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Xcel Energy Inc – ‘10-K’ for 12/31/19 – ‘EX-32.01’

On:  Friday, 2/21/20, at 3:32pm ET   ·   For:  12/31/19   ·   Accession #:  72903-20-11   ·   File #:  1-03034

Previous ‘10-K’:  ‘10-K’ on 2/22/19 for 12/31/18   ·   Next:  ‘10-K’ on 2/17/21 for 12/31/20   ·   Latest:  ‘10-K’ on 2/21/24 for 12/31/23   ·   38 References:   

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  As Of               Filer                 Filing    For·On·As Docs:Size

 2/21/20  Xcel Energy Inc                   10-K       12/31/19  149:36M

Annual Report   —   Form 10-K   —   Sect. 13 / 15(d) – SEA’34
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 10-K        Annual Report                                       HTML   4.03M 
 2: EX-4.01     Instrument Defining the Rights of Security Holders  HTML     51K 
 3: EX-10.32    Material Contract                                   HTML     83K 
 4: EX-21.01    Subsidiaries List                                   HTML     47K 
 5: EX-23.01    Consent of Experts or Counsel                       HTML     44K 
 6: EX-24.01    Power of Attorney                                   HTML     77K 
 7: EX-31.01    Certification -- §302 - SOA'02                      HTML     46K 
 8: EX-31.02    Certification -- §302 - SOA'02                      HTML     46K 
 9: EX-32.01    Certification -- §906 - SOA'02                      HTML     43K 
84: R1          Cover Page                                          HTML    100K 
132: R2          Consolidated Statements of Income                   HTML    119K  
114: R3          Consolidated Statements of Income (Parenthetical)   HTML     41K  
31: R4          Consolidated Statements of Comprehensive Income     HTML     71K 
83: R5          Consolidated Statements of Comprehensive Income -   HTML     52K 
                Parenthetical                                                    
131: R6          Consolidated Statements of Cash Flows               HTML    161K  
113: R7          Consolidated Balance Sheets                         HTML    176K  
33: R8          Consolidated Balance Sheets (Parenthetical)         HTML     46K 
82: R9          Consolidated Statements of Common Stockholders'     HTML     90K 
                Equity                                                           
37: R10         Consolidated Statements of Common Stockholders'     HTML     44K 
                Equity Consolidated Statements of Common                         
                Stockholders' Equity - Parenthetical                             
53: R11         Summary of Significant Accounting Policies          HTML     89K 
136: R12         Accounting Pronouncements                           HTML     47K  
85: R13         Property Plant and Equipment Property Plant and     HTML    149K 
                Equipment                                                        
38: R14         Regulatory Assets and Liabilities                   HTML    189K 
54: R15         Borrowings and Other Financing Instruments          HTML    448K 
                Borrowings and Other Financing Instruments                       
137: R16         Revenues                                            HTML    114K  
86: R17         Income Taxes                                        HTML    205K 
36: R18         Share-Based Compensation                            HTML    133K 
55: R19         Earnings Per Share                                  HTML     44K 
133: R20         Fair Value of Financial Assets and Liabilities      HTML    604K  
117: R21         Benefit Plans and Other Postretirement Benefits     HTML    423K  
28: R22         Commitments and Contingencies                       HTML    477K 
80: R23         Other Comprehensive Income                          HTML     84K 
134: R24         Segments and Related Information                    HTML    117K  
118: R25         Summarized Quarterly Financial Data (Unaudited)     HTML     86K  
30: R26         Schedule I, Condensed Financial Statements of Xcel  HTML    240K 
                Energy Inc                                                       
81: R27         Schedule II, Valuation and Qualifying Accounts      HTML     76K 
135: R28         Summary of Significant Accounting Policies Summary  HTML    169K  
                of Significant Accounting Policies (Policies)                    
116: R29         Summary of Significant Accounting Policies          HTML     51K  
                Inventory (Tables)                                               
88: R30         Property Plant and Equipment Property Plant and     HTML    157K 
                Equipment (Tables)                                               
140: R31         Regulatory Assets and Liabilities (Tables)          HTML    190K  
52: R32         Borrowings and Other Financing Instruments          HTML    401K 
                Borrowings and Other Financing Instruments                       
                (Tables)                                                         
35: R33         Revenues (Tables)                                   HTML    113K 
87: R34         Income Taxes (Tables)                               HTML    207K 
139: R35         Share-Based Compensation (Tables)                   HTML    133K  
51: R36         Fair Value of Financial Assets and Liabilities      HTML    592K 
                (Tables)                                                         
34: R37         Benefit Plans and Other Postretirement Benefits     HTML    382K 
                (Tables)                                                         
89: R38         Commitments and Contingencies (Tables)              HTML    428K 
138: R39         Other Comprehensive Income (Tables)                 HTML     84K  
102: R40         Segments and Related Information (Tables)           HTML    114K  
124: R41         Summarized Quarterly Financial Data (Unaudited)     HTML     86K  
                (Tables)                                                         
77: R42         Schedule II, Valuation and Qualifying Accounts SEC  HTML     77K 
                Schedule, 12-09, Schedule of Valuation and                       
                Qualifying Accounts (Tables)                                     
27: R43         Summary of Significant Accounting Policies Summary  HTML     65K 
