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Xcel Energy Inc – ‘U-57’ on 6/7/96

As of:  Friday, 6/7/96   ·   Accession #:  72903-96-9   ·   File #:  73-00039

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  As Of                Filer                Filing    For·On·As Docs:Size

 6/07/96  Xcel Energy Inc                   U-57                   2:23K

Notice of Foreign Utility Company Status   —   Form U-57
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: U-57        Notice of Foreign Utility Company Status               4±    13K 
 2: EX-99       Miscellaneous Exhibit                                  9±    31K 


U-57   —   Notice of Foreign Utility Company Status



SECURITIES AND EXCHANGE COMMISSION Washington, D.C. FORM U-57 NOTIFICATION OF FOREIGN UTILITY COMPANY STATUS Filed under section 33(a) of the Public Utility Holding Company Act of 1935, as amended (the "Act") ENERGY CENTER KLADNO S.R.O. ENERGY CENTER KLADNO GENERATING S.R.O. (Names of foreign utility companies) NRG ENERGY, INC. 1221 Nicollet Mall, Suite 700 Minneapolis, Minnesota 55403 (Name and Address of filing company) Please send a copy of all notices and correspondence concerning this Notice to: General Counsel Erica A. Ward NRG Energy, Inc. Alan G. Schiffman Suite 700 Kathleen A. Foudy 1221 Nicollet Mall Skadden, Arps, Slate, Minneapolis, MN 55403 Meagher & Flom 1440 New York Avenue Washington, D.C. 20005 ITEM 1 State the name of the entity claiming foreign utility company status, its business address, and a description of the facilities used for the generation, transmission and distribution of electric energy for sale or for the distribution at retail of natural or manufactured gas. To the extent known, identify each person that holds five percent (5%) or more of any class of voting securities of the foreign utility company and describe the amount and nature of the interest. NRG Energy, Inc., a Delaware corporation, acting on behalf of Energy Center Kladno S.R.O. ("ECK") and Energy Center Kladno Generating S.R.O. ("ECKG"), both of which are limited liability companies organized under the laws of the Czech Republic, hereby notifies the Commission, pursuant to Section 33(a) of the Act and Rule 57 thereunder, that each of ECK and ECKG are foreign utility companies within the meaning of Section 33(a) of the Act. Names and Business Addresses: Energy Center Kladno 27203 Kladno Czech Republic Energy Center Kladno Generating 27203 Kladno Czech Republic Description of Facilities: The jurisdictional facilities consist of electric generation and transmission assets, some of which are currently existing and operational, while others are in devel- opment or are planned for the future. ECK currently owns an existing 28 megawatt ("MW") coal-fired power station and an associated steam distribution system in Kladno, Czech Republic. It is planned that this power station may be sold or leased to ECKG in the near future. ECKG then intends to construct additional facilities to increase the net electric capacity of the facility to approximately 332 MW, by develop- ing an additional 234 MW of coal-fired generation and an addi- tional 70 MW of gas-fired combustion turbine generation. There also will be two stub transmission lines connecting the power station to two different substations, one of which is approximately one kilometer from the power station, the other a few kilometers from the power station. In addition, the Facilities may include another transmission line, connecting the power station to a third substation in Prague, approxi- mately 23 kilometers away. Ownership There currently are expected to be four owners of ECK. The four owners, and their currently anticipated respec- tive ownership percentages, are as follows: . Kladno Power No. 1 B.V., a Netherlands limited liability company and an indirect, wholly-owned subsidiary of NRG Energy, Inc. is expected to hold an approximate 18.31% ownership interest in ECK. . STE, a local distribution utility in the Prague area, is expected to hold an approximate 22.5% ownership interest in ECK. . Independent Power Kladno, a subsidiary of Advanced Combustion Technologies, a California independent power producer, and its affiliates are expected to hold an approximate 18.31% ownership interest in ECK. There currently are expected to be three owners of ECKG. The three owners, and their currently anticipated respective ownership percentages, are as follows: . An indirect, wholly-owned subsidiary of NRG Energy, Inc. is expected to hold an approximate 35-50% ownership interest in ECKG. . STE, described above, is expected to hold an approx- imate 10-20% ownership interest in ECKG. . Independent Power Kladno and its affiliates are ex- pected to hold an approximate 35-50% ownership interest in ECKG. ITEM 2 State the name of any domestic associate public-utility company and, if applicable, its holding company, and a description of the relationship between the foreign utility company and such company, and the purchase price paid by any such domestic associate public-utility compa- ny for its interest in the foreign utility company. As noted above, Kladno Power No. 1 B.V. is and an owner of ECKG will be indirect, wholly-owned subsidiaries of NRG Energy, Inc. NRG Energy, Inc. in turn is an indirect wholly-owned subsidiary of Northern States Power Company ("NSP"), a public utility company incorporated in Minnesota and a public utility holding company exempt from registration by order under section 3(a)(2) of the Act. Northern States Power Company, a Wisconsin corporation ("NSPW") and a subsid- iary of NSP, also is a public utility company. Thus, both NSP and NSPW are domestic public utility companies that are associate companies of ECK and ECKG. No portion of the purchase price of ECK or of ECKG was paid directly by any domestic public utility company. EXHIBIT A State certifications, as required under section 33(a)(2) of the Act, have been received from the following state commissions and are attached hereto: Michigan Minnesota North Dakota South Dakota Wisconsin SIGNATURE The undersigned company has duly caused this statement to be signed on its behalf by the undersigned thereunto duly authorized. NRG Energy, Inc. By: /s/ Name: Julie Jorgensen Title: VP General Counsel Dated: June 6, 1996 EXHIBIT INDEX Method of Exhibit Filing No. Description DT 99.01 State Certifications DT = Filed electronically with this direct transmission.

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This ‘U-57’ Filing    Date    Other Filings
Filed on:6/7/96None on these Dates
6/6/96
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Filing Submission 0000072903-96-000009   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

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