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As Of Filer Filing For·On·As Docs:Size 3/26/20 Jefferies Financial Group Inc. 10-K/A 11/30/19 19:2.1M |
Document/Exhibit Description Pages Size 1: 10-K/A Amendment to Annual Report HTML 810K 2: EX-23.3 Exhibit 23.3 Consent of Grant Thornton LLP HTML 10K 3: EX-23.4 Exhibit 23.4 Consent of Deloitte & Touche LLP HTML 10K 4: EX-23.5 Exhibit 23.5 Consent of Pricewaterhousecoopers LLP HTML 9K 5: EX-31.1 Exhibit 31.1 Richard B. Handler HTML 17K 6: EX-31.2 Exhibit 31.2 Teresa S. Gendron HTML 17K 7: EX-32.1 Exhibit 32.1 Richard B. Handler HTML 12K 8: EX-32.2 Exhibit 32.2 Teresa S. Gendron HTML 12K 19: R1 Cover HTML 76K 17: XML IDEA XML File -- Filing Summary XML 15K 14: XML XBRL Instance -- jfg-2019113010ka_htm XML 24K 16: EXCEL IDEA Workbook of Financial Reports XLSX 7K 10: EX-101.CAL XBRL Calculations -- jef-20191130_cal XML 8K 11: EX-101.DEF XBRL Definitions -- jef-20191130_def XML 10K 12: EX-101.LAB XBRL Labels -- jef-20191130_lab XML 98K 13: EX-101.PRE XBRL Presentations -- jef-20191130_pre XML 51K 9: EX-101.SCH XBRL Schema -- jef-20191130 XSD 17K 18: JSON XBRL Instance as JSON Data -- MetaLinks 16± 25K 15: ZIP XBRL Zipped Folder -- 0000096223-20-000020-xbrl Zip 118K
Exhibit |
1. | I have reviewed this annual report on Form 10-K/A of Jefferies Financial Group Inc.; |
2. | Based on my knowledge, this report does not contain
any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the period covered by this report; |
3. | Based on my knowledge, the financial statements, and other financial information included in this report, fairly present in all material respects the financial condition, results of operations and cash flows of the registrant as of, and for, the periods presented in this report; |
4. | The
registrant's other certifying officer and I are responsible for establishing and maintaining disclosure controls and procedures (as defined in Exchange Act Rules 13a-15(e) and 15d-15(e)) and internal control over financial reporting (as defined in Exchange Act Rules 13a-15(f) and 15d-15(f)) for the registrant and have: |
(a) | Designed such disclosure controls and procedures, or caused such disclosure controls and procedures to be designed under our supervision, to ensure that material information relating to the registrant, including its consolidated subsidiaries,
is made known to us by others within those entities, particularly during the period in which this report is being prepared; |
(b) | Designed such internal control over financial reporting, or caused such internal control over financial reporting to be designed under our supervision, to provide reasonable assurance regarding the reliability of financial reporting and the preparation of financial statements for external purposes in accordance with generally accepted accounting principles; |
(c) | Evaluated the effectiveness of the
registrant's disclosure controls and procedures and presented in this report our conclusions about the effectiveness of the disclosure controls and procedures, as of the end of the period covered by this report based on such evaluation; and |
(d) | Disclosed in this report any change in the registrant's internal control over financial reporting that occurred during the registrant's most recent fiscal quarter (the registrant’s fourth fiscal quarter in the case of an annual report) that has materially affected,
or is reasonably likely to materially affect the registrant's internal control over financial reporting; and |
5. | The registrant's other certifying officer and I have disclosed, based on our most recent evaluation of internal control over financial reporting, to the registrant's auditors and the audit committee of the registrant's board of directors (or persons performing the equivalent functions): |
(a) | All
significant deficiencies and material weaknesses in the design or operation of internal control over financial reporting which are reasonably likely to adversely affect the registrant's ability to record, process, summarize and report financial information; and |
(b) | Any fraud, whether or not material, that involves management or other employees who have a significant role in the registrant's internal control over financial reporting. |
Date:
March 26, 2020 | By: | |
Name: Richard B. Handler | ||
Title: Chief Executive Officer |
This ‘10-K/A’ Filing | Date | Other Filings | ||
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Filed on: | 3/26/20 | 8-K | ||
For Period end: | 11/30/19 | 10-K | ||
List all Filings |
As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 11/01/22 Jefferies Financial Group Inc. 424B2 1:551K Broadridge Fin’l So… Inc 11/01/22 Jefferies Financial Group Inc. 424B5 2:208K Broadridge Fin’l So… Inc |