                of Significant Accounting Policies (Details)                     
101: R44         Accounting Pronouncements - Recently Adopted        HTML     46K  
                (Details)                                                        
123: R45         Property Plant and Equipment Major classes of       HTML     64K  
                property, plant and equipment (Details)                          
76: R46         Property Plant and Equipment Joint Ownership of     HTML    108K 
                Generation, Transmission and Gas Facilities                      
                (Details)                                                        
26: R47         Regulatory Assets and Liabilities, Regulatory       HTML    101K 
                Assets (Details)                                                 
103: R48         Regulatory Assets and Liabilities, Regulatory       HTML     80K  
                Liabilities (Details)                                            
119: R49         Regulatory Assets and Liabilities Regulatory        HTML     69K  
                Assets and Liabilities Phantom (Details)                         
141: R50         Borrowings and Other Financing Instruments          HTML     56K  
                Short-Term Debt (Details)                                        
92: R51         Borrowings and Other Financing Instruments Term     HTML     56K 
                Loan Agreement (Details)                                         
49: R52         Borrowings and Other Financing Instruments          HTML     51K 
                Bilateral Credit Agreement (Details)                             
65: R53         Borrowings and Other Financing Instruments Letters  HTML     46K 
                of Credit (Details)                                              
142: R54         Borrowings and Other Financing Instruments Credit   HTML    103K  
                Facilities (Details)                                             
93: R55         Borrowings and Other Financing Instruments Amended  HTML     51K 
                Credit Agreements (Details)                                      
50: R56         Borrowings and Other Financing Instruments          HTML    284K 
                Long-Term Borrowings and Other Financing                         
                Instruments (Details)                                            
66: R57         Borrowings and Other Financing Instruments          HTML     42K 
                Deferred Financing Costs (Details)                               
143: R58         Borrowings and Other Financing Instruments Forward  HTML     69K  
                Equity Agreements (Details)                                      
91: R59         Borrowings and Other Financing Instruments Other    HTML     44K 
                Equity (Details)                                                 
20: R60         Borrowings and Other Financing Instruments Capital  HTML     64K 
                Stock (Details)                                                  
68: R61         Borrowings and Other Financing Instruments          HTML     81K 
                Dividend and Other Capital-Related Restrictions                  
                (Details)                                                        
128: R62         Borrowings and Other Financing Instruments          HTML     43K  
                Borrowings Phantom (Details)                                     
108: R63         Revenues (Details)                                  HTML    103K  
21: R64         Income Taxes (Details)                              HTML    204K 
69: R65         Income Taxes Federal Audit (Details)                HTML     42K 
129: R66         Income Taxes Unrecognized Tax Benefit (Details)     HTML     77K  
109: R67         Income Taxes Other Income Tax Matters (Details)     HTML     97K  
18: R68         Income Taxes Income Tax Phantom (Details)           HTML     41K 
75: R69         Incentive Plans Including Share-Based Compensation  HTML     89K 
                (Details)                                                        
63: R70         Share-Based Compensation Restricted Stock           HTML     44K 
                (Details)                                                        
42: R71         Other Equity Awards (Details)                       HTML     94K 
98: R72         Stock Equivalent Units (Details)                    HTML     73K 
146: R73         TSR Liability Awards (Details)                      HTML     64K  
62: R74         Share-Based Compensation Expense (Details)          HTML     59K 
41: R75         Share-Based Compensation Share-Based Compensation   HTML     44K 
                Phantom (Details)                                                
97: R76         Common Stock Equivalent (Details)                   HTML     42K 
145: R77         Nuclear Decommissioning Fund (Details)              HTML    138K  
56: R78         Fair Value of Financial Assets and Liabilities      HTML     72K 
                Rabbi Trusts (Details)                                           
44: R79         Interest Rate Derivatives (Details)                 HTML     45K 
64: R80         Fair Value of Financial Assets and Liabilities      HTML     52K 
                Commodity Derivatives (Details)                                  
43: R81         Fair Value of Financial Assets and Liabilities      HTML     53K 
                Consideration of Credit Risk and Concentrations                  
                (Details)                                                        
99: R82         Qualifying Cash Flow Hedges (Details)               HTML    100K 
147: R83         Credit Related Contingent Features (Details)        HTML     43K  
60: R84         Recurring Fair Value Measurements (Details)         HTML    208K 
39: R85         Fair Value of Long-Term Debt (Details)              HTML     45K 
96: R86         Fair Value of Financial Assets and Liabilities      HTML     51K 
                Fair Value Phantom (Details)                                     
144: R87         Pension and Postretirement Health Care Benefits     HTML     93K  
                (Details)                                                        
58: R88         Plan Assets (Details)                               HTML     98K 
