Quarterly Report — Form 10-Q
Filing Table of Contents
Document/Exhibit Description Pages Size
1: 10-Q Quarterly Report 27 133K
2: EX-10.1 Material Contract 51 137K
3: EX-31.1 Certification per Sarbanes-Oxley Act (Section 302) 2± 8K
4: EX-31.2 Certification per Sarbanes-Oxley Act (Section 302) 2± 8K
5: EX-32.1 Certification per Sarbanes-Oxley Act (Section 906) 1 6K
6: EX-32.2 Certification per Sarbanes-Oxley Act (Section 906) 1 6K
EX-31.2 — Certification per Sarbanes-Oxley Act (Section 302)
EX-31.2 | TOC | ↑Top | Previous | Next | ↓Bottom | Just 1st |
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Exhibit 31.2
CHIEF FINANCIAL OFFICER CERTIFICATION
I, Steven Novik, certify that:
1. I have reviewed this quarterly report on Form 10-Q of The Jones
Financial Companies, L.L.L.P.
2. Based on my knowledge, this quarterly report does not contain any
untrue statement of a material fact or omit to state a material
fact necessary to make the statements made, in light of the
circumstances under which such statements were made, not
misleading with respect to the period covered by this quarterly
report.
3. Based on my knowledge, the financial statements, and other
financial information included in this quarterly report, fairly
present in all material respects the financial condition, results
of operations and cash flows of the Partnership as of, and for,
the periods presented in this quarterly report.
4. The Partnership's other certifying officer and I are responsible
for establishing and maintaining disclosure controls and
procedures (as defined in Exchange Act Rules 13a-15(e) and
15d-15(e)) for the Partnership and have:
a) Designed such disclosure controls and procedures, or caused such
disclosure controls and procedures to be designed under our
supervision, to ensure that material information relating to the
Partnership, including its consolidated subsidiaries, is made known
to us by others within those entities, particularly during the
period in which this quarterly report is being prepared;
b) Evaluated the effectiveness of the Partnership's disclosure
controls and procedures and presented in this quarterly report our
conclusions about the effectiveness of the disclosure controls and
procedures, as of the end of the period covered by this report
based on such evaluation; and
c) Disclosed in this report any change in the Partnership's internal
control over financial reporting that occurred during the
Partnership's most recent fiscal quarter that has materially
affected, or is reasonably likely to materially affect, the
Partnership's internal control over financial reporting; and
5. The Partnership's other certifying officer and I have disclosed, based
on our most recent evaluation of internal control over financial
reporting, to the Partnership's auditors and the Executive Committee:
a) All significant deficiencies and material weaknesses in the design
or operation of internal controls over financial reporting which
are reasonably likely to adversely affect the Partnership's ability
to record, process, summarize, and report financial information;
and
b) Any fraud, whether or not material, that involves management or
other associates who have a significant role in the Partnership's
internal control over financial reporting.
/s/ Steven Novik
---------------------------------------
Chief Financial Officer
The Jones Financial Companies, L.L.L.P.
November 9, 2007
Dates Referenced Herein
This ‘10-Q’ Filing | | Date | | Other Filings |
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| | |
Filed on: | | 11/9/07 | | None on these Dates |
For Period End: | | 9/28/07 |
| List all Filings |
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