UBS AG New York Branch – ‘13F-HR/A’ for 9/30/99

As of:  Monday, 4/23/01   ·   For:  9/30/99   ·   Accession #:  1070765-1-500008   ·   File #:  28-07344

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Amendment to Quarterly Holdings and Combination Report by a Money Manager   —   Form 13F
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 13F-HR/A    Ubs Ag Third Quarter Amendment 1                       3±    12K 


United States                                                                   
Securities and Exchange Commission                                              
Washington, DC  20549                                                           

FORM 13F COVER PAGE                                                             

Report for the Quarter Ended:  September 30, 1999                               

Check here if Amendment [ x ];  Amendment Number: 1                             
This Amendment (Check only one.):                                               
[ x ] is a restatement                                                          
[   ] adds new holdings entries                                                 

Institutional Investment Manager Filing this Report:                            

Name:     UBS AG, New York Branch                                               
Address:       10 E. 50th Street                                                
New York, New York  10022                                   

13F File Number:  28-7344                                                       

The institutional investment manager filing this report                         
and the person by whom it is signed hereby represent                            
that the person signing the report is authorized to                             
submit it, that all information contained herein is                             
true, correct and complete, and that it is understood                           
that all required items, statements, schedules, lists,                          
and tables, are considered integral parts of this form.                         

Person signing this Report on behalf of Reporting                               
Manager:                                                                        

Name:          Sarah M. Starkweather                                            
Title:    Director                                                              
Phone:    (203) 719-6891                                                        
Signature, Place, and Date of Signing:                                          

/s/ Sarah M. Starkweather                                                       
Stamford, Connecticut  April 3, 2001                                            

Report Type  (Check only one.):                                                 

[ x ]   13F Holdings Report.                                                    
[   ]   13F Notice                                                              
[   ]    13F Combination Report.                                                

Report Summary                                                                  

Number of Other Included Managers: 0                                            

Form 13F Information Table Entry Total:  60                                     

Form 13F Information Table Value Total:                                         
291,798 (thousands)                                                             

List of Other Included Managers:   None                                         

                                                        [Enlarge/Download Table]


ISSUER                     ISSUE       CUSIP    MARKET QUANTITY  INVEST  OTHER    VOTING 
                                                VALUE           DISCRETN  MGR   AUTHORITY

