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Publix Super Markets Inc – ‘10-K’ for 12/28/19 – ‘EX-4.1’

On:  Monday, 3/2/20, at 1:44pm ET   ·   For:  12/28/19   ·   Accession #:  81061-20-6   ·   File #:  0-00981

Previous ‘10-K’:  ‘10-K’ on 3/1/19 for 12/29/18   ·   Next:  ‘10-K’ on 3/1/21 for 12/26/20   ·   Latest:  ‘10-K’ on 3/1/24 for 12/30/23   ·   4 References:   

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  As Of               Filer                 Filing    For·On·As Docs:Size

 3/02/20  Publix Super Markets Inc          10-K       12/28/19   84:7.5M

Annual Report   —   Form 10-K   —   Sect. 13 / 15(d) – SEA’34
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 10-K        Annual Report                                       HTML    684K 
 2: EX-4.1      Instrument Defining the Rights of Security Holders  HTML     28K 
 3: EX-21       Subsidiaries List                                   HTML     23K 
 4: EX-23       Consent of Experts or Counsel                       HTML     25K 
 5: EX-31.1     Certification -- §302 - SOA'02                      HTML     30K 
 6: EX-31.2     Certification -- §302 - SOA'02                      HTML     30K 
 7: EX-32.1     Certification -- §906 - SOA'02                      HTML     25K 
 8: EX-32.2     Certification -- §906 - SOA'02                      HTML     25K 
71: R1          Document and Entity Information                     HTML     59K 
46: R2          Consolidated Balance Sheets                         HTML    155K 
21: R3          Consolidated Balance Sheets (Parenthetical)         HTML     32K 
63: R4          Consolidated Statements of Earnings                 HTML     63K 
70: R5          Consolidated Statements of Comprehensive Earnings   HTML     49K 
45: R6          Consolidated Statements of Comprehensive Earnings   HTML     34K 
                (Parenthetical)                                                  
20: R7          Consolidated Statements of Cash Flows               HTML    127K 
60: R8          Consolidated Statements of Stockholders' Equity     HTML     70K 
73: R9          Consolidated Statements of Stockholders' Equity     HTML     41K 
                (Parenthetical)                                                  
32: R10         Summary of Significant Accounting Policies          HTML     64K 
24: R11         Fair Value of Financial Instruments                 HTML     38K 
50: R12         Investments (Notes)                                 HTML    166K 
80: R13         Lessee, Leases Lessee, Leases (Notes)               HTML     82K 
33: R14         Lessor, Leases Lessor, Leases (Notes)               HTML     40K 
25: R15         Consolidation of Joint Ventures and Long-Term Debt  HTML     40K 
                (Notes)                                                          
51: R16         Retirement Plans (Notes)                            HTML     34K 
81: R17         Income Taxes (Notes)                                HTML    108K 
31: R18         Accumulated Other Comprehensive Earnings (Notes)    HTML    102K 
26: R19         Commitments and Contingencies (Notes)               HTML     29K 
61: R20         Subsequent Event Subsequent Event (Notes)           HTML     27K 
74: R21         Quarterly Information (Unaudited) (Notes)           HTML     82K 
43: R22         Schedule II - Valuation and Qualifying Accounts     HTML    112K 
                (Notes)                                                          
22: R23         Summary of Significant Accounting Policies          HTML    132K 
                (Policies)                                                       
62: R24         Fair Value of Financial Instruments (Tables)        HTML     36K 
75: R25         Investments (Tables)                                HTML    168K 
44: R26         Lessee, Leases Lessee, Leases (Tables)              HTML     87K 
23: R27         Lessor, Leases Lessor, Operating Leases (Tables)    HTML     40K 
64: R28         Aggregate Maturities of Long-Term Debt (Tables)     HTML     33K 
72: R29         Income Taxes (Tables)                               HTML    111K 
77: R30         Accumulated Other Comprehensive Earnings (Tables)   HTML     99K 
49: R31         Quarterly Information (Unaudited) (Tables)          HTML     84K 
28: R32         Schedule II - Valuation and Qualifying Accounts     HTML    110K 
                Schedule II - Valuation and Qualifying Accounts                  
                (Tables)                                                         
35: R33         Summary of Significant Accounting Policies -        HTML     57K 
                Additional Information (Detail)                                  
76: R34         Assets Recorded at Cost and Depreciated Using       HTML     36K 
                Straight-Line Method Over Estimated Useful Lives                 
                or Terms of Related Leases, If Shorter (Detail)                  
48: R35         Summary of Fair Value Measurements for Available    HTML     33K 
                for Sale Securities (Detail)                                     
