Annual Report — Form 10-K Filing Table of Contents
Document/ExhibitDescriptionPagesSize
1: 10-K Annual Report HTML 1.79M
2: EX-4.1 Instrument Defining the Rights of Security Holders HTML 60K
3: EX-21.1 Subsidiaries List HTML 36K
4: EX-23.1 Consent of Expert or Counsel HTML 34K
5: EX-31.1 Certification -- §302 - SOA'02 HTML 39K
6: EX-31.2 Certification -- §302 - SOA'02 HTML 39K
7: EX-32.1 Certification -- §906 - SOA'02 HTML 35K
8: EX-32.2 Certification -- §906 - SOA'02 HTML 36K
15: R1 Cover HTML 100K
16: R2 Consolidated Balance Sheets HTML 137K
17: R3 Consolidated Balance Sheets (Parenthetical) HTML 45K
18: R4 Consolidated Statements of Operations and HTML 123K
Comprehensive Income
19: R5 Consolidated Statements of Stockholders' Equity HTML 90K
20: R6 Consolidated Statements of Cash Flows HTML 139K
21: R7 Business and Significant Accounting Policies HTML 105K
22: R8 Details of Certain Balance Sheet Accounts HTML 86K
23: R9 Goodwill and Intangible Assets HTML 80K
24: R10 Long-term Debt HTML 71K
25: R11 Stock Incentive Plans HTML 102K
26: R12 Income Taxes HTML 91K
27: R13 Revenue From Contracts With Customers HTML 105K
28: R14 Leases HTML 163K
29: R15 Related Party Transactions HTML 38K
30: R16 Equity in Net Assets of Non-Consolidated Investee HTML 65K
31: R17 Fair Value Measurement of Financial Assets and HTML 44K
Liabilities
32: R18 Deferred Revenue HTML 105K
33: R19 Commitments and Contingencies HTML 54K
34: R20 Interest Rate Derivatives HTML 54K
35: R21 Earnings Per Share HTML 55K
36: R22 Segment Reporting HTML 159K
37: R23 Restricted Cash HTML 44K
38: R24 Accumulated Other Comprehensive Loss HTML 51K
39: R25 Schedule I - Condensed Financial Information of HTML 115K
Registrant
40: R26 Business and Significant Accounting Policies HTML 149K
(Policies)
41: R27 Business and Significant Accounting Policies HTML 54K
(Tables)
42: R28 Details of Certain Balance Sheet Accounts (Tables) HTML 101K
43: R29 Goodwill and Intangible Assets (Tables) HTML 85K
44: R30 Long-term Debt (Tables) HTML 60K
45: R31 Stock Incentive Plans (Tables) HTML 107K
46: R32 Income Taxes (Tables) HTML 89K
47: R33 Revenue From Contracts With Customers (Tables) HTML 52K
48: R34 Leases (Tables) HTML 117K
49: R35 Equity in Net Assets of Non-Consolidated Investee HTML 65K
(Tables)
50: R36 Deferred Revenue (Tables) HTML 80K
51: R37 Commitments and Contingencies (Tables) HTML 42K
52: R38 Interest Rate Derivatives (Tables) HTML 50K
53: R39 Earnings Per Share (Tables) HTML 53K
54: R40 Segment Reporting (Tables) HTML 149K
55: R41 Restricted Cash (Tables) HTML 44K
56: R42 Accumulated Other Comprehensive Loss (Tables) HTML 50K
57: R43 Business and Significant Accounting Policies - HTML 37K
Nature of Operations (Details)
58: R44 Business and Significant Accounting Policies - HTML 57K
Secondary Public Offerings (Details)
59: R45 Business and Significant Accounting Policies - HTML 48K
CARES Act (Details)
60: R46 Business and Significant Accounting Policies - HTML 51K
Accounts Receivable and Inventories (Details)
61: R47 Business and Significant Accounting Policies - HTML 52K
Property and Equipment (Details)
62: R48 Business and Significant Accounting Policies - HTML 44K
Goodwill, Intangible Assets, and Equity Method
Investment (Details)
63: R49 Business and Significant Accounting Policies - HTML 42K
Self-Insurance Liabilities (Details)
64: R50 Business and Significant Accounting Policies - HTML 41K
Revenue Recognition (Details)
65: R51 Business and Significant Accounting Policies - HTML 36K
Advertising Expenses (Details)
66: R52 Business and Significant Accounting Policies - HTML 42K
Leases (Details)
67: R53 Business and Significant Accounting Policies - HTML 53K
Long-lived Asset Impairment (Details)
68: R54 Business and Significant Accounting Policies - New HTML 77K
Accounting Pronouncements (Details)
69: R55 Details of Certain Balance Sheet Accounts - HTML 48K
Accounts Receivable, Net (Details)
70: R56 Details of Certain Balance Sheet Accounts - HTML 42K
Inventories (Details)