46: R89         Funded Status (Details)                             HTML    220K 
19: R90         Benefit Plans and Other Postretirement Benefits     HTML     44K 
                Net Periodic Benefit Cost (Credit) (Details)                     
67: R91         Benefit Plans and Other Postretirement Benefits     HTML     45K 
                Cash Flows (Details)                                             
127: R92         Benefit Plans and Other Postretirement Benefits,    HTML     41K  
                Defined Contribution Plans (Details)                             
107: R93         Benefit Plans and Other Postretirement Benefits,    HTML     54K  
                Postretirement Health Care Benefits (Details)                    
23: R94         Benefit Plans and Other Postretirement Benefits,    HTML     99K 
                Fair Value of Postretirement Benefit Plan Assets                 
                (Details)                                                        
71: R95         Benefit Plans and Other Postretirement Benefits,    HTML    223K 
                Postretirement Benefit Plan Benefit Obligations,                 
                Cash Flows and Benefit Costs (Details)                           
130: R96         Projected Benefit Payments (Details)                HTML     89K  
110: R97         Benefit Plans and Other Postretirement Benefits     HTML     41K  
                Plan Amendments (Details)                                        
16: R98         Commitments and Contingencies Gas Trading           HTML     42K 
                Litigation (Details)                                             
73: R99         Commitments and Contingencies Line Extension        HTML     44K 
                Disputes (Details)                                               
72: R100        Commitments and Contingencies MEC Acquisition       HTML     45K 
                (Details)                                                        
15: R101        Commitments and Contingencies Sherco (Details)      HTML     46K 
111: R102        Commitments and Contingencies MISO ROE Complaints   HTML     55K  
                (Details)                                                        
125: R103        Commitments and Contingencies Texas Fuel            HTML     44K  
                Reconciliation (Details)                                         
74: R104        Commitments and Contingencies SPP OATT Upgrade      HTML     44K 
                Costs (Details)                                                  
17: R105        Commitments and Contingencies MGP Sites (Details)   HTML     52K 
112: R106        Commitments and Contingencies Environmental         HTML     79K  
                Requirements - Water and Waste (Details)                         
126: R107        Commitments and Contingencies Environmental         HTML     50K  
                Requirements - Air (Details)                                     
70: R108        Asset Retirement Obligations (Details)              HTML    108K 
22: R109        Commitments and Contingencies Removal Costs         HTML     50K 
                (Details)                                                        
47: R110        Nuclear Insurance (Details)                         HTML     64K 
59: R111        Commitments and Contingencies Nuclear Fuel          HTML     46K 
                Disposal (Details)                                               
149: R112        Regulatory Plant Decommissioning Recovery           HTML    104K  
                (Details)                                                        
95: R113        Commitments and Contingencies Nuclear Obligations   HTML     50K 
                Phantom (Details)                                                
45: R114        Commitments and Contingencies Leases (Details)      HTML    214K 
57: R115        Non Lease PPAs (Details)                            HTML     70K 
148: R116        Fuel Contracts (Details)                            HTML     83K  
94: R117        VIEs (Details)                                      HTML     63K 
40: R118        Technology Agreements (Details)                     HTML     69K 
61: R119        Guarantees and Bond Indemnifications (Details)      HTML     43K 
121: R120        Commitments and Contingencies Commitments and       HTML     45K  
                Contingencies Phantom (Details)                                  
106: R121        Other Comprehensive Income (Details)                HTML     72K  
25: R122        Other Comprehensive Income Phantom (Details)        HTML     56K 
79: R123        Segments and Related Information (Details)          HTML    100K 
120: R124        Summarized Quarterly Financial Data (Unaudited)     HTML     67K  
                (Details)                                                        
105: R125        Condensed Statements of Income and Comprehensive    HTML    123K  
                Income (Details)                                                 
24: R126        Condensed Statements Phantom (Details)              HTML     46K 
78: R127        Condensed Statement of Cash Flows (Details)         HTML     87K 
122: R128        Condensed Balance Sheet (Details)                   HTML    103K  
100: R129        Condensed Notes to the Financial Statements         HTML    119K  
                (Details)                                                        
90: R130        Schedule II (Details)                               HTML     64K 
32: XML         IDEA XML File -- Filing Summary                      XML    285K 
29: XML         XBRL Instance -- xcel1231201910-k_htm                XML  10.53M 
48: EXCEL       IDEA Workbook of Financial Reports                  XLSX    213K 
11: EX-101.CAL  XBRL Calculations -- xel-20191231_cal                XML    359K 
12: EX-101.DEF  XBRL Definitions -- xel-20191231_def                 XML   2.28M 
13: EX-101.LAB  XBRL Labels -- xel-20191231_lab                      XML   4.32M 
14: EX-101.PRE  XBRL Presentations -- xel-20191231_pre               XML   2.87M 
10: EX-101.SCH  XBRL Schema -- xel-20191231                          XSD    501K 
104: JSON        XBRL Instance as JSON Data -- MetaLinks              767±  1.21M  
115: ZIP         XBRL Zipped Folder -- 0000072903-20-000011-xbrl      Zip   2.10M  


