	B		***	***	***	***	***



SWA-PA-03729 58681.1F.TXT	Boeing Proprietary	SA-3
		Page 4



Table 1A to
Purchase Agreement No. PA-03729
Aircraft Delivery, Description, Price and Advance Payments
737-8 Aircraft

Escalation

Manufacturer

Escalation Estimate

Advance Payment Per Aircraft (Amts. Due/Mos. Prior to Delivery):

Delivery

Number of

Factor

Serial

Aircraft

Adv Payment Base

At Signing

24 Mos.

21/18/12/9/6 Mos.

Total

Date*

Aircraft

(Airframe)

Number

Block

Notes

Price Per A/P

***

Apr-2024

***

Apr-2024

***

42540

***

May-2024

***

May-2024

***

42541

***

Jun-2024

***

Jun-2024

***

42542

***

Jul-2024

***

Jul-2024

***

35967

***

Aug-2024

***

Aug-2024

***

42543

***

Sep-2024

***

Sep-2024

***

36730

***

Oct-2024

***

Oct-2024

***

33940

***

Nov-2024

***

Nov-2024

***

35974

***

Dec-2024

***

Dec-2024

***

35975

***

Total:

* ***

Notes:

1) ***



SWA-PA-03729 58681.1F.TXT	Boeing Proprietary	SA-3
		Page 5



Attachment 1 To
Letter Agreement No. LA 1106474
Option Aircraft Delivery, Description, Price and Advance Payments



Airframe Model/MTOW:	737-8	175900 pounds	Detail Specification:	D019A007-NEW (11/4/2011)	2Q11 External Fcs
Engine Model/Thrust:	CFMLEAP-1B26	0 pounds	Airframe Price Base Year/Escalation Formula:	Jul-11	ECI-MFG/CPI
Airframe Price:		***	Engine Price Base Year/Escalation Formula:	N/A	N/A
Optional Features:		***
Sub-Total of Airframe and Features:		***	Airframe Escalation Data:
Engine Price (Per Aircraft):		***	Base Year Index (ECI):	***
Aircraft Basic Price (Excluding BFE/SPE):		***	Base Year Index (CPI):	***
Buyer Furnished Equipment (BFE) Estimate:		***
//Seller Purchased Equipment (SPE)/In-Flight Entertainment (IFE)// Estimate:		***

Non-Refundable Deposit/Aircraft at Def Agreemt:		***



		Escalation		Escalation Estimate	Advance Payment Per Aircraft (Amts. Due/Mos. Prior to Delivery):
Delivery		Factor	Aircraft	Adv Payment Base	At Signing	24 Mos.	21/18/12/9/6 Mos.	Total
Date*		(Airframe)	Block	Price Per A/P	***	***	***	***
Jan-2021	1	***	D	***	***	***	***	***
Jan-2021	1	***		***	***	***	***	***
Feb-2021	1	***	D	***	***	***	***	***
Mar-2021	1	***		***	***	***	***	***
Apr-2021	1	***	D	***	***	***	***	***
Apr-2021	1	***		***	***	***	***	***
May-2021	1	***	D	***	***	***	***	***
May-2021	1	***		***	***	***	***	***
Jun-2021	1	***	D	***	***	***	***	***
Jul-2021	2	***		***	***	***	***	***
Jul-2021	1	***	D	***	***	***	***	***
Aug-2021	1	***	D	***	***	***	***	***
Sep-2021	1	***		***	***	***	***	***



SWA-PA-03729-LA1106474 58960-1O.TXT	Boeing Proprietary	SA-3
		Page 1



Attachment 1 To
Letter Agreement No. LA 1106474
Option Aircraft Delivery, Description, Price and Advance Payments



