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CNX Resources Corp – ‘10-K’ for 12/31/12 – ‘EX-95’

On: Thursday, 2/7/13, at 1:32pm ET · For: 12/31/12 · Accession #: 1070412-13-11 · File #: 1-14901

  As Of               Filer                 Filing    For·On·As Docs:Size

 2/07/13  CNX Resources Corp                10-K       12/31/12  155:47M

Annual Report — Form 10-K — Sect. 13 / 15(d) – SEA’34
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 10-K        Annual Report                                       HTML   3.23M 
 2: EX-10.80    Material Contract                                   HTML     45K 
 4: EX-21       Subsidiaries of Consol Energy Inc.                  HTML     49K 
 5: EX-23.1     Consent of Ernst & Young LLP                        HTML     39K 
 6: EX-23.2     Consent of Netherland Sewell & Associates, Inc.     HTML     41K 
12: EX-95       Mine Safety and Health Administration Safety Data   HTML    245K 
13: EX-99       Engineers Audit Letter                              HTML     84K 
 3: EX-12       Computation of Ratio of Earnings to Fixed Charges   HTML     55K 
 7: EX-31.1     Section 302 CEO Certification                       HTML     46K 
 8: EX-31.2     Section 302 CFO Certification                       HTML     46K 
 9: EX-32       Amendment No.1 to Credit Agreement                  HTML    128K 
10: EX-32.1     Section 906 CEO Certification                       HTML     40K 
11: EX-32.2     Section 906 CFO Certification                       HTML     40K 
104: R1          Document and Entity Information Document and        HTML     67K  
                Entity Information                                               
77: R2          Consolidated Statements of Income                   HTML    149K 
96: R3          Consolidated Statement of Comprehensive Income      HTML     86K 
109: R4          Consolidated Statement of Comprehensive Income      HTML     44K  
                Parentheticals                                                   
140: R5          Consolidated Balance Sheets                         HTML    231K  
81: R6          Consolidated Balance Sheets Parentheticals          HTML     62K 
95: R7          Consolidated Statements of Stockholders' Equity     HTML    130K 
70: R8          Consolidated Statements of Stockholders' Equity     HTML     47K 
                Parentheticals                                                   
57: R9          Consolidated Statements of Cash Flows               HTML    181K 
142: R10         Acquisitions and Dispositions                       HTML     95K  
111: R11         Other Income                                        HTML     63K  
110: R12         Interest Expense                                    HTML     55K  
118: R13         Taxes Other Than Income                             HTML     59K  
119: R14         Income Taxes                                        HTML    185K  
115: R15         Mine Closing, Reclamation, and Gas Well Closing     HTML     58K  
120: R16         Inventories                                         HTML     51K  
97: R17         Accounts Receivable Securitization                  HTML     53K 
106: R18         Property, Plant and Equipment                       HTML    105K  
113: R19         Short-Term Notes Payable                            HTML     52K  
154: R20         Other Accrued Liabilities                           HTML     69K  
132: R21         Long-Term Debt                                      HTML     62K  
88: R22         Leases                                              HTML     66K 
112: R23         Pension and OPEB                                    HTML    420K  
92: R24         CWP and Workers Comp                                HTML    198K 
46: R25         Other Employee Benefits                             HTML     79K 
134: R26         Stock Based Compensation                            HTML    141K  
147: R27         Supplemental Cash Flow                              HTML     54K  
64: R28         Concentrations of Credit Risk                       HTML     59K 
63: R29         Fair Value of Financial Instruments                 HTML     81K 
68: R30         Derivatives                                         HTML     71K 
69: R31         Commitments and Contingencies                       HTML    143K 
71: R32         Segment Information                                 HTML    461K 
31: R33         Guarantor Subsidiaries Financial Information        HTML   1.01M 
130: R34         Related Party                                       HTML     59K  
85: R35         Supplemental Coal Data (Unaudited)                  HTML     74K 
89: R36         Supplemental Gas Data                               HTML    248K 
51: R37         Supplemental Quarterly Info (Unaudited)             HTML    130K 
153: R38         Significant Accounting Policy (Policies)            HTML    301K  
20: R39         Mine Closing, Reclamation, and Gas Well Closing     HTML     44K 
                ARO Accounting Policy (Policies)                                 
74: R40         Property, Plant and Equipment PP&E Accounting       HTML     60K 
                Policy (Policies)                                                
138: R41         Derivatives Derivatives Policy (Policies)           HTML     43K  
48: R42         Significant Accounting Policy (Tables)              HTML     96K 
62: R43         Acquisitions and Dispositions (Tables)              HTML     65K 
67: R44         Other Income (Tables)                               HTML     62K 
78: R45         Interest Expense (Tables)                           HTML     54K 
