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As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 5/10/12 Ambient Water Corp 10-K 12/31/11 47:45M Computerized Bo… Svcs/FA |
Document/Exhibit Description Pages Size 1: 10-K Mip Solutions Inc Form 10-K HTML 744K 15: EX-10 Amended and Restated Promissory Note HTML 24K 16: EX-10 Amended and Restated Promissory Note HTML 24K 7: EX-10 Financial Advisory Agreement HTML 13K 8: EX-10 Financial Advisory Agreement HTML 37K 9: EX-10 Financial Advisory Agreement HTML 13K 2: EX-10 Promissory Note HTML 25K 5: EX-10 Promissory Note HTML 12K 10: EX-10 Promissory Note HTML 12K 11: EX-10 Promissory Note HTML 12K 12: EX-10 Promissory Note HTML 12K 13: EX-10 Promissory Note HTML 12K 14: EX-10 Promissory Note HTML 12K 4: EX-10 Security Agreement HTML 30K 3: EX-10 Warrant Agreement HTML 28K 6: EX-10 Warrant Agreement HTML 34K 17: EX-14 Code of Ethics HTML 30K 18: EX-31 Certification -- §302 - SOA'02 HTML 20K 19: EX-31 Certification -- §302 - SOA'02 HTML 19K 20: EX-32 Certification -- §906 - SOA'02 HTML 16K 21: EX-32 Certification -- §906 - SOA'02 HTML 16K 36: R1 Document and Entity Information HTML 44K 31: R2 MIP SOLUTIONS, INC. (A Development Stage Company) HTML 75K BALANCE SHEETS 34: R3 Statement of Financial Position - Parenthetical HTML 26K 38: R4 MIP SOLUTIONS, INC. (A Development Stage Company) HTML 102K STATEMENTS OF OPERATIONS 45: R5 Mip Solutions, Inc. (A Development Stage Company) HTML 71K STATEMENT OF STOCKHOLDERS' EQUITY (Deficit) 32: R6 Mip Solutions, Inc. (A Development Stage Company) HTML 138K STATEMENTS OF CASH FLOWS 33: R7 Statement of Cash Flows, Supplemental Disclosures HTML 63K 30: R8 Organization, Consolidation and Presentation of HTML 22K Financial Statements 28: R9 Accounting Policies HTML 52K 46: R10 Property, Plant, and Equipment HTML 32K 40: R11 Receivables, Loans, Notes Receivable, and Others HTML 21K 39: R12 Research and Development HTML 24K 42: R13 Equity HTML 1.47M 43: R14 Compensation Related Costs, Share Based Payments HTML 21K 41: R15 Commitment and Contingencies HTML 23K 44: R16 Debt HTML 27K 35: R17 Subsequent Events HTML 18K 47: XML IDEA XML File -- Filing Summary XML 42K 29: EXCEL IDEA Workbook of Financial Reports (.xls) XLS 1.71M 22: EX-101.INS XBRL Instance -- msol-20111231 XML 1.93M 24: EX-101.CAL XBRL Calculations -- msol-20111231_cal XML 28K 25: EX-101.DEF XBRL Definitions -- msol-20111231_def XML 170K 26: EX-101.LAB XBRL Labels -- msol-20111231_lab XML 285K 27: EX-101.PRE XBRL Presentations -- msol-20111231_pre XML 209K 23: EX-101.SCH XBRL Schema -- msol-20111231 XSD 48K 37: ZIP XBRL Zipped Folder -- 0001052918-12-000219-xbrl Zip 64K
Exhibit 14 |
Exhibit 14
Form of Code of Ethical Conduct
CODE OF ETHICAL CONDUCT
MIP SOLUTIONS, INC.
OVERVIEW
MIP SOLUTIONS, INC., ("the Company") has adopted a code of ethical conduct that is applicable to every officer, director, employee and consultant of the company and its affiliates (collectively the "Employee" or "Employees"). The Code reaffirms the high standards of business conduct required of all Employees. The Code is part of the Company's continuing effort to (1) ensure that it complies with all applicable laws, (2) have an effective program in place to prevent and detect violations of law, and (3) educate and train its Employees to be aware and understand ethical business practices. In most circumstances, the Code sets standards that are higher than the law requires.
OBJECTIVE
One of the Company's objectives is to conduct all business operations in the utmost ethical manner. Communicate cares about its Employees, shareholders, clients, suppliers, and the communities in which it conducts its business operations. In the course of meeting its business objectives, Communicate considers it essential that all Employees understand and comply with the Code and therefore share and participate in the Company's way of conducting business.
STANDARD OF CONDUCT
The Company insists that all aspects of its business operations are conducted with honesty, integrity and fairness, and with respect for the interests of those affected by its business and activities. The Company also expects the same in its relationships with all those with whom it does business. Each Employee must maintain and foster integrity and honesty in all dealings with clients and all business transactions. Each Employee must commit to act according to the highest ethical standards and is expected to apply ethical business practices in administrative and financial aspects of the business operations of the Company. No code of conduct can hope to lay down appropriate behavior for every situation, nor should it seek to do so. Each Employee is required to make a careful and considered judgment of what is right and proper in any particular situation. It is the obligation of every Employee in conducting the business operations of the Company to be responsible, honest, trustworthy, conscientious, and dedicated to the highest standards of ethical business practices. Accordingly, all Employees are required to avoid not only impropriety, but also the appearance of impropriety in conducting the business operations of the Company.
