SEC Info℠  
    Home      Search      My Interests      Help      Sign In      Please Sign In

Martin Silvio Marshall – ‘4’ for 3/1/24 re: Amerant Bancorp Inc.

On:  Tuesday, 3/12/24, at 5:47pm ET   ·   For:  3/1/24   ·   As:  Officer   ·   Accession #:  1935991-24-4   ·   File #:  1-38534

Previous ‘4’:  ‘4’ on 2/21/24 for 8/31/23   ·   Latest ‘4’:  This Filing

Find Words in Filings emoji
 		  in    Show  and   ↓Hints

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer

 3/12/24  Martin Silvio Marshall            4          Officer     1:8K   Amerant Bancorp Inc.

Statement of Changes in Beneficial Ownership of Securities by an Insider   —   Form 4   —   SEA’34

Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 4           Statement of Changes in Beneficial Ownership of     HTML      9K 
                Securities by an Insider --                                      
                wk-form4_1710280043.xml/5.8


        

This ‘4’ Document is an XML Data File that may be rendered in various formats:

  Form 4    –   Plain Text   –  SEC Website  –  EDGAR System  –    XML Data    –  <?xml?> File
 
 
SEC Info℠ rendering:  Statement of Changes in Beneficial Ownership of Securities by an Insider — wk-form4_1710280043.xml/5.8
 

The SEC has not released XSLT Stylesheets needed to render this File’s XML Data as a Form.

This is our “Plain Text” rendering:
 
                                                                                                                                                                                
Ownership Document
 
Schema Version:  X0508
Document Type:  4
Period of Report:  3/1/24
Not Subject to Section 16:  0
Issuer:
Issuer CIK:  1734342
Issuer Name:  Amerant Bancorp Inc.
Issuer Trading Symbol:  AMTB
Reporting Owner:
Reporting Owner ID:
Owner CIK:  1935991
Owner Name:  Martin Silvio Marshall
Reporting Owner Address:
Owner Street 1:  C/O AMERANT BANCORP INC.
Owner Street 2:  220 ALHAMBRA CR.
Owner City:  CORAL GABLES
Owner State:  FL
Owner ZIP Code:  33134
Owner State Description:
Reporting Owner Relationship:
Is Director?  No
Is Officer?  Yes
Is Ten Percent Owner?  No
Is Other?  No
Officer Title:  EVP & Chief Legal Officer
Aff 10b5 One:  0
Non-Derivative Table:
Non-Derivative Transaction:
Security Title:
Value:  Class A Common Stock
Transaction Date:
Value:  3/1/24
Transaction Coding:
Transaction Form Type:  4
Transaction Code:  L
Equity Swap Involved?  No
Transaction Amounts:
Transaction Shares:
Value:  6.6
Footnote ID:  F1
Transaction Price Per Share:
Value:  20.80
Transaction Acquired-Disposed Code:
Value:  A
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  6,930.705
Ownership Nature:
Direct or Indirect Ownership:
Value:  D
Non-Derivative Transaction:
Security Title:
Value:  Class A Common Stock
Transaction Date:
Value:  3/8/24
Transaction Coding:
Transaction Form Type:  4
Transaction Code:  M
Equity Swap Involved?  No
Transaction Amounts:
Transaction Shares:
Value:  416
Transaction Price Per Share:
Value:  0
Footnote ID:  F2
Transaction Acquired-Disposed Code:
Value:  A
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  7,346.705
Ownership Nature:
Direct or Indirect Ownership:
Value:  D
Non-Derivative Transaction:
Security Title:
Value:  Class A Common Stock
Transaction Date:
Value:  3/8/24
Transaction Coding:
Transaction Form Type:  4
Transaction Code:  F
Equity Swap Involved?  No
Transaction Amounts:
Transaction Shares:
Value:  102
Footnote ID:  F3
Transaction Price Per Share:
Value:  22.26
Transaction Acquired-Disposed Code:
Value:  D
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  7,244.705
Ownership Nature:
Direct or Indirect Ownership:
Value:  D
Derivative Table:
Derivative Transaction:
Security Title:
Value:  Restricted Stock Units LTI 2023
Conversion or Exercise Price:
Value:  0
Footnote ID:  F2
Transaction Date:
Value:  3/8/24
Transaction Coding:
Transaction Form Type:  4
Transaction Code:  M
Equity Swap Involved?  No
Transaction Amounts:
Transaction Shares:
Value:  416
Transaction Price Per Share:
Value:  0
Transaction Acquired-Disposed Code:
Value:  D
Exercise Date:
Footnote ID:  F4
Expiration Date:
Footnote ID:  F4
Underlying Security:
Underlying Security Title:
Value:  Class A Common Stock
Underlying Security Shares:
Value:  416
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  2,501
Ownership Nature:
Direct or Indirect Ownership:
Value:  D
Footnotes:
Footnote - F1:  These shares were acquired under a dividend reinvestment plan that is sponsored by the broker-dealer where the reporting person maintains a personal brokerage account.
Footnote - F2:  Each restricted stock unit is the economic equivalent of one share of Class A Common Stock.
Footnote - F3:  Reflects the shares of Class A Common Stock that were surrendered in order to satisfy the reporting person's tax withholding obligation upon the vesting of RSUs.
Footnote - F4:  On March 8, 2023, Mr. Martin was awarded 1,250 restricted stock units. Each restricted stock unit represents the right to receive, following vesting, one share of Class A common stock. The award vests in substantially equal installments on each of the first three anniversaries of the date of grant, provided that Mr. Martin remains in the continuous service of the Company or a subsidiary through each such date.
Remarks:
Owner Signature:
Signature Name:  /s/ Julio V. Pena, as Attorney-in-Fact for Silvio Marshall Martin
Signature Date:  3/12/24


↑Top
Filing Submission 0001935991-24-000004   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)
Copyright © 2024 Fran Finnegan & Company LLC – All Rights Reserved.
About — Privacy — Redactions — Help — Sun., Apr. 28, 4:46:46.2am ET