27: R36         Available for Sale Debt Securities (Details)        HTML     44K 
34: R37         Amortized Cost and Fair Value of Available for      HTML     57K 
                Sale Debt Securities by Expected Maturity                        
                (Details)                                                        
78: R38         Temporarily Impaired Available for Sale Debt        HTML     55K 
                Securities by Time Period Impaired (Details)                     
47: R39         Investments - Additional Information (Details)      HTML     29K 
68: R40         Investments Investments Equity Securities           HTML     25K 
                (Details)                                                        
59: R41         Investments Investment Income (Details)             HTML     39K 
16: R42         Lessee, Leases ASC 842 Adoption Impact (Details)    HTML     28K 
40: R43         Lessee, Leases Finance Lease Right of Use Assets    HTML     29K 
                and Lease Liabilities (Details)                                  
67: R44         Lessee, Leases Lease Cost ASC 842 (Details)         HTML     60K 
58: R45         Lessee, Leases Maturities of Operating Lease        HTML     43K 
                Liabilities (Details)                                            
15: R46         Lessee, Leases Maturities of Finance Lease          HTML     43K 
                Liabilities (Details)                                            
39: R47         Lessee, Leases Lessee, Lease, Not Yet Commenced     HTML     33K 
                (Details)                                                        
69: R48         Lessee, Leases Rental Expense ASC 840 (Details)     HTML     37K 
57: R49         Lessor, Leases Lessor, Operating Leases, Lease      HTML     31K 
                Income ASC 842 (Details)                                         
52: R50         Lessor, Leases Lessor, Operating Leases, Lease      HTML     26K 
                Income ASC 840 (Details)                                         
83: R51         Lessor, Leases Lessor, Fixed Lease Payments to be   HTML     39K 
                Received (Details)                                               
36: R52         Consolidation of Joint Ventures and Long-Term Debt  HTML     28K 
                Joint Ventures - Additional Information (Details)                
29: R53         Consolidation of Joint Ventures and Long-Term Debt  HTML     42K 
                Long Term Debt Assumptions, Maturities and                       
                Interest Rates (Details)                                         
53: R54         Aggregate Annual Maturities and Scheduled Payments  HTML     45K 
                of Long-Term Debt (Detail)                                       
84: R55         Retirement Plans - Additional Information (Detail)  HTML     45K 
37: R56         Total Income Taxes (Detail)                         HTML     32K 
30: R57         Provision for Income Taxes (Detail)                 HTML     55K 
54: R58         Income Taxes - Additional Information (Detail)      HTML     34K 
82: R59         Reconciliation of Provision for Income Taxes at     HTML     42K 
                Federal Statutory Tax Rate to Earnings Before                    
                Income Taxes (Detail)                                            
41: R60         Tax Effect of Temporary Differences That Give Rise  HTML     57K 
                to Deferred Income Taxes (Detail)                                
18: R61         Accumulated Other Comprehensive Earnings (Details)  HTML     62K 
55: R62         Accumulated Other Comprehensive Earnings            HTML     33K 
                Accumulated Other Comprehensive Earnings Change in               
                Accounting Principle (Details)                                   
65: R63         Commitments and Contingencies - Additional          HTML     29K 
                Information (Detail)                                             
42: R64         Subsequent Event Subsequent Event (Details)         HTML     36K 
19: R65         Quarterly Information (unaudited) Quarterly         HTML     39K 
                Results of Operations (Details)                                  
56: R66         Impact of the Tax Act and the ASU (Detail)          HTML     30K 
66: R67         Valuation and Qualifying Accounts (Detail)          HTML     38K 
17: XML         IDEA XML File -- Filing Summary                      XML    147K 
38: EXCEL       IDEA Workbook of Financial Reports                  XLSX     80K 
 9: EX-101.INS  XBRL Instance -- ck0000081061-20191228               XML   2.13M 
11: EX-101.CAL  XBRL Calculations -- ck0000081061-20191228_cal       XML    292K 
12: EX-101.DEF  XBRL Definitions -- ck0000081061-20191228_def        XML    318K 
13: EX-101.LAB  XBRL Labels -- ck0000081061-20191228_lab             XML   1.42M 
14: EX-101.PRE  XBRL Presentations -- ck0000081061-20191228_pre      XML    787K 
10: EX-101.SCH  XBRL Schema -- ck0000081061-20191228                 XSD    147K 
79: ZIP         XBRL Zipped Folder -- 0000081061-20-000006-xbrl      Zip    199K 


