Annual Report — Form 10-K — Sect. 13 / 15(d) – SEA’34
Filing Table of Contents
Document/Exhibit Description Pages Size
1: 10-K Annual Report HTML 3.54M
2: EX-23 Consent of Experts or Counsel HTML 53K
3: EX-31 Certification -- §302 - SOA'02 HTML 69K
4: EX-32 Certification -- §906 - SOA'02 HTML 60K
11: R1 Document and Entity Information HTML 89K
12: R2 Consolidated Statement of Income HTML 148K
13: R3 Consolidated Statement of Comprehensive Income HTML 85K
(Loss)
14: R4 Consolidated Balance Sheet HTML 164K
15: R5 Consolidated Balance Sheet (Parenthetical) HTML 123K
16: R6 Consolidated Statement of Changes in Equity HTML 130K
17: R7 Consolidated Statement of Cash Flows HTML 169K
18: R8 Consolidated Statement of Cash Flows HTML 68K
(Parenthetical)
19: R9 Organization HTML 58K
20: R10 Summary of Significant Accounting Policies and New HTML 153K
Accounting Pronouncements
21: R11 Trading Assets and Liabilities HTML 81K
22: R12 Securities HTML 414K
23: R13 Loans HTML 677K
24: R14 Allowance for Credit Losses HTML 391K
25: R15 Loans Held for Sale HTML 83K
26: R16 Properties and Equipment, Net HTML 68K
27: R17 Goodwill HTML 57K
28: R18 Sale of Certain Private Banking Client HTML 60K
Relationships
29: R19 Deposits HTML 93K
30: R20 Short-Term Borrowings HTML 122K
31: R21 Long-Term Debt HTML 118K
32: R22 Derivative Financial Instruments HTML 370K
33: R23 Fair Value Option HTML 200K
34: R24 Income Taxes HTML 204K
35: R25 Preferred Stock HTML 58K
36: R26 Accumulated Other Comprehensive Loss HTML 139K
37: R27 Share-Based Plans HTML 61K
38: R28 Pension and Other Postretirement Benefits HTML 123K
39: R29 Fee Income from Contracts with Customers HTML 99K
40: R30 Related Party Transactions HTML 152K
41: R31 Business Segments HTML 511K
42: R32 Retained Earnings and Regulatory Capital HTML 154K
Requirements
43: R33 Variable Interest Entities HTML 119K
44: R34 Guarantee Arrangements, Pledged Assets and HTML 281K
Repurchase Agreements
45: R35 Fair Value Measurements HTML 1.10M
46: R36 Litigation and Regulatory Matters HTML 123K
47: R37 Financial Statements of HSBC USA Inc. (Parent) HTML 218K
48: R38 Subsequent Event HTML 56K
49: R39 Selected Quarterly Financial Data HTML 109K
50: R40 Summary of Significant Accounting Policies and New HTML 236K
Accounting Pronouncements (Policies)
51: R41 Fair Value Measurements Fair Value Measurements HTML 57K
(Policies)
52: R42 Trading Assets and Liabilities (Tables) HTML 77K
53: R43 Securities (Tables) HTML 409K
54: R44 Loans (Tables) HTML 700K
55: R45 Allowance for Credit Losses (Tables) HTML 391K
56: R46 Loans Held for Sale (Tables) HTML 68K
57: R47 Properties and Equipment, Net (Tables) HTML 66K
58: R48 Deposits (Tables) HTML 89K
59: R49 Short-Term Borrowings (Tables) HTML 124K
60: R50 Long-Term Debt (Tables) HTML 122K
61: R51 Derivative Financial Instruments (Tables) HTML 368K
62: R52 Fair Value Option (Tables) HTML 191K
63: R53 Income Taxes (Tables) HTML 203K
64: R54 Accumulated Other Comprehensive Loss (Tables) HTML 138K
65: R55 Pension and Other Postretirement Benefits (Tables) HTML 126K
66: R56 Fee Income from Contracts with Customers (Tables) HTML 85K
67: R57 Related Party Transactions (Tables) HTML 132K
68: R58 Business Segments (Tables) HTML 479K
69: R59 Retained Earnings and Regulatory Capital HTML 146K
Requirements (Tables)
70: R60 Variable Interest Entities (Tables) HTML 112K
71: R61 Guarantee Arrangements, Pledged Assets and HTML 270K
Repurchase Agreements (Tables)
72: R62 Fair Value Measurements (Tables) HTML 1.05M
73: R63 Financial Statements of HSBC USA Inc. (Parent) HTML 222K
(Tables)
74: R64 Selected Quarterly Financial Data (Tables) HTML 109K
75: R65 Organization (Details) HTML 54K
76: R66 Summary of Significant Accounting Policies and New HTML 76K
Accounting Pronouncements - Charge-Off and
Nonaccrual Policies and Practices (Details)
77: R67 Summary of Significant Accounting Policies and New HTML 58K