ACCURACY OF RECORDS
The Company's accounting records and supporting documents must accurately describe and reflect the nature and result of the Company's business operations. All activities and results of the Company's business operations must be presented in a fair and balanced manner. All business transactions must be properly authorized as well as completely and accurately recorded on the Company's books. Procedures for doing so must comply with the Company's financial policy and follow the Company's policy for authorization and documentation, as well as follow generally accepted accounting practices. Budget proposals and other financial evaluations and forecasts must fairly represent all information relevant to the business transaction. In addition, no unrecorded cash funds or other asset accounts will be established or maintained for any purpose. Misapplication or improper use of corporate or property or false entry to records
Code of Ethical Conduct: Page 1 of 4
by officers, directors, employees or others must be reported to Board of the Company.
COMMUNICATING ACCURATE AND TIMELY INFORMATION
In all interactions and communications, whether with shareholders, the public, clients, government agencies, or others inside or outside of the Company, each Employee is expected to be truthful and forthright. This includes making accurate statements, not misrepresentations or statements intended to mislead or misinform; and responding promptly, accurately, and with full disclosure to requests from governmental agencies for information or documents.
RECORD KEEPING AND RETENTION
To help maintain the integrity of the Company's record-keeping and reporting systems, each Employee must know his or her area's records retention procedures, including how data is stored and retrieved. It is that person's responsibility to know how to document and transact any entries or records that he or she is responsible for. All Employees are expected to comply fully and accurately with all audits, including responding in a timely fashion to requests for records or other material from or on behalf of the Company's auditors or management.
OBEYING THE LAW
All Employees of the Company are required to comply with (1) the letter and the spirit of laws and regulations of the countries in which the Company conducts business operations, (2) the accepted business practices in commercial markets, and (3) any contractual terms and conditions applicable to any business transaction. Each Employee must commit to know and abide by all applicable laws and regulations. A breach of any law, regulation or ethical standard by any Employee will not be justified by the pursuit of profit or the departure from acceptable practice by competitors.
INSIDER TRADING
The applicable laws prohibit any Employee from buying or selling the Company's stock or any other kind of public security as a result of inside information. It is also illegal and unethical to provide such information about the Company to other individuals or companies so that they may gain. As a result, every Employee is prohibited under the Code from trading in stock of the Company, clients or suppliers as a result of any inside information.
ENVIRONMENTAL ISSUES
The Company is committed to running its business in an environmentally sound and sustainable manner. The Company's objective is to ensure that its business operations have the minimum adverse environmental impact commensurate with the legitimate needs of its business operations.
DECLARATION OF INTEREST
Each Employee is required to reveal any personal interest that may impinge or might reasonably be deemed by others to impinge on the Employee's business dealings with industry. The Company expects its Employees to avoid (1) personal activities and financial interests that could conflict with their responsibilities and obligations and (2) giving assistance to competitors, which could be in conflict with the interests of the Company or its clients. All Employees are required to seek the consent of the Company's management if they intend to become partners or shareholders in companies outside of the Company's corporate structure.
Code of Ethical Conduct: Page 2 of 4
CONFIDENTIALITY
Employees must respect the confidentiality of information received in the course of business dealings and must never use such information for personal gain. Information given by Employees in the course of business dealings must be true and fair and never designed to mislead. Confidential information can only be revealed upon written authorization of management. Employees must not use or disclose the Company's trade secrets, proprietary, or confidential information, or any other confidential information gained in the performance of their duties for the Company as a means of making private profit, gain or benefit. In today 's electronic age, posting information on Internet bulletin boards or even communicating in chat rooms is the same as "speaking to the media". Employees must not use these forums to discuss matters or opinions related to the Company or any of its businesses, or to respond to comments about the Company.
PRODUCT AND SERVICE QUALITY ASSURANCE
The Company is committed to providing products and services that consistently offer value in terms of price and quality that is equivalent to or greater than accepted industry standards.
FAIR COMPETITION
The Company is committed to vigorous yet fair competition and supports the development of appropriate competition laws. Each Employee must avoid any business arrangement that might prevent the effective operation of fair competition.
COMPLIANCE WITH THE CODE
It is the responsibility of the Board of the Company to ensure that the standards embodied in the Code are the Company to, understood and observed by all Employees. The Board of the Company will not criticize management for any loss of business resulting from adherence to the Code. Equally, the Board of the Company undertakes that no Employee will suffer as a consequence of bringing to their attention, or that of senior management, a breach or suspected breach of the Code. The standards set out in the Code directly reflects the Company's high ethical standards. The Company expects and requires each and every Employee, as a representative of the Company, to fulfill the Company's ethical commitment in a way that is visible to the outside world with which the Company conducts its business operations. Each Employee is responsible for complying with the standards set out in the Code and must ensure that their personal conduct is above reproach. Each Employee has an obligation to assure that the conduct of others around him or her complies with the Code. All Employees have a legal, moral, and ethical duty to report to the Board of the Company and the appropriate authorities any known or suspected violations of law, regulations or corporate policy, including the Code. Breaches of law, regulations and the standards of conduct listed above may lead to serious consequences for the Employee concerned.
ENFORCEMENT OF CODE
The Code will be enforced at all levels fairly and without prejudice. Any breach of any standard of the Code may result in disciplinary action, up to and including termination.
ANNUAL ACKNOWLEDGMENT
Each Employee will be required to sign a statement annually that he or she has read and understands the Company's Code of Ethics. This statement will also require that the Employee state that he or she is in full compliance with the
Code of Ethical Conduct: Page 3 of 4
Code.
ACKNOWLEDGMENT AND CERTIFICATION
I acknowledge and certify that I have read and understand the information set forth in the Code of Ethics of the Company and will comply with these principles in my daily work activities. I am not aware of any violation of the standards of the Company's Code of Ethics.
Date:
________________________________
Name:
Position:
Address:
Code of Ethical Conduct: Page 4 of 4
As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 8/10/12 SEC UPLOAD¶ 10/11/17 1:209K Ambient Water Corp. |