30: R46         Taxes Other Than Income (Tables)                    HTML     59K 
56: R47         Income Taxes (Tables)                               HTML    173K 
23: R48         Mine Closing, Reclamation, and Gas Well Closing     HTML     53K 
                (Tables)                                                         
136: R49         Inventories (Tables)                                HTML     47K  
47: R50         Property, Plant and Equipment (Tables)              HTML     98K 
131: R51         Other Accrued Liabilities (Tables)                  HTML     68K  
52: R52         Long-Term Debt (Tables)                             HTML     68K 
75: R53         Leases (Tables)                                     HTML     61K 
22: R54         Pension and OPEB (Tables)                           HTML    391K 
27: R55         CWP and Workers Comp (Tables)                       HTML    259K 
66: R56         Other Employee Benefits (Tables)                    HTML     88K 
38: R57         Stock Based Compensation (Tables)                   HTML    127K 
143: R58         Supplemental Cash Flow (Tables)                     HTML     47K  
83: R59         Fair Value of Financial Instruments (Tables)        HTML     76K 
116: R60         Derivatives (Tables)                                HTML     56K  
55: R61         Commitments and Contingencies (Tables)              HTML    108K 
59: R62         Segment Information (Tables)                        HTML    465K 
127: R63         Guarantor Subsidiaries Financial Information        HTML   1.00M  
                (Tables)                                                         
121: R64         Related Party (Tables)                              HTML     52K  
87: R65         Supplemental Coal Data (Unaudited) (Tables)         HTML     72K 
125: R66         Supplemental Gas Data (Tables)                      HTML    266K  
53: R67         Supplemental Quarterly Info (Unaudited) (Tables)    HTML    128K 
93: R68         Significant Accounting Policy Anit-Dilutive         HTML     49K 
                Securities (Details)                                             
146: R69         Significant Accounting Policy Earnings Per Share    HTML     75K  
                (Details)                                                        
25: R70         Significant Accounting Policy Common Stock          HTML     54K 
                Rollforward (Details)                                            
45: R71         Significant Accounting Policy Other (Details)       HTML     40K 
76: R72         Acquisitions (Details)                              HTML    127K 
36: R73         Dispositions (Details)                              HTML    149K 
152: R74         Other Income (Details)                              HTML     62K  
49: R75         Interest Expense (Details)                          HTML     55K 
40: R76         Taxes Other Than Income (Details)                   HTML     42K 
44: R77         Income Taxes Income Tax Components (Details)        HTML     86K 
28: R78         Income Taxes Deferred Asset and Liability Sched     HTML    115K 
                (Details)                                                        
32: R79         Income Taxes Income Tax Reconciliation (Details)    HTML    115K 
107: R80         Income Taxes Unrecognized tax benefits (Details)    HTML     78K  
42: R81         Mine Closing, Reclamation, and Gas Well Closing     HTML     56K 
                (Details)                                                        
144: R82         Inventory Components (Details)                      HTML     51K  
72: R83         Accounts Receivable Securitization (Details)        HTML     60K 
114: R84         Property, Plant and Equipment PROPERTY PLANT AND    HTML     84K  
                EQUIPMENT (Details)                                              
124: R85         Property, Plant and Equipment Assets Amortized by   HTML     66K  
                Units of Production (Details)                                    
41: R86         Property, Plant and Equipment Capital Leases        HTML     47K 
                (Details)                                                        
43: R87         Property, Plant and Equipment Mine 84 Impairment    HTML     60K 
                (Details)                                                        
141: R88         Property, Plant and Equipment Joint Participation   HTML     38K  
                Agreements (Details)                                             
37: R89         Short-Term Notes Payable (Details)                  HTML     67K 
108: R90         Other Accrued Liabilities (Details)                 HTML     88K  
100: R91         Long-Term Debt (Details)                            HTML     84K  
128: R92         Long-Term Debt Debt Maturity Schedule (Details)     HTML     59K  
99: R93         Leases Operating Leases (Details)                   HTML     70K 
82: R94         Leases Capital Leases (Details)                     HTML     75K 
135: R95         Pension and OPEB Pension and OPEB Liability         HTML    252K  
                Disclosures (Details)                                            
79: R96         Pension and OPEB Pension Plan Assets Fair Value     HTML    130K 
                (Details)                                                        
50: R97         CWP and Workers Comp (Details)                      HTML    180K 
90: R98         Other Employee Benefits Long-Term Disability        HTML     55K 
                (Details)                                                        