		Escalation		Escalation Estimate	Advance Payment Per Aircraft (Amts. Due/Mos. Prior to Delivery):
Delivery	Number of	Factor	Aircraft	Adv Payment Base	At Signing	24 Mos.	21/18/12/9/6 Mos.	Total
Date*	Aircraft	(Airframe)	Block	Price Per A/P	***	***	***	***
Oct-2021	1	***	D	***	***	***	***	***
Oct-2021	1	***		***	***	***	***	***
Nov-2021	1	***	D	***	***	***	***	***
Dec-2021	1	***		***	***	***	***	***
Jan-2022	1	***	D	***	***	***	***	***
Jan-2022	1	***		***	***	***	***	***
Feb-2022	1	***	D	***	***	***	***	***
Feb-2022	1	***		***	***	***	***	***
Mar-2022	1	***	D	***	***	***	***	***
Mar-2022	1	***		***	***	***	***	***
Apr-2022	1	***	D	***	***	***	***	***
May-2022	1	***		***	***	***	***	***
Jun-2022	1	***	D	***	***	***	***	***
Jul-2022	1	***		***	***	***	***	***
Jul-2022	1	***	D	***	***	***	***	***
Aug-2022	1	***		***	***	***	***	***
Sep-2022	1	***	D	***	***	***	***	***
Oct-2022	1	***		***	***	***	***	***
Oct-2022	1	***	D	***	***	***	***	***
Nov-2022	1	***		***	***	***	***	***
Nov-2022	1	***	D	***	***	***	***	***
Dec-2022	1	***		***	***	***	***	***
Dec-2022	1	***	D	***	***	***	***	***
Jan-2023	1	***		***	***	***	***	***
Jan-2023	1	***	D	***	***	***	***	***



SWA-PA-03729-LA1106474 58960-1O.TXT	Boeing Proprietary	SA-3
		Page 2



Attachment 1 To
Letter Agreement No. LA 1106474
Option Aircraft Delivery, Description, Price and Advance Payments



		Escalation		Escalation Estimate	Advance Payment Per Aircraft (Amts. Due/Mos. Prior to Delivery):
Delivery	Number of	Factor	Aircraft	Adv Payment Base	At Signing	24 Mos.	21/18/12/9/6 Mos.	Total
Date*	Aircraft	(Airframe)	Block	Price Per A/P	***	***	***	***
Feb-2023	1	***		***	***	***	***	***
Feb-2023	1	***	D	***	***	***	***	***
Mar-2023	1	***		***	***	***	***	***
Mar-2023	1	***	D	***	***	***	***	***
Apr-2023	1	***		***	***	***	***	***
Apr-2023	1	***	D	***	***	***	***	***
May-2023	1	***		***	***	***	***	***
May-2023	1	***	D	***	***	***	***	***
Jun-2023	1	***		***	***	***	***	***
Jun-2023	1	***	D	***	***	***	***	***
Jul-2023	1	***		***	***	***	***	***
Aug-2023	1	***	D	***	***	***	***	***
Aug-2023	1	***		***	***	***	***	***
Sep-2023	1	***	D	***	***	***	***	***
Sep-2023	1	***		***	***	***	***	***
Oct-2023	1	***	D	***	***	***	***	***
Oct-2023	1	***		***	***	***	***	***
Nov-2023	1	***	D	***	***	***	***	***
Nov-2023	1	***		***	***	***	***	***
Dec-2023	1	***	D	***	***	***	***	***
Dec-2023	1	***		***	***	***	***	***
Jan-2024	1	***	D	***	***	***	***	***
Jan-2024	1	***		***	***	***	***	***
Feb-2024	1	***	D	***	***	***	***	***
Feb-2024	1	***		***	***	***	***	***



SWA-PA-03729-LA1106474 58960-1O.TXT	Boeing Proprietary	SA-3
		Page 3



Attachment 1 To
Letter Agreement No. LA 1106474
Option Aircraft Delivery, Description, Price and Advance Payments



