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As Of Filer Filing For·On·As Docs:Size 5/03/18 CONSOL Energy Inc. 10-Q 3/31/18 97:12M |
Document/Exhibit Description Pages Size 1: 10-Q Quarterly Report HTML 853K 2: EX-10.1 Material Contract -- exhibit101 HTML 145K 11: EX-10.10 Material Contract -- exhibit1010 HTML 60K 3: EX-10.2 Material Contract -- exhibit102 HTML 137K 4: EX-10.3 Material Contract -- exhibit103 HTML 136K 5: EX-10.4 Material Contract -- exhibit104 HTML 139K 6: EX-10.5 Material Contract -- exhibit105 HTML 137K 7: EX-10.6 Material Contract -- exhibit106 HTML 134K 8: EX-10.7 Material Contract -- exhibit107 HTML 56K 9: EX-10.8 Material Contract -- exhibit108 HTML 59K 10: EX-10.9 Material Contract -- exhibit109 HTML 42K 16: EX-95 Mine-Safety Disclosure HTML 67K 12: EX-31.1 Certification -- §302 - SOA'02 -- exhibit311 HTML 33K 13: EX-31.2 Certification -- §302 - SOA'02 -- exhibit312 HTML 33K 14: EX-32.1 Certification -- §906 - SOA'02 -- exhibit321 HTML 27K 15: EX-32.2 Certification -- §906 - SOA'02 -- exhibit322 HTML 27K 23: R1 Document and Equity Information HTML 45K 24: R2 Consolidated Statements of Income HTML 83K 25: R3 Consolidated Statements of Comprehensive Income HTML 46K 26: R4 Consolidated Statements of Comprehensive Income - HTML 28K Parenthetical 27: R5 Consolidated Balance Sheets HTML 133K 28: R6 Consolidated Balance Sheets - Parenthetical HTML 35K 29: R7 Consolidated Statements of Stockholders' Equity HTML 60K 30: R8 COMBINED STATEMENTS OF EQUITY - Parenthetical HTML 32K 31: R9 Consolidated Statements of Cash Flows HTML 114K 32: R10 Basis of Presentation HTML 85K 33: R11 Revenue HTML 45K 34: R12 Miscellaneous Other Income HTML 40K 35: R13 Components of Pension and Other Post-Employment HTML 51K Benefit (Opeb) Plans Net Periodic Benefit Costs 36: R14 Components of Coal Workers’ Pneumoconiosis (Cwp) HTML 48K and Workers’ Compensation Net Periodic Benefit Costs 37: R15 Income Taxes HTML 38K 38: R16 Inventories HTML 36K 39: R17 Accounts Receivable Securitization HTML 33K 40: R18 Property, Plant and Equipment HTML 45K 41: R19 Other Accrued Liabilities HTML 50K 42: R20 Long-Term Debt HTML 57K 43: R21 Commitments and Contingent Liabilities HTML 94K 44: R22 Segment Information HTML 110K 45: R23 Fair Value of Financial Instruments HTML 54K 46: R24 Guarantor Subsidiaries Financial Information HTML 721K 47: R25 Related Party Transactions HTML 73K 48: R26 Stock Repurchase HTML 30K 49: R27 Subsequent Events HTML 29K 50: R28 Basis of Presentation (Policies) HTML 57K 51: R29 Basis of Presentation (Tables) HTML 57K 52: R30 Revenue (Tables) HTML 33K 53: R31 Miscellaneous Other Income (Tables) HTML 39K 54: R32 Components of Pension and Other Post-Employment HTML 52K Benefit (Opeb) Plans Net Periodic Benefit Costs (Tables) 55: R33 Components of Coal Workers’ Pneumoconiosis (Cwp) HTML 49K and Workers’ Compensation Net Periodic Benefit Costs (Tables) 56: R34 Inventories (Tables) HTML 36K 57: R35 Property, Plant and Equipment (Tables) HTML 42K 58: R36 Other Accrued Liabilities (Tables) HTML 50K 59: R37 Long-Term Debt (Tables) HTML 48K 60: R38 Commitments and Contingent Liabilities (Tables) HTML 78K 61: R39 Segment Information (Tables) HTML 112K 62: R40 Fair Value of Financial Instruments (Tables) HTML 49K 63: R41 Guarantor Subsidiaries Financial Information HTML 710K (Tables) 64: R42 Related Party Transactions (Tables) HTML 35K 65: R43 BASIS OF PRESENTATION - Narrative (Details) HTML 53K 66: R44 BASIS OF PRESENTATION - Schedule of Antidilutive HTML 34K Securities (Details) 67: R45 BASIS OF PRESENTATION - Schedule of Basic and HTML 56K Dilutive Earnings Per Share (Details) 68: R46 Revenue (Details) HTML 