SEC Info℠  
    Home      Search      My Interests      Help      Sign In      Please Sign In
 
We’re going down soon, to move to a new Data Center today.  We’ll be up ASAP.  Sorry.

Wells Fargo & Company/MN – ‘8-K’ for 10/15/19

On:  Tuesday, 10/15/19, at 7:57am ET   ·   For:  10/15/19   ·   Accession #:  72971-19-383   ·   File #:  1-02979

Previous ‘8-K’:  ‘8-K’ on / for 10/11/19   ·   Next:  ‘8-K’ on / for 10/17/19   ·   Latest:  ‘8-K’ on / for 5/9/24   ·   10 References:   

Find Words in Filings emoji
 		  in    Show  and   ↓Hints

  As Of               Filer                 Filing    For·On·As Docs:Size

10/15/19  Wells Fargo & Company/MN          8-K:2,9    10/15/19   14:13M

Current Report   —   Form 8-K   —   Sect. 13 / 15(d) – SEA’34
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 8-K         Current Report                                      HTML     54K 
 2: EX-99.1     Miscellaneous Exhibit                               HTML   1.52M 
 3: EX-99.2     Miscellaneous Exhibit                               HTML     78K 
 9: R1          Document and Entity Information Document            HTML     87K 
13: XML         IDEA XML File -- Filing Summary                      XML     13K 
12: XML         XBRL Instance -- wfc3qer10-15x19form8xk_htm          XML     56K 
10: EXCEL       IDEA Workbook of Financial Reports                  XLSX      7K 
 5: EX-101.CAL  XBRL Calculations -- wfc-20191015_cal                XML      7K 
 6: EX-101.DEF  XBRL Definitions -- wfc-20191015_def                 XML     54K 
 7: EX-101.LAB  XBRL Labels -- wfc-20191015_lab                      XML    128K 
 8: EX-101.PRE  XBRL Presentations -- wfc-20191015_pre               XML     59K 
 4: EX-101.SCH  XBRL Schema -- wfc-20191015                          XSD     25K 
11: JSON        XBRL Instance as JSON Data -- MetaLinks               18±    30K 
14: ZIP         XBRL Zipped Folder -- 0000072971-19-000383-xbrl      Zip    180K

‘8-K’   —   Current Report

This is an HTML Document rendered as filed.  [ Alternative Formats ]

 iX:   C:   C:   C: 
  Document  
 i false i 0000072971 i WELLS FARGO & COMPANY/MN i Dep Shr, 1/1000th int. per shr of 5.85% Fix-to-Float Non-Cum. Perpetual Class A Pref. Stock, Ser. Q i Dep Shr, 1/1000th int. per shr of 6.625% Fix-to-Float Non-Cum. Perpetual Class A Pref. Stock, Ser. R 0000072971 2019-10-15 2019-10-15 0000072971 wfc:NonCumulativePerpetualClassAPreferredStockSeriesNMember 2019-10-15 2019-10-15 0000072971 wfc:FixedtoFloatingRate5.85NonCumulativePerpetualClassAPFDStockSeriesQMember 2019-10-15 2019-10-15 0000072971 wfc:GuaranteeofMediumTermNotesSeriesAdueOctober302028ofWellsFargoFinanceLLCMember 2019-10-15 2019-10-15 0000072971 wfc:NonCumulativePerpetualClassAPreferredStockSeriesYMember 2019-10-15 2019-10-15 0000072971 wfc:A7.5NonCumulativePerpetualConvertibleClassAPreferredStockSeriesLMember 2019-10-15 2019-10-15 0000072971 us-gaap:CommonStockMember 2019-10-15 2019-10-15 0000072971 wfc:FixedtoFloatingRate6.625NonCumulativePerpetualClassAPFDStockSeriesRMember 2019-10-15 2019-10-15 0000072971 wfc:NonCumulativePerpetualClassAPreferredStockSeriesOMember 2019-10-15 2019-10-15 0000072971 wfc:NonCumulativePerpetualClassAPreferredStockSeriesTMember 2019-10-15 2019-10-15 0000072971 wfc:NonCumulativePerpetualClassAPreferredStockSeriesVMember 2019-10-15 2019-10-15 0000072971 wfc:Guaranteeof5.80FixedtoFloatingRateNormalWachoviaIncomeTrustSecuritiesofWachoviaCapitalTrustIIIMember 2019-10-15 2019-10-15 0000072971 wfc:NonCumulativePerpetualClassAPreferredStockSeriesWMember 2019-10-15 2019-10-15 0000072971 wfc:NonCumulativePerpetualClassAPreferredStockSeriesXMember 2019-10-15 2019-10-15 0000072971 wfc:NonCumulativePerpetualClassAPreferredStockSeriesPMember 2019-10-15 2019-10-15


UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

FORM  i 8-K

CURRENT REPORT

Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

Date of Report (date of earliest event reported):  i October 15, 2019

WELLS FARGO & COMPANY
(Exact name of registrant as specified in its charter)
 i Delaware
 
 i 001-02979
 
No.
 i 41-0449260
(State or Other Jurisdiction
of Incorporation)
 
(Commission File
Number)
 
(IRS Employer
Identification No.)
            
 i 420 Montgomery Street,  i San Francisco,  i California  i 94104
(Address of principal executive offices) (Zip Code)

Registrant's telephone number, including area code: 1- i 866- i 249-3302


Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
 i ☐Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
 i ☐Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
 i ☐Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
 i ☐Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:
Title of Each Class
Trading Symbol
Name of Each Exchange
on Which Registered
 i Common Stock, par value $1-2/3
 i WFC
 i NYSE
 i 7.5% Non-Cumulative Perpetual Convertible Class A Preferred Stock, Series L
 i WFC.PRL
 i NYSE
 i Depositary Shares, each representing a 1/1000th interest in a share of Non-Cumulative Perpetual Class A Preferred Stock, Series N
 i WFC.PRN
 i NYSE
 i Depositary Shares, each representing a 1/1000th interest in a share of Non-Cumulative Perpetual Class A Preferred Stock, Series O
 i WFC.PRO
 i NYSE
 i Depositary Shares, each representing a 1/1000th interest in a share of Non-Cumulative Perpetual Class A Preferred Stock, Series P
 i WFC.PRP
 i NYSE
Depositary Shares, each representing a 1/1000th interest in a share of 5.85% Fixed-to-Floating Rate Non-Cumulative Perpetual Class A Preferred Stock, Series Q
 i WFC.PRQ
 i NYSE
Depositary Shares, each representing a 1/1000th interest in a share of 6.625% Fixed-to-Floating Rate Non-Cumulative Perpetual Class A Preferred Stock, Series R
 i WFC.PRR
 i NYSE
 i Depositary Shares, each representing a 1/1000th interest in a share of Non-Cumulative Perpetual Class A Preferred Stock, Series T
 i WFC.PRT
 i NYSE
 i Depositary Shares, each representing a 1/1000th interest in a share of Non-Cumulative Perpetual Class A Preferred Stock, Series V
 i WFC.PRV
 i NYSE
 i Depositary Shares, each representing a 1/1000th interest in a share of Non-Cumulative Perpetual Class A Preferred Stock, Series W
 i WFC.PRW
 i NYSE
 i Depositary Shares, each representing a 1/1000th interest in a share of Non-Cumulative Perpetual Class A Preferred Stock, Series X
 i WFC.PRX
 i NYSE
 i Depositary Shares, each representing a 1/1000th interest in a share of Non-Cumulative Perpetual Class A Preferred Stock, Series Y
 i WFC.PRY
 i NYSE
 i Guarantee of 5.80% Fixed-to-Floating Rate Normal Wachovia Income Trust Securities of Wachovia Capital Trust III
 i WBTP
 i NYSE
 i Guarantee of Medium-Term Notes, Series A, due October 30, 2028 of Wells Fargo Finance LLC
 i WFC/28A
 i NYSE