84: R99         Other Employee Benefits MultiEmployer Plans         HTML     85K 
                (Details)                                                        
65: R100        Stock Based Compensation (Details)                  HTML     70K 
155: R101        Stock Based Compensation Weighted Average Fair      HTML     72K  
                Value of Grants (Details)                                        
126: R102        Stock Based Compensation Stock Option Rollforward   HTML    150K  
                (Details)                                                        
98: R103        Stock Based Compensation Restricted and             HTML     81K 
                Performance Stock Unit Rollforward (Details)                     
29: R104        Supplemental Cash Flow Supplemental Cash Flow       HTML     57K 
                (Details)                                                        
137: R105        Concentrations of Credit Risk (Details)             HTML     48K  
145: R106        Financial Instruments Measured at Fair Value on a   HTML     76K  
                Recurring Basis (Details)                                        
139: R107        Carrying Amounts and Fair Values of Financial       HTML     68K  
                Instruments for Which the Fair Value Option Was                  
                Not Elected (Details)                                            
94: R108        Derivatives Derivates Impact on Income (Details)    HTML     57K 
39: R109        Derivatives Derivatives by Balance Sheet Location   HTML     76K 
                (Details)                                                        
117: R110        Commitments and Contingencies Additional            HTML     94K  
                Information (Details)                                            
54: R111        Maximum Potential Total of Future Payments Under    HTML     79K 
                Commitment Instruments (Details)                                 
21: R112        Unrecorded Unconditional Purchase Obligation        HTML     50K 
                (Details)                                                        
80: R113        Costs Related to Purchase Obligations (Details)     HTML     45K 
73: R114        Segment Information Industry Segment Results        HTML    178K 
                (Details)                                                        
133: R115        Reconciliation of Segment Information, Revenue and  HTML     81K  
                Other Income (Details)                                           
58: R116        Reconciliation of Segment Information, Total        HTML     70K 
                Assets (Details)                                                 
149: R117        Guarantor Subsidiaries Financial Information        HTML     46K  
                Additional Information (Details)                                 
33: R118        Guarantor Subsidiaries Income Statement (Details)   HTML    215K 
103: R119        Guarantor Subsidiaries Balance Sheet (Detail)       HTML    311K  
123: R120        Guarantor Subsidiaries, Condensed Statement of      HTML    142K  
                Cash Flows (Detail)                                              
24: R121        Guarantor Subsidiaries Financial Information        HTML    130K 
                Guarantor Subsidiaries Comprehensive Income                      
                Statement (Details)                                              
101: R122        Related Party (Details)                             HTML     53K  
91: R123        Supplemental Coal Data (Unaudited) (Details)        HTML     70K 
26: R124        Supplemental Gas Data Capitalized Costs (Details)   HTML     61K 
105: R125        Supplemental Gas Data Oil and Gas Expenditures      HTML     55K  
                (Details)                                                        
151: R126        Supplemental Gas Data Results of Operations         HTML     81K  
                (Details)                                                        
34: R127        Supplemental Gas Data Average Unit Prices           HTML     52K 
                (Details)                                                        
60: R128        Supplemental Gas Data Acreages (Details)            HTML     56K 
129: R129        Supplemental Gas Data Oil and Gas Reserve           HTML     79K  
                Quantities (Details)                                             
150: R130        Supplemental Gas Data Exploratary Wells (Details)   HTML     58K  
86: R131        Supplemental Gas Data PV-10 (Details)               HTML     63K 
102: R132        Supplemental Gas Data PV-10 Reconciliation          HTML    100K  
                (Details)                                                        
35: R133        Supplemental Quarterly Info (Unaudited) (Details)   HTML     87K 
148: XML         IDEA XML File -- Filing Summary                      XML    241K  
61: EXCEL       IDEA Workbook of Financial Reports (.xls)            XLS   7.95M 
14: EX-101.INS  XBRL Instance -- cnx-20121231                        XML  10.90M 
16: EX-101.CAL  XBRL Calculations -- cnx-20121231_cal                XML    441K 
17: EX-101.DEF  XBRL Definitions -- cnx-20121231_def                 XML   2.12M 
18: EX-101.LAB  XBRL Labels -- cnx-20121231_lab                      XML   3.72M 
19: EX-101.PRE  XBRL Presentations -- cnx-20121231_pre               XML   2.47M 
15: EX-101.SCH  XBRL Schema -- cnx-20121231                          XSD    408K 
122: ZIP         XBRL Zipped Folder -- 0001070412-13-000011-xbrl      Zip    730K