35K 69: R47 Miscellaneous Other Income (Details) HTML 40K 70: R48 Components of Pension and Other Post-Employment HTML 46K Benefit (OPEB) PLANS NET PERIODIC BENEFIT COSTS - Schedule of Components of Net Periodic Benefit (Credit) Cost (Details) 71: R49 Components of Coal Workers’ Pneumoconiosis (Cwp) HTML 43K and Workers’ Compensation Net Periodic Benefit Costs (Details) 72: R50 Income Taxes (Details) HTML 34K 73: R51 Inventories (Details) HTML 34K 74: R52 Accounts Receivable Securitization (Details) HTML 45K 75: R53 Property, Plant and Equipment (Details) HTML 54K 76: R54 Other Accrued Liabilities (Details) HTML 67K 77: R55 LONG-TERM DEBT - Schedule of Long-term Debt HTML 66K (Details) 78: R56 LONG-TERM DEBT - Narrative (Details) HTML 81K 79: R57 COMMITMENTS AND CONTINGENT LIABILITIES - Narrative HTML 38K (Details) 80: R58 COMMITMENTS AND CONTINGENT LIABILITIES - Schedule HTML 65K of Commitment Expiration (Details) 81: R59 SEGMENT INFORMATION - Narrative (Details) HTML 27K 82: R60 SEGMENT INFORMATION - Schedule of Industry Segment HTML 66K Results (Details) 83: R61 SEGMENT INFORMATION - Schedule of Total Assets HTML 41K (Details) 84: R62 FAIR VALUE OF FINANCIAL INSTRUMENTS - Schedule of HTML 37K Financial Instruments Measured at Fair Value (Details) 85: R63 FAIR VALUE OF FINANCIAL INSTRUMENTS - Schedule of HTML 35K Fair Value of Financial Instruments (Details) 86: R64 GUARANTOR SUBSIDIARIES FINANCIAL INFORMATION - HTML 42K Narrative (Details) 87: R65 GUARANTOR SUBSIDIARIES FINANCIAL INFORMATION - HTML 114K Income Statement (Details) 88: R66 GUARANTOR SUBSIDIARIES FINANCIAL INFORMATION - HTML 202K Balance Sheet (Details) 89: R67 GUARANTOR SUBSIDIARIES FINANCIAL INFORMATION - HTML 128K Condensed Statement of Cash Flows (Details) 90: R68 GUARANTOR SUBSIDIARIES FINANCIAL INFORMATION - HTML 70K Statement of Comprehensive Income (Details) 91: R69 RELATED PARTY TRANSACTIONS - Narrative (Details) HTML 120K 92: R70 RELATED PARTY TRANSACTIONS - Schedule of Related HTML 34K Party Disclosures (Details) 93: R71 Stock Repurchase (Details) HTML 38K 94: R72 Subsequent Events (Details) HTML 31K 96: XML IDEA XML File -- Filing Summary XML 159K 95: EXCEL IDEA Workbook of Financial Reports XLSX 101K 17: EX-101.INS XBRL Instance -- ceix-20180331 XML 3.80M 19: EX-101.CAL XBRL Calculations -- ceix-20180331_cal XML 257K 20: EX-101.DEF XBRL Definitions -- ceix-20180331_def XML 763K 21: EX-101.LAB XBRL Labels -- ceix-20180331_lab XML 1.53M 22: EX-101.PRE XBRL Presentations -- ceix-20180331_pre XML 1.02M 18: EX-101.SCH XBRL Schema -- ceix-20180331 XSD 171K 97: ZIP XBRL Zipped Folder -- 0001710366-18-000012-xbrl Zip 272K
Exhibit |
1. | Terms and Conditions: This grant of service-based restricted stock units is made under the Consol Energy Inc. Omnibus Incentive Plan (the “Plan”), and is subject in all respects to the terms of the Plan. All terms of the Plan are hereby incorporated into these terms and conditions
(the “Terms and Conditions”) by reference. In the event of a conflict between one or more provisions of these Terms and Conditions and one or more provisions of the Plan, the provisions of the Plan shall govern; provided that the terms of any written individual Agreement entered into between the Company and the Grantee approved by the Committee shall supersede these Terms and Conditions so long as consistent with the Plan. Each capitalized term not defined herein has the meaning assigned to such term in the Plan. |
2. | Confirmation of Grant: Effective as of December