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act (17 CFR 230.405) or Rule 12b-2 of the Exchange Act (17 CFR 240.12b‑2).
Emerging growth company  i ☐

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. o




Item 2.02 Results of Operations and Financial Condition.
On October 15, 2019, Wells Fargo & Company (the “Company”) issued a press release regarding its results of operations and financial condition for the quarter ended September 30, 2019, and posted on its website its 3Q19 Quarterly Supplement, which contains certain additional historical and forward-looking information relating to the Company. The press release is included as Exhibit 99.1 to this report and is incorporated by reference into this Item 2.02. The information included in Exhibit 99.1 is considered to be “filed” for purposes of Section 18 under the Securities Exchange Act of 1934. The Quarterly Supplement is included as Exhibit 99.2 to this report and is incorporated by reference into this Item 2.02. Exhibit 99.2 shall not be considered “filed” for purposes of Section 18 under the Securities Exchange Act of 1934 and shall not be deemed to be incorporated by reference into the filings of the Company under the Securities Act of 1933.
On October 15, 2019, the Company intends to host a live conference call that will also be available by webcast to discuss the press release, the Quarterly Supplement, and other matters relating to the Company.

Item 9.01  Financial Statements and Exhibits.    

(d)    Exhibits
 
 
 
Exhibit No.
Description
Location
 
 
 
99.1
Press Release dated October 15, 2019
Filed herewith
 
 
 
99.2
Quarterly Supplement dated October 15, 2019
Furnished herewith
 
 
 
104
Cover Page Interactive Data File
 Embedded within the Inline XBRL document





SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
 
Dated:
October 15, 2019
WELLS FARGO & COMPANY
 
 
 
 
 
 
By: 
/s/ RICHARD D. LEVY
 
 
 
Richard D. Levy
 
 
 
Executive Vice President and Controller
 
 
 
(Principal Accounting Officer)

    


Dates Referenced Herein   and   Documents Incorporated by Reference

This ‘8-K’ Filing    Date    Other Filings
10/30/28
Filed on / For Period end:10/15/19
9/30/1910-Q,  13F-HR,  424B2,  8-K
 List all Filings 

10 Subsequent Filings that Reference this Filing

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 4/21/22  Wells Fargo & Co.                 424B2                  2:1.3M                                   Donnelley … Solutions/FA
 4/20/22  Wells Fargo & Co.                 424B2                  1:1.3M                                   Donnelley … Solutions/FA
 7/21/21  Wells Fargo & Co.                 424B2                  1:1.4M                                   Donnelley … Solutions/FA
 7/20/21  Wells Fargo & Co.                 424B2                  1:1.4M                                   Donnelley … Solutions/FA
 1/27/21  Wells Fargo & Co.                 424B2                  1:1.4M                                   Donnelley … Solutions/FA
 1/25/21  Wells Fargo & Co.                 424B2                  1:1.4M                                   Donnelley … Solutions/FA
 1/21/21  Wells Fargo & Co.                 424B2                  1:1.4M                                   Donnelley … Solutions/FA
 1/19/21  Wells Fargo & Co.                 424B2                  1:1.4M                                   Donnelley … Solutions/FA
10/23/20  Wells Fargo & Co.                 424B2                  1:1.4M                                   Donnelley … Solutions/FA
10/21/20  Wells Fargo & Co.                 424B2                  1:1.4M                                   Donnelley … Solutions/FA
↑Top
Filing Submission 0000072971-19-000383   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)
Copyright © 2024 Fran Finnegan & Company LLC – All Rights Reserved.
About — Privacy — Redactions — Help — Sat., May 11, 5:22:10.2am ET