‘EX-95’ — Mine Safety and Health Administration Safety Data

This Exhibit is an HTML Document rendered as filed. [ Alternative Formats ]

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Exhibit 95 MSHA Disclosure (1)

Exhibit 95

Mine Safety and Health Administration Safety Data

We believe that CONSOL Energy is one of the safest mining companies in the world. The Company has in place health and safety programs that include extensive employee training, accident prevention, workplace inspection, emergency response, accident investigation, regulatory compliance and program auditing. The objectives of our health and safety programs are to eliminate workplace incidents, comply with all mining-related regulations and provide support for both regulators and the industry to improve mine safety.

The operation of our mines is subject to regulation by the federal Mine Safety and Health Administration (MSHA) under the Federal Mine Safety and Health Act of 1977 (Mine Act). MSHA inspects our mines on a regular basis and issues various citations, orders and violations when it believes a violation has occurred under the Mine Act. We present information below regarding certain mining safety and health violations, orders and citations, issued by MSHA and related assessments and legal actions and mine-related fatalities with respect to our coal mining operations. In evaluating this information, consideration should be given to factors such as: (i) the number of violations, orders and citations will vary depending on the size of the coal mine, (ii) the number of violations, orders and citations issued will vary from inspector to inspector and mine to mine, and (iii) violations, orders and citations can be contested and appealed, and in that process, are often reduced in severity and amount, and are sometimes dismissed.

The table below sets forth for the twelve months ended December 31, 2012 for each coal mine of CONSOL Energy and its subsidiaries, the total number of: (i) violations of mandatory health or safety standards that could significantly and substantially contribute to the cause and effect of a coal or other mine safety or health hazard under section 104 of the Mine Act for which the operator received a citation from MSHA; (ii) orders issued under section 104(b) of the Mine Act; (iii) citations and orders for unwarrantable failure of the mine operator to comply with mandatory health or safety standards under section 104(d) of the Mine Act; (iv) flagrant violations under section 110(b)(2) of the Mine Act; (v) imminent danger orders issued under section 107(a) of the Mine Act; (vi) proposed assessments from MHSA (regardless of whether CONSOL Energy has challenged or appealed the assessment); (vii) mining-related fatalities; (viii) notices from MSHA of a pattern of violations of mandatory health or safety standards that are of such nature as could have significantly and substantially contributed to the cause and effect of coal or other mine health or safety hazards under section 104(e) of the Mine Act; (ix) notices from MSHA regarding the potential to have a pattern of violations as referenced in (viii) above; and (x) pending legal actions before the Federal Mine Safety and Health Review Commission (as of December 31, 2012) involving such coal or other mine, as well as the aggregate number of legal actions instituted and the aggregate number of legal actions resolved during the reporting period.