12, 2017 (the “Award Date”), Corporation (the “Company”) granted the individual whose name is set forth in the notice of grant (the “Grantee”) service-based Restricted Stock Units with respect to a specified number of shares of Common Stock as set forth in the Grantee’s notice of grant (the “RSUs”). By accepting the RSUs, the Grantee acknowledges and agrees that the RSUs are subject to the Terms and Conditions and the terms of the Plan. |
3. | Stockholder Rights: |
a. | Except
as provided in Section 3(b) below, the Grantee will not have any stockholder rights or privileges (including voting rights) with respect to the shares of Common Stock subject to the RSUs until such shares of Common Stock vest and are actually issued and registered in the Grantee’s name in the Company’s books and records. |
b. | If the Company declares a cash dividend on its shares of Common Stock, on the payment date of the dividend, the Grantee shall be credited with dividend equivalents equal to the amount of such cash dividend per share of Common Stock multiplied by the number of
shares of Common Stock subject to the RSUs. The dividend equivalents will be subject to the same terms regarding vesting and forfeiture as the RSUs and will be paid in cash at the times that the corresponding shares of Common Stock associated with the RSUs are delivered (or forfeited at the time that the RSUs are forfeited). Such cash payment will be subject to withholding for applicable taxes. |
4. | Automatic Forfeiture: The RSUs (including any RSUs that have vested but not yet been settled) will automatically be forfeited and all rights of the Grantee to the RSUs shall terminate under any of the following circumstances: |
a. | The
Grantee’s employment is terminated by the Company for Cause. |
b. | The Grantee breaches any restrictive covenant set forth on the attached Exhibit A or in any restrictive covenants agreement between the Grantee and the Company or an affiliate. |
5. | Restrictive Covenants: By accepting the RSUs,
the Grantee agrees to comply with the confidentiality, non-solicitation and non-competition covenants set forth on the attached Exhibit A. If the Grantee has a written restrictive covenants agreement with the Company or one of its affiliates, the Grantee also agrees to continue to comply with the obligations under such Restrictive Covenants Agreement as a condition of grant of the RSUs. |
6. | Transferability:
The RSUs shall not be sold, transferred, assigned, pledged or otherwise encumbered or disposed. |
7. | Vesting: The RSUs shall vest in three equal installments on each of December 12, 2018, December 12, 2019 and December 12, 2020; provided that the Grantee continues to be employed by the Company through the applicable vesting date. Except as otherwise provided below, if a Grantee terminates employment prior to the applicable vesting date, any unvested RSUs shall be forfeited and all rights of the
Grantee to the unvested RSUs shall terminate. |
8. | Termination of Employment: If, prior to the applicable vesting date, (i) the Grantee’s employment is terminated by reason of death or Disability (as defined below), (ii) the Grantee’s employment is terminated (other than for Cause) upon or following the date the Grantee reaches the Retirement Age (as defined in the Company’s qualified retirement plan) or (iii) the Grantee’s employment is involuntarily terminated by the Company without Cause, (A) a number of RSUs (rounded up to the nearest whole number) shall
vest such that the ratio of (I) the total number of RSUs granted on the Award Date that have vested after giving effect to this provision to (II) the total number of RSUs granted on the Award Date equals the ratio of (I) the number of completed full months from the Award Date to the date of the Grantee’s termination of employment to (II) 36, and (B) any remaining portion of the RSUs shall be forfeited. The vested RSUs shall be settled as described in Section 10 below. |
