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Bank of America Corp./DE – ‘8-K’ for 6/21/21

On:  Tuesday, 6/29/21, at 5:13pm ET   ·   For:  6/21/21   ·   Accession #:  70858-21-74   ·   File #:  1-06523

Previous ‘8-K’:  ‘8-K’ on / for 6/28/21   ·   Next:  ‘8-K’ on / for 7/14/21   ·   Latest:  ‘8-K’ on 4/26/24 for 4/24/24   ·   31 References:   

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  As Of               Filer                 Filing    For·On·As Docs:Size

 6/29/21  Bank of America Corp./DE          8-K:8,9     6/21/21   12:422K

Current Report   —   Form 8-K

Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 8-K         Current Report                                      HTML     50K 
 2: EX-99.1     Miscellaneous Exhibit                               HTML     14K 
 8: R1          Cover Page                                          HTML     92K 
10: XML         IDEA XML File -- Filing Summary                      XML     12K 
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 9: EXCEL       IDEA Workbook of Financial Reports                  XLSX      7K 
 4: EX-101.DEF  XBRL Definitions -- bac-20210621_def                 XML     57K 
 5: EX-101.LAB  XBRL Labels -- bac-20210621_lab                      XML    136K 
 6: EX-101.PRE  XBRL Presentations -- bac-20210621_pre               XML     59K 
 3: EX-101.SCH  XBRL Schema -- bac-20210621                          XSD     21K 
11: JSON        XBRL Instance as JSON Data -- MetaLinks               19±    28K 
12: ZIP         XBRL Zipped Folder -- 0000070858-21-000074-xbrl      Zip     25K 


‘8-K’   —   Current Report


This is an HTML Document rendered as filed.  [ Alternative Formats ]



 iX:   C:  C: 
  bac-20210621  
 i 0000070858 i false00000708582021-06-212021-06-210000070858us-gaap:CommonStockMember2021-06-212021-06-210000070858us-gaap:SeriesEPreferredStockMember2021-06-212021-06-210000070858bac:SeriesGGPreferredStockMember2021-06-212021-06-210000070858bac:SeriesHHPreferredStockMember2021-06-212021-06-210000070858bac:SeriesLPreferredStockMember2021-06-212021-06-210000070858bac:Series1PreferredStockMember2021-06-212021-06-210000070858bac:Series2PreferredStockMember2021-06-212021-06-210000070858bac:Series4PreferredStockMember2021-06-212021-06-210000070858bac:Series5PreferredStockMember2021-06-212021-06-210000070858bac:FloatingRatePreferredHybridIncomeTermSecuritiesMember2021-06-212021-06-210000070858bac:A5.63FixedtoFloatingRatePreferredHybridIncomeTermSecuritiesMember2021-06-212021-06-210000070858bac:IncomeCapitalObligationNotesMember2021-06-212021-06-210000070858bac:SeniorMediumTermNotesSeriesAStepUpCallableNotesMember2021-06-212021-06-210000070858bac:SeriesKKPreferredStockMember2021-06-212021-06-210000070858bac:SeriesLLPreferredStockMember2021-06-212021-06-210000070858bac:SeriesNNPreferredStockMember2021-06-212021-06-210000070858bac:SeriesPPPreferredStockMember2021-06-212021-06-21

As filed with the Securities and Exchange Commission on June 29, 2021
 
 
 
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM  i 8-K
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(d) OF THE
SECURITIES EXCHANGE ACT OF 1934
Date of Report (Date of earliest event reported):
 i June 21, 2021
 i BANK OF AMERICA CORPORATION
(Exact name of registrant as specified in its charter)
 
 i Delaware  i 1-6523  i 56-0906609
(State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS Employer Identification No.)
 i 100 North Tryon Street
 i Charlotte,  i North Carolina  i 28255
(Address of principal executive offices)
( i 704)  i 386-5681
(Registrant’s telephone number, including area code)
Not Applicable
(Former name or former address, if changed since last report)
 
 
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
 
 i Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
 
 i Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
 
 i Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
 
 i Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))