											Received
											Notice
										Received	of	Legal
							Total Dollar		Total	Notice of	Potential	Actions
				Section			Value of		Number	Pattern of	to have	Pending	Legal	Legal
		Section		104(d)			MSHA		of	Violations	Pattern	as of	Actions	Actions
Mine or Operating		104	Section	Citations	Section	Section	Assessments		Mining	Under	Under	Last	Initiated	Resolved
Name/MSHA		S&S	104(b)	and	110(b)(2)	107(a)	Proposed (in		Related	Section	Section	Day of	During	During
Identification Number		Citations	Orders	Orders	Violations	Orders	thousands)		Fatalities	104(e)	104(e)	Period (1)	Period	Period
Active Operations
Alma No. 1 Mine	46-09277	6	—	—	—	—	$	6	—	No	No	—	—	—
Bailey	36-07230	74	—	5	—	2	$	569	—	No	No	10	2	4
Blacksville 2	46-01968	183	—	5	—	1	$	482	1	No	No	27	2	5
Buchanan	44-04856	141	—	4	—	—	$	627	1	No	No	34	4	4
Central Repair Shop	46-03240	1	—	—	—	—	$	—	—	No	No	—	—	—
Enlow Fork	36-07416	51	—	—	—	1	$	94	—	No	No	11	2	3
Ireland Dock Loadout	46-01438	1	—	—	—	—	$	—	—	No	No	6	—	—
Keystone Cleaning Plant	36-08540	2	—	—	—	—	$	1	—	No	No	—	—	—
Loveridge	46-01433	183	—	4	—	—	$	1,218	—	No	No	26	3	2
McElroy	46-01437	305	—	4	—	—	$	962	—	No	No	27	4	4
Miller Creek PP #1	46-05890	15	—	—	—	—	$	9	—	No	No	2	—	2
Minway Surface	46-06089	1	—	—	—	—	$	1	—	No	No	—	—	—
MT-34UG	46-09424	9	—	—	—	—	$	9	—	No	No	—	—	—
Peach Orchard Prep Plant	46-08376	—	—	—	—	—	$	—	—	No	No	—	—	—
Robinson Run	46-01318	197	—	8	—	1	$	928	1	No	No	27	3	1
Shoemaker	46-01436	162	—	11	—	—	$	580	—	No	No	24	1	7
Wiley Creek (MT-13/500)	46-09185	9	—	—	—	—	$	9	—	No	No	1	—	—
Wiley Surface(MT34/Peg Fork)	46-09035	4	—	—	—	—	$	5	—	No	No	1	—	—

Inactive Operations
Amonate	46-05449	2	—	—	—	—	$	—	—	No	No	—	—	—
Big Branch #1Belt/Spruce Creek	46-09177	—	—	—	—	—	$	1	—	No	No	—	—	—
Bronzite II (MT-41)	46-09307	7	—	—	—	—	$	20	—	No	No	2	—	1
Bronzite III (Jacobs)	46-05978	12	—	—	—	—	$	23	—	No	No	3	—	2
Emery	42-00079	—	—	—	—	—	$	2	—	No	No	1	—	2
Fola Surface	46-08377	3	—	—	—	—	$	3	—	No	No	1	—	1
Ike Fork (5 Block Mine)	46-09420	9	—	1	—	—	$	13	—	No	No	2	2	—
Impoundment 14-N	36-08094	—	—	—	—	—	$	—	—	No	No	—	—	—
Lick Branch	46-08676	—	—	—	—	—	$	2	—	No	No	1	—	—