71: R57 Details of Certain Balance Sheet Accounts - HTML 60K
Property and Equipment, Net (Details)
72: R58 Details of Certain Balance Sheet Accounts - Other HTML 64K
Payables and Accrued Expenses (Details)
73: R59 Details of Certain Balance Sheet Accounts - Other HTML 43K
Non-Current Liabilities (Details)
74: R60 Goodwill and Intangible Assets - Narrative HTML 45K
(Details)
75: R61 Goodwill and Intangible Assets - Goodwill Carrying HTML 46K
Amount (Details)
76: R62 Goodwill and Intangible Assets - Indefinite-Lived HTML 41K
Intangible Assets (Details)
77: R63 Goodwill and Intangible Assets - Finite-Lived HTML 52K
Intangible Assets (Details)
78: R64 Goodwill and Intangible Assets - Estimated Future HTML 50K
Amortization Expense (Details)
79: R65 Long-term Debt - Summary of Long-term Debt HTML 63K
(Details)
80: R66 Long-term Debt - 2025 Notes Narrative (Details) HTML 116K
81: R67 Long-term Debt - Credit Agreement Narrative HTML 122K
(Details)
82: R68 Long-term Debt - Maturities of Debt (Details) HTML 50K
83: R69 Stock Incentive Plans - Narrative (Details) HTML 106K
84: R70 Stock Incentive Plans - Stock Compensation Expense HTML 59K
(Details)
85: R71 Stock Incentive Plans - Stock Option Activity HTML 81K
(Details)
86: R72 Stock Incentive Plans - Valuation Assumptions HTML 51K
(Details)
87: R73 Stock Incentive Plans - RSU, PSU, and RSA Activity HTML 72K
(Details)
88: R74 Stock Incentive Plans - Associate Stock Purchase HTML 40K
Plan (Details)
89: R75 Income Taxes - Components of Income Tax Provision HTML 51K
(Benefit) (Details)
90: R76 Income Taxes - Reconciliation of Effective Tax HTML 55K
Rate (Details)
91: R77 Income Taxes - Deferred Tax Assets and Deferred HTML 78K
Tax Liabilities (Details)
92: R78 Income Taxes - Narrative (Details) HTML 60K
93: R79 Revenue From Contracts With Customers - Narrative HTML 48K
(Details)
94: R80 Revenue From Contracts With Customers - HTML 44K
Disaggregation of Revenues (Details)
95: R81 Revenue From Contracts With Customers - Activity HTML 44K
of Allowance for Credit Losses (Details)
96: R82 Leases - Narrative (Details) HTML 50K
97: R83 Leases - Lease Type and Classification (Details) HTML 66K
98: R84 Leases - Lease Costs (Details) HTML 48K
99: R85 Leases - Lease Term and Discount Rate (Details) HTML 43K
100: R86 Leases - Other Information (Details) HTML 36K
101: R87 Leases - Maturity of Lease Liabilities (Details) HTML 81K
102: R88 Related Party Transactions (Details) HTML 39K
103: R89 Equity in Net Assets of Non-Consolidated Investee HTML 43K
- Narrative (Details)
104: R90 Equity in Net Assets of Non-Consolidated Investee HTML 73K
- Summarized Balance Sheet Information (Details)
105: R91 Equity in Net Assets of Non-Consolidated Investee HTML 53K
- Summarized Income Statement Information
(Details)
106: R92 Equity in Net Assets of Non-Consolidated Investee HTML 42K
- Transactions with Non-Consolidated Investee
(Details)
107: R93 Fair Value Measurement of Financial Assets and HTML 48K
Liabilities (Details)
108: R94 Deferred Revenue - Roll-Forward of Deferred HTML 50K
Revenue (Details)
109: R95 Deferred Revenue - Current and Non-current HTML 51K
Balances (Details)
110: R96 Deferred Revenue - Deferred Revenue Remaining HTML 55K
Performance Obligation (Details)
111: R97 Commitments and Contingencies - Narrative HTML 63K
(Details)
112: R98 Commitments and Contingencies - Warranty Costs HTML 41K
(Details)
113: R99 Interest Rate Derivatives - Narrative (Details) HTML 64K
114: R100 Interest Rate Derivatives - Position Related to HTML 50K
Derivative Contracts (Details)
115: R101 Earnings Per Share - Narrative (Details) HTML 43K
116: R102 Earnings Per Share - Reconciliation of Basic and HTML 75K
Diluted EPS Calculations (Details)
117: R103 Segment Reporting - Narrative (Details) HTML 66K
118: R104 Segment Reporting - Financial Data by Segment HTML 108K
(Details)
119: R105 Segment Reporting - Consolidated Net Product HTML 48K
Revenue Information (Details)
120: R106 Restricted Cash (Details) HTML 44K
