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Ownership Document
|
| Schema Version: X0508 |
| Document Type: 4 |
| Period of Report: 3/15/24 |
| Not Subject to Section 16: 0 |
| Issuer: |
| Issuer CIK: 1704711 |
| Issuer Name: Funko, Inc. |
| Issuer Trading Symbol: FNKO |
| Reporting Owner: |
| Reporting Owner ID: |
| | Owner CIK: 2014560 |
| | Owner Name: Le Pendeven Yves |
| Reporting Owner Address: |
| | Owner Street 1: C/O FUNKO, INC. |
| | Owner Street 2: 2802 WETMORE AVENUE |
| | Owner City: EVERETT |
| | Owner State: WA |
| | Owner ZIP Code: 98201 |
| | Owner State Description: |
| Reporting Owner Relationship: |
| | Is Director? No |
| | Is Officer? Yes |
| | Is Ten Percent Owner? No |
| | Is Other? No |
| | Officer Title: Acting CFO |
| Aff 10b5 One: 0 |
| Non-Derivative Table: |
| Derivative Table: |
| Derivative Transaction: |
| | Security Title: |
| | | Value: Restricted Stock Units |
| | Conversion or Exercise Price: |
| | | Footnote ID: F1 |
| | Transaction Date: |
| | | Value: 3/15/24 |
| | Transaction Coding: |
| | | Transaction Form Type: 4 |
| | | Transaction Code: A |
| | | Equity Swap Involved? No |
| | Transaction Amounts: |
| | | Transaction Shares: |
| Value: 5,000 |
| | | Transaction Price Per Share: |
| Value: 0 |
| | | Transaction Acquired-Disposed Code: |
| Value: A |
| | Exercise Date: |
| | | Footnote ID: F1 |
| | Expiration Date: |
| | | Footnote ID: F1 |
| | Underlying Security: |
| | | Underlying Security Title: |
| Value: CLASS A COMMON STOCK |
| | | Underlying Security Shares: |
| Value: 5,000 |
| | Post-Transaction Amounts: |
| | | Shares Owned Following Transaction: |
| Value: 5,000 |
| | Ownership Nature: |
| | | Direct or Indirect Ownership: |
| Value: D |
| Footnotes: |
| Footnote - F1: Each RSU represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. The original grant of 5,000 RSUs will vest in full on September 15, 2024, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date. |
| Remarks: |
| Owner Signature: |
| Signature Name: /s/ Tracy D. Daw as Attorney-in-Fact for Yves Le Pendeven |
| Signature Date: 3/19/24 |