Accounting Pronouncements - Properties and
Equipment, Net (Details)
78: R68 Summary of Significant Accounting Policies - New HTML 109K
Accounting Standards (Details)
79: R69 Trading Assets and Liabilities (Details) HTML 79K
80: R70 Trading Assets and Liabilities - Additional HTML 65K
Information (Detail)
81: R71 Securities - Amortized Cost and Fair Value of HTML 131K
Asset Backed Securities (Detail)
82: R72 Securities - Gross unrealized losses and related HTML 120K
fair values (Detail)
83: R73 Securities - Realized gains and losses on HTML 60K
investment securities Transactions Attributable to
available-for-sale securities (Detail)
84: R74 Securities - Distribution of maturities of debt HTML 145K
securities with approximate yield of portfolio
(Detail)
85: R75 Securities - Additional Information (Detail) HTML 72K
86: R76 Loans - Components of Loans (Details) HTML 84K
87: R77 Loans - Additional Information (Detail) HTML 71K
88: R78 Loans - Summary of Past Due Status of Loans HTML 143K
(Detail)
89: R79 Loans - Contractual Maturities (Details) HTML 123K
90: R80 Loans Loans - Contractual Maturity of Loans HTML 64K
Outstanding by Repricing Characteristic (Details)
91: R81 Loans - Summary of Nonaccrual Loans and Accruing HTML 98K
Receivables 90 Days or More Delinquent (Detail)
92: R82 Loans - Schedule of Additional Information on HTML 57K
Nonaccrual Loans (Details)
93: R83 Loans - Summary of Receivables which were Modified HTML 75K
and as Result Became Classified as TDR Loans
(Detail)
94: R84 Loans - Summary of TDR and Related Credit Loss HTML 85K
Reserves for TDR Loans (Detail)
95: R85 Loans - Summary of TDR and Related Credit Loss HTML 63K
Reserves for TDR Loans - Additional Information
(Detail)
96: R86 Loans - Trouble Debt Restructuring Additional HTML 79K
Information (Detail)
97: R87 Loans - Loans Classified as TDR Loans (Detail) HTML 68K
98: R88 Loans - Impaired Commercial Loans Considered as HTML 90K
TDR Loans (Detail)
99: R89 Loans - Average Balance and Interest Income HTML 71K
Recognized on Impaired Commercial Loans (Detail)
100: R90 Loans - Summary of Criticized Assets for HTML 105K
Commercial Loans (Detail)
101: R91 Loans - Status of Commercial Loan Portfolio HTML 84K
(Detail)
102: R92 Loans - Credit Risk Profile of Commercial Loans HTML 91K
(Detail)
103: R93 Loans - Delinquency Ratio for Consumer Loan HTML 71K
(Detail)
104: R94 Loans - Delinquency Ratio for Consumer Loan - HTML 62K
Additional Information (Detail)
105: R95 Loans - Status of Consumer Loan Portfolio (Detail) HTML 85K
106: R96 Loans - Concentration of Credit Risk (Details) HTML 54K
107: R97 Allowance for Credit Losses - Summary of Changes HTML 224K
in Allowance for Credit Losses and Related Loan
Balance by Product (Detail)
108: R98 Allowance for Credit Losses - Summary of Changes HTML 70K
in Allowance for Credit Losses and Related Loan
Balance by Product - Additional Information
(Detail)
109: R99 Loans Held for Sale (Details) HTML 69K
110: R100 Loans Held for Sale - Additional Information HTML 108K
(Details)
111: R101 Properties and Equipment, Net (Details) HTML 73K
112: R102 Goodwill (Details) HTML 58K
113: R103 Sale of Certain Private Banking Client HTML 86K
Relationships (Details)
114: R104 Deposits (Details) HTML 116K
115: R105 Short-Term Borrowings-Schedule (Details) HTML 82K
116: R106 Short-Term Borrowings-Quarterly Schedule (Details) HTML 66K
117: R107 Long-Term Debt-Schedule (Details) HTML 115K
118: R108 Long-Term Debt-Additional Information (Details) HTML 73K
119: R109 Long-Term Debt-Maturity Schedule (Details) HTML 73K
120: R110 Derivative Financial Instruments - Fair Value of HTML 205K
Derivatives and Balance Offsetting (Details)
121: R111 Derivative Financial Instruments - Additional HTML 74K
Information (Detail)
122: R112 Derivative Financial Instruments - Gains and HTML 78K
Losses on Hedged Items in Fair Value Hedges
(Detail)
123: R113 Derivative Financial Instruments - Gains and HTML 76K