9. | Change
in Control: In the event of a Change in Control, where following the Change in Control the RSUs are assumed, and, within 2 years following the Change in Control, the Grantee’s employment is terminated by reason of the Grantee’s death or Disability or the Grantee terminates employment upon or following reaching Retirement Age or by the assuming company without Cause, the RSUs shall vest in full and be settled as provided in Section 10 of these Terms and Conditions. In the event of a Change of Control where the RSUs are not assumed the RSUs shall immediately vest and be settled in accordance with Section 10 of these Terms and Conditions. |
10. | Settlement: Any RSUs not previously forfeited shall be settled
by delivery of one share of Common Stock for each RSU being settled. The RSUs shall be settled as soon as practicable after the applicable vesting date (including without limitation for this purpose vesting upon the Grantee’s termination of employment as provided in Section 8 and Section 9), but in no event later than 60 days after the applicable vesting date. Notwithstanding the foregoing, to the extent that the RSUs are subject to Section 409A of the Internal Revenue Code, all such payments shall be made in compliance with the requirements of Section 409A of the Internal Revenue Code, including application of the six month settlement delay for any specified employee (as defined in Section 409A of the Internal Revenue Code) in the event of vesting as a result of a separation from service (as defined in Section 409A of the Internal Revenue Code). |
11. | Tax
Withholding: The Grantee is solely responsible for the satisfaction of all taxes and penalties that may arise in connection with the RSUs. A Grantee may satisfy any tax withholding obligations arising settlement of the RSUs by (a) paying the cash necessary to satisfy the tax withholding by authorizing the Company to either deduct such amount from the Grantee’s brokerage account or withhold such amount through payroll, (b) authorizing the Company to withhold shares of Common Stock otherwise |
12. | No
Right to Continued Employment: The Grantee understands and agrees that these Terms and Conditions do not impact the right of the Company or any of its affiliates employing the Grantee to terminate or change the terms of the Grantee’s employment at any time for any reason, with or without cause. The Grantee understands and agrees that the Grantee’s employment with the Company or any of its affiliates is on an “at-will” basis. |
13. | Captions: Captions provided herein are for convenience only and are not to serve as a basis for
interpretation or construction of these Terms and Conditions. |
14. | Severability: In the event that any provision in these Terms and Conditions shall be held invalid or unenforceable for any reason, such provision shall be severable from, and such invalidity or unenforceability shall not be construed to have any effect on, the remaining provisions of these Terms and Conditions. |
This ‘10-Q’ Filing | Date | Other Filings | ||
---|---|---|---|---|
12/12/20 | ||||
12/12/19 | 4 | |||
12/12/18 | 4 | |||
Filed on: | 5/3/18 | 8-K | ||
For Period end: | 3/31/18 | |||
12/12/17 | 4, 4/A | |||
List all Filings |
As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 2/09/24 CONSOL Energy Inc. 10-K 12/31/23 140:15M 2/10/23 CONSOL Energy Inc. 10-K 12/31/22 146:64M 2/11/22 CONSOL Energy Inc. 10-K 12/31/21 148:34M RDG Filings/FA 2/12/21 CONSOL Energy Inc. 10-K 12/31/20 145:17M RDG Filings/FA |