Little Eagle Mine #1	46-08560	—	—	—	—	—	$	—	—	No	No	—	—	—
Meigs #31 Mine	33-01172	—	—	—	—	—	$	—	—	No	No	—	—	—
Miles Branch	44-03932	—	—	—	—	—	$	—	—	No	No	—	—	—
Mine 84	36-00958	—	—	—	—	—	$	—	—	No	No	—	—	—
Muskingum	33-00989	—	—	—	—	—	$	—	—	No	No	—	—	—
Powellton/Bridge Fork	46-08889	—	—	—	—	—	$	—	—	No	No	—	—	—
Reclamation #061	33-00962	—	—	—	—	—	$	—	—	No	No	—	—	—
Rend Lake	11-00601	—	—	—	—	—	$	—	—	No	No	—	—	—
Robena Prep	36-04175	—	—	—	—	—	$	—	—	No	No	1	1	—
Rock Lick	46-09171	6	—	—	—	—	$	70	—	No	No	8	1	1
Terry Eagle PP #1	46-02295	—	—	—	—	—	$	—	—	No	No	—	—	—
Twin Branch Surface	46-09075	—	—	—	—	—	$	—	—	No	No	—	—	—
Winoc Prep Plant	46-08172	—	—	—	—	—	$	—	—	No	No	—	—	—
		1,377	—	42	—	5	$	5,628	3			215	25	39

(1) See table below for additional detail regarding Legal Actions Pending as of December 31, 2012. With respect to Contests of Proposed Penalties, we have included the number of dockets (as opposed to citations) when counting the number of Legal Actions Pending as of December 31, 2012.



Mine or Operating Name/MSHA Identification Number		Contests of Citations, Orders (as of 12.31.12) _(a)	Contests of Proposed Penalties (as of 12.31.12) _(b)		Complaints for Compensation (as of 12.31.12) _(c)	Complaints of Discharge, Discrimination or Interference (as of 12.31.12) _(d)	Applications for Temporary Relief (as of 12.31.12) _(e)	Appeals of Judges' Decisions or Order (as of 12.31.12) _(f)
			Contests of Proposed Penalties (as of 12.31.12) _(b)
			Dockets	Citations
Active Operations
Alma No. 1 Mine	46-09277	—	—	—	—	—	—	—
Bailey	36-07230	—	10	34	—	4	—	—
Blacksville 2	46-01968	—	27	288	—	—	—	—
Buchanan	44-04856	—	44	421	—	2	—	—
Central Repair Shop	46-03240	—	—	—	—	—	—	—
Enlow Fork	36-07416	—	11	59	—	—	—	—
Ireland Dock Loadout	46-01438	—	6	10	—	—	—	—
Keystone Cleaning Plant	36-08540	—	—	—	—	—	—	—
Loveridge	46-01433	—	26	177	—	—	—	—
McElroy	46-01437	—	27	324	—	—	—	—
Miller Creek PP #1	46-05890	—	2	7	—	—	—	—
Minway Surface	46-06089	—	—	—	—	—	—	—
Peach Orchard Prep Plant	46-08376	—	—	—	—	—	—	—
Robinson Run	46-01318	—	27	524	—	—	—	1
Shoemaker	46-01436	—	24	205	—	—	—	—
Wiley Creek (MT‑13/500)	46-09185	—	1	1	—	—	—	—
Wiley Surface(MT34/Peg Fork)	46-09035	—	1	2	—	—	—	—

Inactive Operations
Amonate	46-05449	—	—	—	—	—	—	—
Big Branch #1Belt/Spruce Creek	46-09177	—	—	—	—	—	—	—
Bronzite II (MT‑41)	46-09307	—	2	4	—	—	—	—
Bronzite III (Jacobs)	46-05978	—	3	14	—	—	—	—
Emery	42-00079	—	1	—	1	—	—	—
Fola Surface	46-08377	—	1	3	—	—	—	—
Ike Fork (5 Block Mine)	46-09420	—	2	—	2	—	—	—
Impoundment 14‑N	36-08094	—	—	—	—	—	—	—



