(Address
of principal executive offices including zip code)
i(408)
i433-8000
(
Registrant’s telephone number, including area code)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
i☐
Written
communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
i☐
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
i☐
Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
i☐
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Securities
registered pursuant to Section 12(b) of the Act:
Title of Each Class
Trading Symbol(s)
Name of Each Exchange on Which Registered
iCommon Stock, $0.001 par value
iAVGO
iThe
NASDAQ Global Select Market
i8.00% Mandatory Convertible Preferred Stock, Series A, $0.001 par value
iAVGOP
iThe
NASDAQ Global Select Market
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company i☐
If
an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ¨
Item 5.07 Submission of Matters to a Vote of Security Holders.
The holders of Broadcom Inc.'s shares of common stock
voted on the following matters at the 2022 Annual Meeting:
(1)To elect the nine director nominees named in the proxy statement until the next annual meeting of stockholders or until their successors have been elected;
(2)To ratify the appointment of PricewaterhouseCoopers LLP to serve as Broadcom’s independent registered public accounting firm for the fiscal year ending October 30, 2022; and
(3)To hold an advisory vote to approve the compensation of Broadcom’s named executive officers.
For each of these proposals a quorum was present. Each director nominee was elected and each of proposals 2 and 3 was approved by Broadcom's common stockholders.
The votes cast in connection with such matters were as follows:
(1)Election of director nominees:
Name
For
Against
Abstain
Broker
Non-Votes
Diane M. Bryant
325,512,824
3,853,055
1,509,957
31,085,533
Gayla J. Delly
325,831,289
3,530,893
1,513,654
31,085,533
Raul J. Fernandez
325,714,899
3,626,335
1,534,602
31,085,533
Eddy
W. Hartenstein
320,920,173
8,431,401
1,524,262
31,085,533
Check Kian Low
322,487,418
6,860,558
1,527,860
31,085,533
Justine F. Page
328,649,229
708,447
1,518,160
31,085,533
Henry
Samueli
324,874,512
4,515,946
1,485,378
31,085,533
Hock E. Tan
328,730,023
680,515
1,465,298
31,085,533
Harry L. You
247,485,110
81,688,776
1,701,950
31,085,533
(2) Ratify
the appointment of PricewaterhouseCoopers LLP:
For
Against
Abstain
Broker Non-Votes
357,124,928
3,267,197
1,569,244
0
(3) Advisory
vote to approve the compensation of Broadcom's named executive officers:
For
Against
Abstain
Broker Non-Votes
264,250,284
64,806,548
1,819,004
31,085,533
SIGNATURE
Pursuant
to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