Securities registered pursuant to Section 12(b) of the Act:
Title of each classTrading Symbol(s)Name of each exchange on which registered
 i Common Stock, par value $0.01 per share i BAC i New York Stock Exchange
 i Depositary Shares, each representing a 1/1,000th interest in a share of Floating Rate Non-Cumulative Preferred Stock, Series E i BAC PrE i New York Stock Exchange
 i Depositary Shares, each representing a 1/1,000th interest in a share of 6.000% Non-Cumulative Preferred Stock, Series GG i BAC PrB i New York Stock Exchange
 i Depositary Shares, each representing a 1/1,000th interest in a share of 5.875% Non-Cumulative Preferred Stock, Series HH i BAC PrK i New York Stock Exchange
 i 7.25% Non-Cumulative Perpetual Convertible Preferred Stock, Series L i BAC PrL i New York Stock Exchange
 i Depositary Shares, each representing a 1/1,200th interest in a share of  i BML PrG i New York Stock Exchange
Bank of America Corporation Floating Rate Non-Cumulative
Preferred Stock, Series 1
 i Depositary Shares, each representing a 1/1,200th interest in a share of  i BML PrH i New York Stock Exchange
Bank of America Corporation Floating Rate Non-Cumulative
Preferred Stock, Series 2
 i Depositary Shares, each representing a 1/1,200th interest in a share of  i BML PrJ i New York Stock Exchange
Bank of America Corporation Floating Rate Non-Cumulative
Preferred Stock, Series 4
 i Depositary Shares, each representing a 1/1,200th interest in a share of  i BML PrL i New York Stock Exchange
Bank of America Corporation Floating Rate Non-Cumulative
Preferred Stock, Series 5
 i Floating Rate Preferred Hybrid Income Term Securities of BAC Capital Trust XIII (and the guarantee related thereto) i BAC/PF i New York Stock Exchange
 i 5.63% Fixed to Floating Rate Preferred Hybrid Income Term Securities of BAC Capital Trust XIV (and the guarantee related thereto) i BAC/PG i New York Stock Exchange
 i Income Capital Obligation Notes initially due December 15, 2066 of Bank of America Corporation i MER PrK i New York Stock Exchange
 i Senior Medium-Term Notes, Series A, Step Up Callable Notes, due  i BAC/31B i New York Stock Exchange
November 28, 2031 of BofA Finance LLC (and the guarantee of the
Registrant with respect thereto)
 i Depositary Shares, each representing a 1/1,000th interest in a share of 5.375% Non-Cumulative Preferred Stock, Series KK i BAC PrM i New York Stock Exchange
 i Depositary Shares, each representing a 1/1,000th interest in a share of 5.000% Non-Cumulative Preferred Stock, Series LL i BAC PrN
 i New York Stock Exchange
 i Depositary Shares, each representing a 1/1,000th interest in a share of 4.375% Non-Cumulative Preferred Stock, Series NN i BAC PrO i New York Stock Exchange
 i Depositary Shares, each representing a 1/1,000th interest in a share of 4.125% Non-Cumulative Preferred Stock, Series PP i BAC PrP i New York Stock Exchange
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (17 CFR 230.405) or Rule 12b-2 of the Securities Exchange Act of 1934 (17 CFR 240.12b-2).
Emerging growth company  i 
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.




ITEM 8.01 Other Events.
On June 21, 2021, Bank of America Corporation (the “Corporation”) received notice of an unsolicited “mini-tender” offer by Tutanota LLC (“Tutanota”) to purchase up to 1,000,000 shares of the Corporation’s common stock at an offer price of $47.00 per share. The offer price of $47.00 per share is conditioned on, among other things, the closing price per share of the Corporation’s common stock exceeding $47.00 per share on the last trading day before the offer expires. The number of shares subject to Tutanota’s offer represent approximately 0.01% of the Corporation’s common stock outstanding as of the date of the offer.
On June 29, 2021, the Corporation issued the press release attached to this Report as Exhibit 99.1, informing its shareholders that the Corporation does not endorse Tutanota’s unsolicited mini-tender offer and recommending that shareholders do not tender their shares. Shareholders who have already tendered their shares may withdraw them at any time prior to the expiration of the offer, in accordance with Tutanota’s offering documents. The offer is currently scheduled to expire at 5:00 p.m., New York City time, on Friday, July 16, 2021, unless the offer is otherwise extended by Tutanota in its discretion or terminated earlier.
The Corporation is not affiliated or associated in any way with Tutanota, its mini-tender offer, or the offer documentation. Additional information concerning mini-tender offers is included in the news release attached hereto as Exhibit 99.1 and incorporated herein by reference.