121: R107 Accumulated Other Comprehensive Loss (Details) HTML 54K
122: R108 Schedule I - Condensed Financial Information of HTML 114K
Registrant - Condensed Balance Sheets (Details)
123: R109 Schedule I - Condensed Financial Information of HTML 45K
Registrant - Condensed Balance Sheets Additional
Information (Details)
124: R110 Schedule I - Condensed Financial Information of HTML 84K
Registrant - Condensed Statements of Operations
and Comprehensive Income (Details)
125: R111 Schedule I - Condensed Financial Information of HTML 69K
Registrant - Condensed Statements of Cash Flows
(Details)
126: R112 Schedule I - Condensed Financial Information of HTML 65K
Registrant - Notes to Condensed Financial
Statements (Details)
128: XML IDEA XML File -- Filing Summary XML 246K
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127: EXCEL IDEA Workbook of Financial Reports XLSX 181K
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129: JSON XBRL Instance as JSON Data -- MetaLinks 589± 893K
130: ZIP XBRL Zipped Folder -- 0001710155-21-000019-xbrl Zip 867K
1.I have reviewed this Annual Report on Form 10-K of National Vision Holdings, Inc.;
2.Based on my knowledge, this
report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the period covered by this report;
3.Based on my knowledge, the financial statements, and other financial information included in this report, fairly present in all material respects the financial condition, results of operations and cash flows of the registrant as of, and for, the periods presented in this report;
4.The registrant’s other certifying officer and I are responsible for establishing and maintaining disclosure controls
and procedures (as defined in Exchange Act Rules 13a-15(e) and 15d-15(e)) and internal control over financial reporting (as defined in Exchange Act Rules 13a-15(f) and 15d-15(f)) for the registrant and have:
(a)Designed such disclosure controls and procedures, or caused such disclosure controls and procedures to be designed under our supervision, to ensure that material information relating to the registrant, including its consolidated subsidiaries, is made known to us by others within those entities, particularly during the period in which this report is being prepared;
(b)Designed
such internal control over financial reporting, or caused such internal control over financial reporting to be designed under our supervision, to provide reasonable assurance regarding the reliability of financial reporting and the preparation of financial statements for external purposes in accordance with generally accepted accounting principles; and
(c)Evaluated the effectiveness of the registrant’s disclosure controls and procedures and presented in this report our conclusions about the effectiveness of the disclosure controls and procedures, as of the end of the period covered by this report based on such evaluation; and
(d)Disclosed in this report any change in the
registrant’s internal control over financial reporting that occurred during the registrant’s most recent fiscal quarter (the registrant’s fourth fiscal quarter in the case of an annual report) that has materially affected, or is reasonably likely to materially affect, the registrant’s internal control over financial reporting; and
5.The registrant’s other certifying officer and I have disclosed, based on our most recent evaluation of internal control over financial reporting, to the
registrant’s auditors and the audit committee of the registrant’s board of directors (or persons performing the equivalent functions):
(a)All significant deficiencies and material weaknesses in the design or operation of internal control over financial reporting which are reasonably likely to adversely affect the registrant’s ability to record, process, summarize and report financial information; and
(b)Any fraud, whether or not material, that involves management or other employees who have a significant role in the registrant’s internal control over financial reporting.