THB Asset Management – ‘SC 13G/A’ on 1/13/20 re: Graham Corp

On:  Monday, 1/13/20, at 3:10pm ET   ·   Accession #:  1057439-20-3   ·   File #:  5-34954

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Amendment to Statement of Acquisition of Beneficial Ownership by a Passive Investor   —   Sch. 13G
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: SC 13G/A    Amendment to Statement of Acquisition of               3±    11K 
                Beneficial Ownership by a Passive Investor                       


UNITED STATES                                                                   
SECURITIES AND EXCHANGE COMMISSION                                              
Washington, D.C.  20549                                                         

SCHEDULE 13G                                                                    

Under the Securities Exchange Act of 1934                                       
(Amendment No. 1*)                                                              

(Name of Issuer)                                                                
GRAHAM CORP                                                                     

(Title of Class of Securities)                                                  
Common Stock                                                                    

(CUSIP Number)                                                                  
384556106                                                                       

Check the following box if a fee                                                
is being paid with this statement.                                              
(A fee is not required only if the                                            
filing person:  (1) has a previous                                            
statement on file reporting beneficial                                        
ownership of more than five percent                                           
of the class of securities described                                          
in Item 1; and (2) has filed no amendment                                     
subsequent thereto reporting beneficial                                       
ownership of five percent or less                                               
of such class.) (See Rule 13d-7).                                               

*The remainder of this cover page shall                                         
be filled out for a reporting persons                                         
initial filing on this form with respect                                        
to the subject class of securities,                                           
and for any subsequent amendment                                              
containing information which would                                            
alter the disclosures provided in                                             
a prior cover page.                                                             

The information required in the                                                 
remainder of this cover page shall                                              
not be deemed to be filed for the                                             
purpose of Section 18 of the Securities                                       
Exchange Act of 1934 (Act) or otherwise                                         
subject to the liabilities of that section                                      
of the Act but shall be subject to all                                        
other provisions of the Act (however,                                           
see the Notes).                                                               

1  NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF PERSON         
THOMSON HORSTMANN & BRYANT, INC.                                
22-3508647                                                      

2  CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*                            
N/A                                                             

3  SEC USE ONLY                                                                 

4  CITIZENSHIP OR PLACE OF ORGANIZATION                                         
A DELAWARE CORPORATION                                          
NORWALK, CT 06851                                               

5  SOLE VOTING POWER                                                            
473208                                                          

6  SHARED VOTING POWER                                                          
0                                                               

7  SOLE DISPOSITIVE POWER                                                       
526928                                                        

8  SHARED DISPOSITIVE POWER                                                     
NONE                                                            

9  AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON                 
526928                                                          

10  CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*       
N/A                                                             

11  PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9                             
5.29%                                                           

12  TYPE OF REPORTING PERSON *                                                  
IA                                                              

ITEM 1.                                                                         
(A) GRAHAM CORP                                                 
(B) 20 FLORENCE AVE, BATAVIA, NY 14020                          

ITEM 2.                                                                         
(A) THOMSON HORSTMANN & BRYANT, INC.                            
(B) 501 MERRITT 7, NORWALK, CT  06851                           
(C) A DELAWARE CORPORATION                                      
(D) COMMON                                                      
(E) 872391107                                                   

ITEM 3.                                                                         
(E) INVESTMENT ADVISER REGISTERED UNDER SECTION                 
203 OF THE INVESTMENT ADVISERS ACT OF 1940                                      

ITEM 4.                                                                         
(A)  526928                                                     
(B)  5.29                                                       
(C)     (I)   473208                                            
(II)    0                                       
(III)   526928                                  
(IV)    NONE                                    

ITEM 5.  N/A                                                                    

ITEM 6.  N/A                                                                    

ITEM 7.  N/A                                                                    

ITEM 8.  N/A                                                                    

ITEM 9.  N/A                                                                    

ITEM 10. CERTIFICATION                                                          
By signing below I certify that,                                
to the best of my knowledge and belief,                                         
the securities referred to above were                                           
acquired in the ordinary course of                                            
business and were not acquired for the                                          
purpose of and do not have the effect of                                        
changing or influencing the control of the                                      
issuer of such securities and were not                                          
acquired in connection with or as a                                           
participant in any transaction having                                           
such purposes or effect.                                                      

SIGNATURE                                                                       

After reasonable inquiry and to the                                             
best of my knowledge and belief, I                                            
certify that the information set                                              
forth in this statement is true,                                                
complete and correct.                                                           

                                             James Kennedy
                                               Date:   1/13/20