‘EX-32.01’   —   Certification — §906 – SOA’02


This Exhibit is an HTML Document rendered as filed.  [ Alternative Formats ]



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  Exhibit  


Exhibit 32.01

OFFICER CERTIFICATION

CERTIFICATION PURSUANT TO
18 U.S.C. SECTION 1350,
AS ADOPTED PURSUANT TO
SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002

In connection with the Annual Report of Xcel Energy Inc. (Xcel Energy) on Form 10-K for the year ended Dec. 31, 2019, as filed with the SEC on the date hereof (Form 10-K), each of the undersigned officers of Xcel Energy certifies, pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002, that, to such officer’s knowledge:

(1)
The Form 10-K fully complies with the requirements of Section 13(a) or 15(d) of the Securities Exchange Act of 1934; and

(2)
The information contained in the Form 10-K fairly presents, in all material respects, the financial condition and results of operations of Xcel Energy as of the dates and for the periods expressed in the Form 10-K.

Date: Feb. 21, 2020
 
 
 
Chairman, President, Chief Executive Officer and Director
 
 
 
 
 
Executive Vice President, Chief Financial Officer
The foregoing certification is being furnished solely pursuant to 18 U.S.C. Section 1350 and is not being filed as part of the Report or as a separate disclosure document.
A signed original of this written statement required by Section 906, or other document authenticating, acknowledging or otherwise adopting the signature that appears in typed form within the electronic version of this written statement required by Section 906, has been provided to Xcel Energy and will be retained by Xcel Energy and furnished to the SEC or its staff upon request.