		Escalation		Escalation Estimate	Advance Payment Per Aircraft (Amts. Due/Mos. Prior to Delivery):
Delivery	Number of	Factor	Aircraft	Adv Payment Base	At Signing	24 Mos.	21/18/12/9/6 Mos.	Total
Date*	Aircraft	(Airframe)	Block	Price Per A/P	***	***	***	***
Mar-2024	1	***	D	***	***	***	***	***
Mar-2024	1	***		***	***	***	***	***
Apr-2024	1	***	D	***	***	***	***	***
Apr-2024	1	***		***	***	***	***	***
May-2024	1	***	D	***	***	***	***	***
May-2024	1	***		***	***	***	***	***
Jun-2024	1	***	D	***	***	***	***	***
Jun-2024	1	***		***	***	***	***	***
Jul-2024	1	***	D	***	***	***	***	***
Aug-2024	1	***		***	***	***	***	***
Aug-2024	1	***	D	***	***	***	***	***
Sep-2024	1	***		***	***	***	***	***
Sep-2024	1	***	D	***	***	***	***	***
Oct-2024	1	***		***	***	***	***	***
Oct-2024	1	***	D	***	***	***	***	***
Nov-2024	1	***		***	***	***	***	***
Nov-2024	1	***	D	***	***	***	***	***
Dec-2024	2	***		***	***	***	***	***
Jan-2025	3	***		***	***	***	***	***
Feb-2025	3	***		***	***	***	***	***
Mar-2025	3	***		***	***	***	***	***
Apr-2025	3	***		***	***	***	***	***
May-2025	3	***		***	***	***	***	***
Jun-2025	3	***		***	***	***	***	***
Jul-2025	3	***		***	***	***	***	***



SWA-PA-03729-LA1106474 58960-1O.TXT	Boeing Proprietary	SA-3
		Page 4



Attachment 1 To
Letter Agreement No. LA 1106474
Option Aircraft Delivery, Description, Price and Advance Payments




		Escalation		Escalation Estimate	Advance Payment Per Aircraft (Amts. Due/Mos. Prior to Delivery):
Delivery	Number of	Factor	Aircraft	Adv Payment Base	At Signing	24 Mos.	21/18/12/9/6 Mos.	Total
Date*	Aircraft	(Airframe)	Block	Price Per A/P	***	***	***	***
Aug-2025	3	***		***	***	***	***	***
Sep-2025	3	***		***	***	***	***	***
Oct-2025	3	***		***	***	***	***	***
Nov-2025	3	***		***	***	***	***	***
Dec-2025	3	***		***	***	***	***	***
Jan-2026	3	***		***	***	***	***	***
Feb-2026	3	***		***	***	***	***	***
Mar-2026	3	***		***	***	***	***	***
Apr-2026	3	***		***	***	***	***	***
May-2026	3	***		***	***	***	***	***
Jun-2026	3	***		***	***	***	***	***
Jul-2026	3	***		***	***	***	***	***
Aug-2026	3	***		***	***	***	***	***
Sep-2026	3	***		***	***	***	***	***
Oct-2026	3	***		***	***	***	***	***
Nov-2026	3	***		***	***	***	***	***
Dec-2026	3	***		***	***	***	***	***
Jan-2027	3	***		***	***	***	***	***
Feb-2027	3	***		***	***	***	***	***
Mar-2027	3	***		***	***	***	***	***
Apr-2027	3	***		***	***	***	***	***
May-2027	3	***		***	***	***	***	***
Jun-2027	3	***		***	***	***	***	***
Jul-2027	3	***		***	***	***	***	***
Aug-2027	3	***		***	***	***	***	***



SWA-PA-03729-LA1106474 58960-1O.TXT	Boeing Proprietary	SA-3
		Page 5



Attachment 1 To
Letter Agreement No. LA 1106474
Option Aircraft Delivery, Description, Price and Advance Payments



		Escalation		Escalation Estimate	Advance Payment Per Aircraft (Amts. Due/Mos. Prior to Delivery):
Delivery	Number of	Factor	Aircraft	Adv Payment Base	At Signing	24 Mos.	21/18/12/9/6 Mos.	Total
Date*	Aircraft	(Airframe)	Block	Price Per A/P	***	***	***	***
Sep-2027	3	***		***	***	***	***	***
Oct-2027	3	***		***	***	***	***	***
Nov-2027	3	***		***	***	***	***	***
Dec-2027	3	***		***	***	***	***	***
Total:	12

* ***



SWA-PA-03729-LA1106474 58960-1O.TXT	Boeing Proprietary	SA-3
		Page 6



	The Boeing Company
	P.O. Box 3707
	Seattle, WA 98124-2207

SWA-PA-03729-LA-1301168R1

Southwest Airlines Co.