Losses on Derivative Instruments Designated and
Qualifying As Hedging Instruments in Cash Flow
Hedges (Detail)
124: R114 Derivative Financial Instruments - Gains and HTML 72K
Losses on Derivative Instruments Held For Trading
Purpose (Detail)
125: R115 Derivative Financial Instruments - Gains and HTML 76K
Losses on Derivative Instruments Held For Other
Purpose (Detail)
126: R116 Derivative Financial Instruments - Credit-Risk HTML 59K
Related Contingent Features (Detail)
127: R117 Derivative Financial Instruments - Notional Value HTML 92K
of Derivative Contracts (Detail)
128: R118 Fair Value Option - Additional Information HTML 59K
(Details)
129: R119 Fair Value Option - Summary of Fair Value and HTML 89K
Unpaid Principal Balance (Details)
130: R120 Fair Value Option - Components of Gain (Loss) on HTML 102K
Instruments at Fair Value and Related Derivatives
(Detail)
131: R121 Income Taxes - Additional Information (Details) HTML 70K
132: R122 Income Taxes - Continuing Operations (Details) HTML 81K
133: R123 Income Taxes - Components (Details) HTML 76K
134: R124 Income Taxes - Effective tax rates (Details) HTML 140K
135: R125 Income Taxes - Net Deferred Tax Position (Details) HTML 93K
136: R126 Income Taxes - Unrecognized Tax Benefits (Details) HTML 66K
137: R127 Income Taxes - Operating Loss Carryforwards HTML 60K
(Details)
138: R128 Preferred Stock (Details) HTML 65K
139: R129 Accumulated Other Comprehensive Loss - (Detail) HTML 171K
140: R130 Accumulated Other Comprehensive Loss - Additional HTML 84K
Information (Details)
141: R131 Share-Based Plans - Employee Stock Purchase Plans HTML 65K
(Details)
142: R132 Share-Based Plans - Restricted Share Plans HTML 73K
(Details)
143: R133 Pension and Other Postretirement Benefits-Net HTML 78K
Periodic Benefit Cost (Detail)
144: R134 Pensions and Other Postretirement HTML 72K
Benefits-Assumptions (Details)
145: R135 Pension and Other Postretirement Benefits Pensions HTML 58K
and Other Postretirement Benefits - Defined
Contribution Plans (Details)
146: R136 Pensions and Other Postretirement HTML 66K
Benefits-Projected Benefit Obligation (Details)
147: R137 Pensions and Other Postretirement HTML 78K
Benefits-Additional Information (Detail)
148: R138 Pensions and Other Postretirement Benefits-Future HTML 69K
Payments (Details)
149: R139 Fee Income from Contracts with Customers (Details) HTML 104K
150: R140 Related Party Transactions - Summary of Related HTML 106K
Party Transactions (Details)
151: R141 Related Party Transactions - Summary of Related HTML 133K
Party Transactions (Income - Expense) (Details)
152: R142 Related Party Transactions - Summary of Loans HTML 62K
(Details)
153: R143 Related Party Transactions - Additional HTML 123K
Information (Details)
154: R144 Business Segments Additional Information (Details) HTML 83K
155: R145 Business Segments - Summary on Reconciliation of HTML 240K
Results Under Ifrs to Us Gaap (Detail)
156: R146 Business Segments 1 - Group Reporting Basis to US HTML 137K
GAAP Adjustments from previous table (Details)
157: R147 Retained Earnings and Regulatory Capital HTML 122K
Requirements - Capital Amounts and Ratios in
Accordance With Current Banking Regulations
(Details)
158: R148 Retained Earnings and Regulatory Capital HTML 65K
Requirements - Additional Information (Details)
159: R149 Variable Interest Entities - Summary of Assets and HTML 67K
Liabilities Related to Consolidated Variable
Interest Entities (Details)
160: R150 Variable Interest Entities - Variable Interests HTML 73K
Held by Us and Our Maximum Exposure to Loss Rising
From Our Involvements in Those VIEs (Details)
161: R151 Variable Interest Entities - Additional HTML 66K
Information (Details)
162: R152 Guarantee Arrangements, Pledged Assets and HTML 69K
Repurchase Agreements - Carrying Value and
Contractual Amounts of our Sell Protection Credit
Derivatives and Major Off-Balance Sheet Guarantee
Arrangements (Detail)