                                                                                         
ABBOTT LABS                 COM      002824100     851   23,200   SOLE    NA        NONE 
AEGON NV              ORD AMER REG   007924103     734    8,490   SOLE      NA      NONE 
AETNA INC                   COM      008117103   8,402  170,609   SOLE     NA       NONE 
AON CORP                    COM      037389103  10,037  339,517   SOLE     NA       NONE 
BANKBOSTON CORP             COM      06605R106   1,369   31,555   SOLE     NA       NONE 
BAXTER INT INC              COM      071813109  13,231  219,608   SOLE     NA       NONE 
BP AMOCO PLC             SPONS ADR   055622104     484    4,365   SOLE     NA       NONE 
BRISTOL MYERS SQUIBB        COM      110122108   1,181   17,500   SOLE     NA       NONE 
BURLINGTON NORTHERN         COM      12189T104  17,596  639,871   SOLE     NA       NONE 
CHASE MANHATTAN CORP         COM     16161A108     201    2,672   SOLE     NA       NONE 
CHEVRON CORP                 COM     166751107     254    2,864   SOLE     NA       NONE 
CIGNA CORP                   COM     125509109  11,855  152,471   SOLE     NA       NONE 
CISCO SYSTEMS               COM      17275R102     350    5,100   SOLE     NA       NONE 
COCA COLA CO                COM      191216100     261    5,400   SOLE     NA       NONE 
COMPAQ COMPUTER CORP        COM      204493100   7,238  316,420   SOLE     NA       NONE 
COMPUWARE CORP              COM      205638109   6,434  246,858   SOLE     NA       NONE 
CORNING INC                 COM      219350105     215    3,143   SOLE     NA       NONE 
DELPHI AUTO SYSTEMS          COM     247126105   3,357  209,025   SOLE     NA       NONE 
DIAMONDS TRUST           UNIT SER 1  252787106     466    4,500   SOLE     NA       NONE 
EASTMAN KODAK CO            COM      277461109     211    2,790   SOLE     NA       NONE 
ELECTRONIC DATA             COM      285661104  14,034  265,108   SOLE     NA       NONE 
ENRON CORP                  COM      293561106     286    6,960   SOLE     NA       NONE 
EXXON CORP                  COM      302290101     290    3,814   SOLE     NA       NONE 
FDX CORPORATION             COM      31304N107  16,405  421,994   SOLE     NA       NONE 
FEDERAL HOME LN MTG         COM      313400301     333    6,400   SOLE     NA       NONE 
FIRST DATA CORPORATION      COM      319963104  13,480  307,246   SOLE     NA       NONE 
FIRST UNION CORP.           COM      337358105   7,837  219,997   SOLE     NA       NONE 
FLEET FINANCIAL GROUP       COM      33901A108   5,729  156,422   SOLE     NA       NONE 
GENERAL ELECTRIC CORP       COM      369604103   2,671   22,528   SOLE     NA       NONE 
GENERAL INSTRUMENT          COM      370120107     212    4,411   SOLE     NA       NONE 
GENERAL MILLS               COM      370334104     281    3,460   SOLE     NA       NONE 
GTE CORP                    COM      362320103     347    4,520   SOLE     NA       NONE 
HOUSEHOLD INTL INC          COM      441815107   9,289  231,490   SOLE     NA       NONE 
ILLINOIS TOOL WORKS INC     COM      452308109   2,937   39,388   SOLE     NA       NONE 
JOHNSON & JOHNSON           COM      478160104     535    5,824   SOLE     NA       NONE 
KIMBERLY CLARK CORP         COM      494368103  12,530  237,544   SOLE     NA       NONE 
LILLY (ELI) & CO            COM      532457108  10,569  164,661   SOLE     NA       NONE 
LOCKHEED MARTIN CORP        COM      539830109  14,334  438,522   SOLE     NA       NONE 
LUCENT TECHNOLOGIES INC     COM      549463107     878   13,532   SOLE     NA       NONE 
MASCO CORP.                 COM      574599106   8,906  287,295   SOLE     NA       NONE 
MATTEL INC                  COM      577081102   5,245  276,030   SOLE     NA       NONE 
MELLON BANK CORP            COM      58551A108     504   14,996   SOLE     NA       NONE 
MORGAN J P & CO INC         COM      616880100     581    5,088   SOLE     NA       NONE 
MOTOROLA INC                COM      620076109     565    6,416   SOLE     NA       NONE 
NEW YORK TIMES CO         CLASS A    650111107   2,020   53,862   SOLE     NA       NONE 
NEWELL RUBBERMAID INC       COM      651229106   5,513  193,023   SOLE     NA       NONE 
NORFOLK SOUTHERN CORP       COM      655844108   3,019  123,233   SOLE     NA       NONE 
PEPSICO INC                 COM      713448108     419   13,740   SOLE     NA       NONE 
PHILIP MORRIS COS INC       COM      718154107   7,080  207,093   SOLE     NA       NONE 
PRAXAIR INC                 COM      74005P104   5,210  113,252   SOLE     NA       NONE 
RAYTHEON CO.              CLASS B    755111408  11,228  226,257   SOLE     NA       NONE 
SBC COMMUNICATIONS INC      COM      78387G103   2,663   52,160   SOLE     NA       NONE 
SCHERING PLOUGH CORP        COM      806605101     419    9,600   SOLE     NA       NONE 
SYSCO CORP                  COM      871829107     673   19,200   SOLE     NA       NONE 
TELEFONICA S A           SPONS ADR   879382208     240    4,992   SOLE     NA       NONE 
UNILEVER N V           NY SHS NEW    904784709     341    5,000   SOLE     NA       NONE 
UNITED HEALTHCARE           COM      910581107   7,812  160,447   SOLE     NA       NONE 
US BANCORP (DELAWARE)       COM      902973106   5,056  167,501   SOLE     NA       NONE 
WELLS FARGO & CO (NEW)      COM      949746101  13,032  328,876   SOLE     NA       NONE 
XEROX CORP                  COM      984121103  12,433  296,225   SOLE    NA        NONE 

Dates Referenced Herein   and   Documents Incorporated by Reference

This ‘13F-HR/A’ Filing		Date		Other Filings
Filed on:		4/23/01		13F-HR/A
		4/3/01
For Period end:		9/30/99
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