2702 Love Field Drive

P.O. Box 36611

Dallas, Texas 75235

Subject: ***

Reference: Purchase Agreement No. 3729 (Purchase Agreement) between The Boeing

Company (Boeing) and Southwest Airlines Co. (Customer) relating to Model 737-7

737-8 aircraft

This letter agreement (Letter Agreement) amends and supplements the Purchase Agreement. All terms used but not defined in this Letter Agreement shall have the same meaning as in the Purchase Agreement.

***


1.	***



SWA-PA-03729-LA-1301168R1		SA-3
	BOEING PROPRIETARY	Page 1


2.	Assignment.

*** described in this Letter Agreement are provided *** in consideration of Customer’s taking title to the applicable Firm Aircraft or Block D Option Aircraft at time of delivery and becoming the operator of the applicable Firm Aircraft or Block D Option Aircraft. Under no circumstances will Customer be permitted to assign the business terms set forth herein.


3.	Confidentiality.

Customer understands that certain commercial and financial information contained in this Letter Agreement is considered by Boeing as confidential and has value precisely because it is not available generally to other parties. Customer agrees to limit the disclosure of the contents of this Letter Agreement to (a) its directors and officers, (b) employees of Customer with a need to know the contents for performing its obligations (including, without limitation, those employees performing accounting, finance, administration and other functions necessary to finance and purchase, deliver or lease the Aircraft) and who understand they are not to disclose its contents to any other person or entity (other than those to whom disclosure is permitted by this paragraph) without the prior written consent of Boeing and (c) any auditors and attorneys of Customer who have a need to know such information and have signed a confidentiality agreement in the same form and substance similar to this paragraph, or



SWA-PA-03729-LA-1301168R1		SA-3
	BOEING PROPRIETARY	Page 2

are otherwise bound by a confidentiality obligation. Disclosure to other parties is not permitted without Boeing’s consent except as may be required by applicable law or governmental regulations. Customer shall be fully responsible to Boeing for compliance with such obligations.

Very truly yours,

THE BOEING COMPANY

By /s/ Jeff Solomon

Its Attorney-In-Fact

ACCEPTED AND AGREED TO this

Date: November 4, 2013

SOUTHWEST AIRLINES CO.

By /s/ Chris Monroe

Its Chris Monroe VP, Treasurer



SWA-PA-03729-LA-1301168R1		SA-3
	BOEING PROPRIETARY	Page 3

Dates Referenced Herein and Documents Incorporated by Reference

This ‘10-K’ Filing	Date	Other Filings

Filed as of:	2/4/14	4
Filed on:	2/3/14	4, SC 13G/A
For Period end:	12/31/13	ARS
	11/4/13	4
	12/13/11	8-K
		List all Filings

1 Subsequent Filing that References this Filing

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 2/08/21  Southwest Airlines Co.            10-K       12/31/20  102:19M

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Filing Submission 0000092380-14-000010 – Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

Southwest Airlines Co – ‘10-K’ for 12/31/13 – ‘EX-10.27(A)’

On: Monday, 2/3/14, at 8:12pm ET · As of: 2/4/14 · For: 12/31/13 · Accession #: 92380-14-10 · File #: 1-07259

Previous ‘10-K’: ‘10-K’ on 2/7/13 for 12/31/12 · Next: ‘10-K’ on 2/6/15 for 12/31/14 · Latest: ‘10-K’ on 2/6/24 for 12/31/23 · 1 Reference: By: Southwest Airlines Co. – ‘10-K’ on 2/8/21 for 12/31/20

Annual Report — Form 10-K — Sect. 13 / 15(d) – SEA’34Filing Table of Contents

‘EX-10.27(A)’ — Supplemental Agreement No. 3

This Exhibit is an HTML Document rendered as filed. [ Alternative Formats ]

Dates Referenced Herein and Documents Incorporated by Reference

1 Subsequent Filing that References this Filing

Annual Report — Form 10-K — Sect. 13 / 15(d) – SEA’34
Filing Table of Contents