ITEM 9.01 Financial Statements and Exhibits.
(d) Exhibits.
The following exhibit is filed herewith:
EXHIBIT NO.  DESCRIPTION OF EXHIBIT
  
104Cover Page Interactive Data File (embedded in the cover page formatted in Inline XBRL)



SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
 
BANK OF AMERICA CORPORATION
By:/s/ Ross E. Jeffries, Jr.
 Ross E. Jeffries, Jr.
 Deputy General Counsel and Corporate Secretary

Dated: June 29, 2021



Dates Referenced Herein   and   Documents Incorporated by Reference

This ‘8-K’ Filing    Date    Other Filings
11/28/31
7/16/21424B2,  424B5,  FWP
Filed on:6/29/21424B2
For Period end:6/21/21424B2,  FWP
 List all Filings 


31 Subsequent Filings that Reference this Filing

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 1/22/24  Bank of America Corp./DE          424B5                  2:2.2M                                   Donnelley … Solutions/FA
 9/14/23  Bank of America Corp./DE          424B5                  2:2.3M                                   Donnelley … Solutions/FA
 4/21/23  Bank of America Corp./DE          424B5                  2:2.3M                                   Donnelley … Solutions/FA
 1/19/23  Bank of America Corp./DE          424B5                  2:2.2M                                   Donnelley … Solutions/FA
11/14/22  Bank of America Corp./DE          424B5                  2:2.3M                                   Donnelley … Solutions/FA
11/09/22  Bank of America Corp./DE          424B5                  1:2.3M                                   Donnelley … Solutions/FA
11/07/22  Bank of America Corp./DE          424B2                  1:2.3M                                   Donnelley … Solutions/FA
 7/21/22  Bank of America Corp./DE          424B5                  2:2.3M                                   Donnelley … Solutions/FA
 4/25/22  Bank of America Corp./DE          424B5                  2:2.3M                                   Donnelley … Solutions/FA
 4/21/22  Bank of America Corp./DE          424B5                  2:1.4M                                   Donnelley … Solutions/FA
 4/19/22  Bank of America Corp./DE          424B2                  1:1.4M                                   Donnelley … Solutions/FA
 3/23/22  Bank of America Corp./DE          424B5                  2:2.3M                                   Donnelley … Solutions/FA
 3/21/22  Bank of America Corp./DE          424B5                  2:2.3M                                   Donnelley … Solutions/FA
 3/11/22  Bank of America Corp./DE          424B5                  2:2.3M                                   Donnelley … Solutions/FA
 3/07/22  Bank of America Corp./DE          424B5                  2:2.2M                                   Donnelley … Solutions/FA
 2/03/22  Bank of America Corp./DE          424B5                  2:2.3M                                   Donnelley … Solutions/FA
 1/28/22  Bank of America Corp./DE          424B5                  1:1.3M                                   Donnelley … Solutions/FA
 1/27/22  Bank of America Corp./DE          424B2                  1:1.3M                                   Donnelley … Solutions/FA
 1/24/22  Bank of America Corp./DE          424B5                  1:1.4M                                   Donnelley … Solutions/FA
 1/20/22  Bank of America Corp./DE          424B2                  1:1.3M                                   Donnelley … Solutions/FA
12/03/21  Bank of America Corp./DE          424B5                  1:2.3M                                   Donnelley … Solutions/FA
12/01/21  Bank of America Corp./DE          424B2                  1:2.3M                                   Donnelley … Solutions/FA
10/21/21  Bank of America Corp./DE          424B5                  1:1.3M                                   Donnelley … Solutions/FA
10/19/21  Bank of America Corp./DE          424B5                  1:2.3M                                   Donnelley … Solutions/FA
10/19/21  Bank of America Corp./DE          424B2                  1:1.3M                                   Donnelley … Solutions/FA
 9/16/21  Bank of America Corp./DE          424B5                  1:2.2M                                   Donnelley … Solutions/FA
 8/04/21  Bank of America Corp./DE          424B3                  1:126K                                   Donnelley … Solutions/FA
 8/04/21  Bank of America Corp./DE          424B3                  1:500K                                   Donnelley … Solutions/FA
 8/04/21  Bank of America Corp./DE          424B3                  1:2.3M                                   Donnelley … Solutions/FA
 8/04/21  Bank of America Corp./DE          424B3                  1:976K                                   Donnelley … Solutions/FA
 8/02/21  Bank of America Corp./DE          S-3/A                 12:4.2M                                   Donnelley … Solutions/FA
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