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Ownership Document
|
| Schema Version: X0508 |
| Document Type: 4 |
| Period of Report: 4/1/24 |
| Not Subject to Section 16: 0 |
| Issuer: |
| Issuer CIK: 31235 |
| Issuer Name: EASTMAN KODAK CO |
| Issuer Trading Symbol: KODK |
| Reporting Owner: |
| Reporting Owner ID: |
| | Owner CIK: 1847273 |
| | Owner Name: GO EK Ventures IV, LLC |
| Reporting Owner Address: |
| | Owner Street 1: 7632 COUNTY ROAD 42 |
| | Owner Street 2: |
| | Owner City: VICTOR |
| | Owner State: NY |
| | Owner ZIP Code: 14564 |
| | Owner State Description: |
| Reporting Owner Relationship: |
| | Is Director? No |
| | Is Officer? No |
| | Is Ten Percent Owner? Yes |
| | Is Other? No |
| Reporting Owner: |
| Reporting Owner ID: |
| | Owner CIK: 903201 |
| | Owner Name: GOLISANO B THOMAS |
| Reporting Owner Address: |
| | Owner Street 1: C/O FISHERS ASSET MANAGEMENT |
| | Owner Street 2: 7632 COUNTY ROAD 42 |
| | Owner City: VICTOR |
| | Owner State: NY |
| | Owner ZIP Code: 14564 |
| | Owner State Description: |
| Reporting Owner Relationship: |
| | Is Director? No |
| | Is Officer? No |
| | Is Ten Percent Owner? Yes |
| | Is Other? No |
| Aff 10b5 One: 0 |
| Derivative Table: |
| Derivative Transaction: |
| | Security Title: |
| | | Value: 5.00% Cumulative Series C Convertible Preferred Stock |
| | Conversion or Exercise Price: |
| | | Value: 10 |
| | | Footnote ID: F1 |
| | Transaction Date: |
| | | Value: 4/1/24 |
| | Transaction Coding: |
| | | Transaction Form Type: 4 |
| | | Transaction Code: J |
| | | Equity Swap Involved? No |
| | | Footnote ID: F2 |
| | Transaction Timeliness: |
| | | Value: |
| | Transaction Amounts: |
| | | Transaction Shares: |
| Value: 14,409 |
| | | Transaction Price Per Share: |
| Value: 0 |
| | | Transaction Acquired-Disposed Code: |
| Value: A |
| | Exercise Date: |
| | | Value: 4/15/24 |
| | Expiration Date: |
| | | Footnote ID: F3 |
| | Underlying Security: |
| | | Underlying Security Title: |
| Value: Common Stock |
| | | Underlying Security Shares: |
| Value: 144,090 |
| | Post-Transaction Amounts: |
| | | Shares Owned Following Transaction: |
| Value: 1,167,082 |
| | Ownership Nature: |
| | | Direct or Indirect Ownership: |
| Value: D |
| Footnote ID: F4 |
| Footnotes: |
| Footnote - F1: The initial conversion price is subject to certain customary anti-dilution adjustments and to proportional increase in the event the liquidation preference of the Series C Convertible Preferred Stock is increased. |
| Footnote - F2: The reporting person received 14,409 shares of 5.00% Cumulative Series C Convertible Preferred Stock as a payment-in-kind dividend on aggregate shares of Series C Preferred Stock owned at the close of business on the record date of April 1, 2024, and payable on April 15, 2024. |
| Footnote - F3: The 5.00% Cumulative Series C Convertible Preferred Stock is convertible into Common Stock at any time on a ten-for-one basis and has no expiration date. |
| Footnote - F4: Owned directly by GO EK Ventures IV, LLC and indirectly by its sole member, B. Thomas Golisano. |
| Owner Signature: |
| Signature Name: B. Thomas Golisano |
| Signature Date: 4/2/24 |