Jones Fork E‑3(Sold)	15-18589	—	—	—	—	—	—	—
Jones Fork Prep Plant(Sold)	15-17021	—	—	—	—	—	—	—
Laurel Fork	46-09084	—	1	—	1	—	—	—
Lick Branch	46-08676	—	1	—	3	—	—	—
Little Eagle Mine #1	46-08560	—	—	—	—	—	—	—
Meigs #31 Mine	33-01172	—	—	—	—	—	—	—
Miles Branch	44-03932	—	—	—	—	—	—	—
Mine 84	36-00958	—	—	—	—	—	—	—
Muskingum	33-00989	—	—	—	—	—	—	—
Powellton/Bridge Fork	46-08889	—	—	—	—	—	—	—
Reclamation #061	33-00962	—	—	—	—	—	—	—
Rend Lake	11-00601	—	—	—	—	—	—	—
Robena Prep	36-04175	—	1	—	4	—	—	—
Rock Lick	46-09171	—	8	38	—	—	—	—
Terry Eagle PP #1	46-02295	—	—	—	—	—	—	—
Wiley (MT‑11)	46-09138	—	—	—	—	—	—	—
Winoc Prep Plant	46-08172	—	—	—	—	—	—	—
		—	226	2,111	11	6	—	1

(a) Represents (if any) contests of citations and orders, which typically are filed prior to an operator's receipt of a proposed penalty assessment from MSHA or relate to orders for which penalties are not assessed (such as imminent danger orders under Section 107 of the Mine Act). This category includes: (i) contests of citations or orders issued under section 104 of the Mine Act, (ii) contests of imminent danger withdrawal orders under section 107 of the Mine Act, and (iii) Emergency response plan dispute proceedings (as required under the Mine Improvement and New Emergency Response Act of 2006, Pub. L. No. 109-236, 120 Stat. 493).

(b) Represents (if any) contests of proposed penalties, which are administrative proceedings before the Federal Mine Safety and Health Review Commission (“FMSHRC”) challenging a civil penalty that MSHA has proposed for the violation contained in a citation or order. This column includes four actions involving civil penalties against agents of the operator that have been contested.

(c) Represents (if any) complaints for compensation, which are cases under section 111 of the Mine Act that may be filed with the FMSHRC by miners idled by a closure order issued by MSHA who are entitled to compensation.

(d) Represents (if any) complaints of discharge, discrimination or interference under section 105 of the Mine Act, which cover: (i) discrimination proceedings involving a miner's allegation that he or she has suffered adverse employment action because he or she engaged in activity protected under the Mine Act, such as making a safety complaint, and (ii) temporary reinstatement proceedings involving cases in which a miner has filed a complaint with MSHA stating that he or she has suffered such discrimination and has lost his or her position.

(e) Represents (if any) applications for temporary relief, which are applications under section 105(b)(2) of the Mine Act for temporary relief from any modification or termination of any order or from any order issued under section 104 of the Mine Act (other than citations issued under section 104(a) or (f) of the Mine Act).

(f) Represents (if any) appeals of judges' decisions or orders to the FMSHRC, including petitions for discretionary review and review by the FMSHRC on its own motion.

Dates Referenced Herein and Documents Incorporated by Reference

This ‘10-K’ Filing	Date	Other Filings

Filed on:	2/7/13
For Period end:	12/31/12	10-K/A, 11-K, ARS
		List all Filings

3 Subsequent Filings that Reference this Filing

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 5/03/13  SEC                               UPLOAD¶     9/20/17    1:39K  CNX Resources Corp.
 4/22/13  SEC                               UPLOAD¶     9/20/17    1:157K CNX Resources Corp.
 4/05/13  SEC                               UPLOAD¶     9/20/17    1:178K CNX Resources Corp.

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Filing Submission 0001070412-13-000011 – Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)