‘EX-4.1’   —   Instrument Defining the Rights of Security Holders


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Exhibit 4.1
DESCRIPTION OF THE REGISTRANT’S SECURITIES
REGISTERED PURSUANT TO SECTION 12 OF THE
SECURITIES EXCHANGE ACT OF 1934
Publix Super Markets, Inc. (Company) has one class of securities registered under Section 12 of the Securities Exchange Act of 1934, as amended (Exchange Act): common stock, par value $1.00 per share (Common Stock), which is registered under Section 12(g) of the Exchange Act.
Description of Common Stock
The following description of the Common Stock is a summary and does not purport to be complete. It is subject to and qualified in its entirety by reference to the Company’s Composite Restated Articles of Incorporation (Articles of Incorporation) and Amended and Restated Bylaws (Bylaws), each of which is incorporated by reference as an exhibit to the Company’s most recent Annual Report on Form 10-K. See the Articles of Incorporation, the Bylaws and the applicable provisions of the Florida Business Corporation Act for additional information.
Authorized Shares
The Company’s authorized shares consist of 1,000,000,000 shares of Common Stock. The outstanding shares of Common Stock are fully paid and nonassessable.
Voting Rights
Holders of record of the Company’s Common Stock (Stockholders) are entitled to one vote per share on any matter voted on by the Stockholders, including the election of directors. The Common Stock does not have cumulative voting rights. Except as otherwise provided by the Articles of Incorporation or the Bylaws, a majority of the outstanding shares of the Company entitled to vote, represented in person or by proxy, shall constitute a quorum at any meeting of the Stockholders. The affirmative vote of a plurality of the votes cast by the shares entitled to vote at a meeting at which a quorum is present is required for the election of directors. Action on any matter other than the election of directors shall be approved if a quorum is present and the votes cast in favor of the matter are greater than the votes cast in opposition to the matter, unless a greater number of affirmative votes is required by law, the Articles of Incorporation or the Bylaws. Except as otherwise provided by the Articles of Incorporation or the Bylaws, any action required or permitted to be taken at a meeting of Stockholders may be taken by written consent signed by Stockholders holding shares representing not less than the minimum number of shares entitled to vote thereon that would be necessary to authorize or take such action at a meeting at which all shares entitled to vote thereon were present and voted.
Dividend Rights
Stockholders are entitled to receive dividends, if any, as may be declared from time to time by the Company’s board of directors in its discretion out of funds legally available for the payment of dividends. Subject to the provisions of the Articles of Incorporation and as otherwise provided by law, dividends may be paid in cash or property, including shares of Common Stock.
Liquidation Rights
Stockholders are entitled to share ratably in all assets legally available for distribution to Stockholders in the event of the Company’s liquidation, winding up or dissolution.
Other Rights and Preferences
The Common Stock has no sinking fund or redemption provisions or preemptive, conversion or exchange rights.
Transfer Agent
The Company serves as the transfer agent for its Common Stock.
Listing
The Common Stock is not traded on an established securities market.



Dates Referenced Herein   and   Documents Incorporated by Reference

This ‘10-K’ Filing    Date    Other Filings
Filed on:3/2/208-K
For Period end:12/28/19
 List all Filings 


4 Subsequent Filings that Reference this Filing

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 3/01/24  Publix Super Markets Inc.         10-K       12/30/23   78:6.4M
 3/01/23  Publix Super Markets Inc.         10-K       12/31/22   75:7.1M
 3/01/22  Publix Super Markets Inc.         10-K       12/25/21   75:7M
 3/01/21  Publix Super Markets Inc.         10-K       12/26/20   86:7.6M
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Filing Submission 0000081061-20-000006   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

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