163: R153 Guarantee Arrangements, Pledged Assets and HTML 65K
Repurchase Agreements - Carrying Value and
Contractual Amounts of our Sell Protection Credit
Derivatives and Major Off-Balance Sheet Guarantee
Arrangements - Additional Information (Detail)
164: R154 Guarantee Arrangements, Pledged Assets and HTML 68K
Repurchase Agreements - Net Credit Derivative
Positions (Detail)
165: R155 Guarantee Arrangements, Pledged Assets and HTML 118K
Repurchase Agreements - Additional Information
(Detail)
166: R156 Guarantee Arrangements, Pledged Assets and HTML 93K
Repurchase Agreements - Summary of Credit Ratings
of Credit Risk Related Guarantees (Detail)
167: R157 Schedule of Future Minimum Rental Payments for HTML 106K
Operating Leases (Details)
168: R158 Guarantee Arrangements, Pledged Assets and HTML 71K
Repurchase Agreements - Summary of Change in
Estimated Repurchase Liability for Loans Sold to
GSEs and Other Third Parties (Detail)
169: R159 Guarantee Arrangements, Pledged Assets and HTML 72K
Repurchase Agreements - Summary of Pledged Assets
Included in Consolidated Balance Sheet (Detail)
170: R160 Guarantee Arrangements and Pledged Assets and HTML 95K
Repurchase Agreements - Offsetting of Resale and
Repurchase Agreements and Securities Borrowing and
Lending Agreements (Details)
171: R161 Guarantee Arrangements, Pledged Assets and HTML 87K
Repurchase Agreements, Collateral Pledged and
Remaining Contractual Maturity of Repurchase
Agreements Accounted for as Secured Borrowings
(Details)
172: R162 Fair Value Measurements - Assets and Liabilities HTML 426K
Recorded at Fair Value on Recurring Basis (Detail)
173: R163 Fair Value Measurements - Changes in Fair Value of HTML 205K
Level 3 Assets and Liabilities (Detail)
174: R164 Fair Value Measurements - Quantitative Information HTML 234K
about Recurring Fair Value Measurement of Assets
and Liabilities Classified as Level 3 (Detail)
175: R165 Fair Value Measurements - Additional Information HTML 202K
(Detail)
176: R166 Fair Value Measurements - Assets and Liabilities HTML 108K
Recorded as Fair Value on Nonrecurring Basis
(Detail)
177: R167 Fair Value Measurements - Quantitative Information HTML 95K
about Nonrecurring Fair Value Measurement of
Assets and Liabilities Classified as Level 3
(Detail)
178: R168 Fair Value Measurements - Additional Information HTML 101K
Relating To Asset-Backed Securities and
Collateralized Debt Obligations (Detail)
179: R169 Fair Value Measurements - Carrying Value and HTML 156K
Estimated Fair Value of Financial Instruments
(Detail)
180: R170 Litigation and Regulatory Matters - Additional HTML 141K
Information (Details)
181: R171 Financial Statements of HSBC USA Inc. (Parent) HTML 110K
Balance Sheet (Details)
182: R172 Financial Statements of HSBC USA Inc. (Parent) HTML 78K
Balance Sheet (Phantom) (Details)
183: R173 Financial Statements of HSBC USA Inc. (Parent) HTML 118K
Statement of Income (Loss) (Details)
184: R174 Financial Statements of HSBC USA Inc. (Parent) HTML 92K
Statement of Comprehensive Income(Loss) (Details)
185: R175 Financial Statements of HSBC USA Inc. (Parent) HTML 163K
Statement of Cash Flows (Details)
186: R176 Subsequent Event (Details) HTML 56K
187: R177 Selected Quarterly Financial Data (Details) HTML 93K
189: XML IDEA XML File -- Filing Summary XML 381K
188: EXCEL IDEA Workbook of Financial Reports XLSX 343K
5: EX-101.INS XBRL Instance -- hsbcusa-20181231 XML 19.88M
7: EX-101.CAL XBRL Calculations -- hsbcusa-20181231_cal XML 627K
8: EX-101.DEF XBRL Definitions -- hsbcusa-20181231_def XML 2.89M
9: EX-101.LAB XBRL Labels -- hsbcusa-20181231_lab XML 4.52M
10: EX-101.PRE XBRL Presentations -- hsbcusa-20181231_pre XML 3.47M
6: EX-101.SCH XBRL Schema -- hsbcusa-20181231 XSD 532K
190: ZIP XBRL Zipped Folder -- 0000083246-19-000004-xbrl Zip 1.11M
‘EX-23’ — Consent of Experts or Counsel
This Exhibit is an HTML Document rendered as filed. [ Alternative Formats ]