1

Dates Referenced Herein   and   Documents Incorporated by Reference

This ‘10-K’ Filing    Date    Other Filings
Filed on:2/21/204
For Period end:12/31/1911-K,  5
 List all Filings 


38 Subsequent Filings that Reference this Filing

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 4/18/24  Xcel Energy Inc.                  S-3ASR      4/18/24   26:3.5M                                   Donnelley … Solutions/FA
 2/27/24  Xcel Energy Inc.                  424B2                  2:549K                                   Donnelley … Solutions/FA
 2/26/24  Xcel Energy Inc.                  424B5                  1:521K                                   Donnelley … Solutions/FA
 2/21/24  Northern States Power Co.         10-K       12/31/23  100:18M
 2/21/24  Northern States Power Co./WI      10-K       12/31/23   89:11M
 2/21/24  Public Service Co. of Colorado    10-K       12/31/23   95:16M
 2/21/24  Southwestern Public Service Co.   10-K       12/31/23   87:12M
 2/21/24  Xcel Energy Inc.                  10-K       12/31/23  134:29M
10/31/23  Xcel Energy Inc.                  424B5                  2:248K                                   Donnelley … Solutions/FA
10/31/23  Xcel Energy Inc.                  S-3ASR     10/31/23    5:219K                                   Donnelley … Solutions/FA
 8/01/23  Xcel Energy Inc.                  424B2                  2:554K                                   Donnelley … Solutions/FA
 7/31/23  Xcel Energy Inc.                  424B5                  1:535K                                   Donnelley … Solutions/FA
 2/27/23  Xcel Energy Inc.                  S-3ASR      2/27/23    5:331K                                   Donnelley … Solutions/FA
 2/23/23  Northern States Power Co.         10-K       12/31/22  101:20M
 2/23/23  Northern States Power Co./WI      10-K       12/31/22   90:13M
 2/23/23  Public Service Co. of Colorado    10-K       12/31/22   94:18M
 2/23/23  Southwestern Public Service Co.   10-K       12/31/22   86:14M
 2/23/23  Xcel Energy Inc.                  10-K       12/31/22  132:35M
 5/04/22  Xcel Energy Inc.                  424B2                  2:553K                                   Donnelley … Solutions/FA
 5/03/22  Xcel Energy Inc.                  424B5                  1:530K                                   Donnelley … Solutions/FA
 2/23/22  Northern States Power Co.         10-K       12/31/21  106:21M
 2/23/22  Northern States Power Co./WI      10-K       12/31/21   94:13M
 2/23/22  Public Service Co. of Colorado    10-K       12/31/21   98:19M
 2/23/22  Southwestern Public Service Co.   10-K       12/31/21   89:14M
 2/23/22  Xcel Energy Inc.                  10-K       12/31/21  137:32M
11/05/21  Xcel Energy Inc.                  424B5                  1:373K                                   Donnelley … Solutions/FA
11/01/21  Xcel Energy Inc.                  424B2                  1:548K                                   Donnelley … Solutions/FA
10/29/21  Xcel Energy Inc.                  424B5                  1:553K                                   Donnelley … Solutions/FA
 4/22/21  Xcel Energy Inc.                  S-3ASR      4/22/21   22:2.1M                                   Donnelley … Solutions/FA
 2/17/21  Northern States Power Co.         10-K       12/31/20  101:20M
 2/17/21  Northern States Power Co./WI      10-K       12/31/20   92:13M
 2/17/21  Public Service Co. of Colorado    10-K       12/31/20   95:18M
 2/17/21  Southwestern Public Service Co.   10-K       12/31/20   83:13M
 2/17/21  Xcel Energy Inc.                  10-K       12/31/20  138:32M
10/29/20  Northern States Power Co.         10-Q        9/30/20   74:10M
10/29/20  Xcel Energy Inc.                  10-Q        9/30/20   78:12M
 9/23/20  Xcel Energy Inc.                  424B2                  1:522K                                   Donnelley … Solutions/FA
 9/22/20  Xcel Energy Inc.                  424B5                  1:522K                                   Donnelley … Solutions/FA
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Filing Submission 0000072903-20-000011   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

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