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As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 3/15/17 Pacific Ethanol, Inc. 10-K 12/31/16 123:10M GlobalOne Filings Inc/FA |
Document/Exhibit Description Pages Size
1: 10-K Annual Report HTML 904K
7: EX-10.10 Employment Agreement - Kandris HTML 117K
8: EX-10.11 Employment Agreement - P. Koehler HTML 117K
9: EX-10.12 Employment Agreement - Sneed HTML 117K
10: EX-10.13 Short-Term Incentive Plan Description HTML 34K
11: EX-10.26 Amendment No. 6 - Restated Loan and Security HTML 62K
Agreement
12: EX-10.27 Amendment No. 7 - Restated Loan and Security HTML 57K
Agreement
13: EX-10.28 Amendment No. 8 - Restated Loan and Security HTML 52K
Agreement
2: EX-10.5 Form of Restricted Stock Agreement HTML 62K
3: EX-10.6 Form of Restricted Stock Agreement HTML 53K
4: EX-10.7 Employment Agreement - Koehler HTML 117K
5: EX-10.8 Employment Agreement - Wright HTML 116K
6: EX-10.9 Employment Agreement - McGregor HTML 116K
14: EX-21.1 Subsidiaries List HTML 33K
15: EX-23.1 Consent of Independent Registered Public HTML 32K
Accounting Firm
16: EX-23.2 Consent of Independent Registered Public HTML 32K
Accounting Firm
17: EX-31.1 Certification -- §302 - SOA'02 HTML 35K
18: EX-31.2 Certification -- §302 - SOA'02 HTML 36K
19: EX-32.1 Certification -- §906 - SOA'02 HTML 33K
26: R1 Document and Entity Information HTML 59K
27: R2 Consolidated Balance Sheets HTML 149K
28: R3 Consolidated Balance Sheets (Parenthetical) HTML 62K
29: R4 Consolidated Statements of Operations HTML 92K
30: R5 Consolidated Statements of Comprehensive Income HTML 47K
(Loss)
31: R6 Consolidated Statements of Stockholders' Equity HTML 99K
32: R7 Consolidated Statements of Cash Flows HTML 163K
33: R8 1. Organization and Significant Accounting HTML 131K
Policies
34: R9 2. Pacific Ethanol Central Plants HTML 67K
35: R10 3. Pacific Ethanol West Plants HTML 34K
36: R11 4. Intercompany Agreements HTML 44K
37: R12 5. Segments HTML 83K
38: R13 6. Property and Equipment HTML 43K
39: R14 7. Intangible Assets HTML 53K
40: R15 8. Derivatives HTML 67K
41: R16 9. Debt HTML 67K
42: R17 10. Pension Plans HTML 86K
43: R18 11. Income Taxes HTML 95K
44: R19 12. Preferred Stock HTML 60K
45: R20 13. Common Stock and Warrants HTML 58K
46: R21 14. Stock Based Compensation HTML 70K
47: R22 15. Commitments and Contingencies HTML 66K
48: R23 16. Fair Value Measurements HTML 116K
49: R24 17. Parent Company Financials HTML 120K
50: R25 18. Quarterly Financial Data (Unaudited) HTML 72K
51: R26 1. Organization and Significant Accounting HTML 202K
Policies (Policies)
52: R27 1. Organization and Significant Accounting HTML 87K
Policies (Tables)
53: R28 2. Pacific Ethanol Central Plants (Tables) HTML 57K
54: R29 5. Segments (Tables) HTML 77K
55: R30 6. Property and Equipment (Tables) HTML 39K
56: R31 7. Intangible Assets (Tables) HTML 47K
57: R32 8. Derivatives (Tables) HTML 58K
58: R33 9. Debt (Tables) HTML 51K
59: R34 10. Pension Plans (Tables) HTML 85K
60: R35 11. Income Taxes (Tables) HTML 89K
61: R36 12. Preferred Stock (Tables) HTML 43K
62: R37 13. Common Stock and Warrants (Tables) HTML 44K
63: R38 14. Stock Based Compensation (Tables) HTML 69K
64: R39 15. Commitments and Contingencies (Tables) HTML 42K
65: R40 16. Fair Value Measurements (Tables) HTML 111K
66: R41 17. Parent Company Financials (Tables) HTML 117K
67: R42 18. Quarterly Financial Data (Tables) HTML 70K
68: R43 1. Organization and Significant Accounting HTML 39K
Policies (Details-Concentration sales)
69: R44 1. Organization and Significant Accounting HTML 39K
Policies (Details-Purchase concentration)
70: R45 1. Organization and Significant Accounting HTML 46K
Policies (Details-Inventories)
71: R46 1. Organization and Significant Accounting HTML 37K
Policies (Details-Useful Lives)
72: R47 1. Organization and Significant Accounting HTML 75K
Policies (Details-EPS computation)
73: R48 1. Organization and Significant Accounting HTML 76K
Policies (Details Narrative)
74: R49 2. Pacific Ethanol Central Plants (Details - HTML 79K
Purchase allocation)
75: R50 2. Pacific Ethanol Central Plants (Details - Pro HTML 44K
forma information)
76: R51 2. Pacific Ethanol Central Plants (Details HTML 65K
Narrative)
77: R52 3. Pacific Ethanol West Plants (Details Narrative) HTML 39K
78: R53 4. Intercompany Agreements (Details Narrative) HTML 50K
79: R54 5. Segments (Details - Income Statement) HTML 74K
80: R55 5. Segments (Details - Assets) HTML 37K
81: R56 5. Segments (Details Narrative) HTML 35K
82: R57 6. Property and Equipment (Details) HTML 46K
83: R58 6. Property and Equipment (Details Narrative) HTML 43K
84: R59 7. Intangible Assets (Details) HTML 43K
85: R60 7. Intangible Assets (Details Narrative) HTML 34K
86: R61 8. Derivatives (Details - Fair value) HTML 40K
87: R62 8. Derivatives (Details - Recognized gains/losses) HTML 41K
88: R63 8. Derivatives (Details Narrative) HTML 34K
89: R64 9. Debt (Details - Long term borrowings) HTML 65K
90: R65 9. Debt (Details - Maturities) HTML 51K
91: R66 9. Debt (Details Narrative) HTML 74K
92: R67 10. Pension Plans (Details - Retirement Plans) HTML 90K
93: R68 10. Pension Plans (Details - Post-Retirement HTML 82K
Plans)
94: R69 10. Pension Plans (Details - Expected Benefit HTML 50K
Payments)
95: R70 10. Pension Plans (Details Narrative) HTML 34K
96: R71 11. Income Taxes (Details - Provision) HTML 41K
97: R72 11. Income Taxes (Details - Effective rate) HTML 62K
98: R73 11. Income Taxes (Details - Deferred tax assets) HTML 84K
99: R74 11. Income Taxes (Details - Operating loss HTML 43K
carryovers)
100: R75 11. Income Taxes (Details - Operating loss HTML 48K
carryovers by year)
101: R76 11. Income Taxes (Details - Tax jurisdictions) HTML 55K
102: R77 11. Income Taxes (Details Narrative) HTML 40K
103: R78 12. Preferred Stock (Details) HTML 75K
104: R79 12. Preferred Stock (Details Narrative) HTML 43K
105: R80 13. Common Stock and Warrants (Details) HTML 60K
106: R81 13. Common Stock and Warrants (Details Narrative) HTML 37K
107: R82 14. Stock-Based Compensation (Details - Option HTML 50K
Activity)
108: R83 14. Stock-Based Compensation (Detail - Options HTML 47K
Outstanding and Exercisable)
109: R84 14. Stock-Based Compensation (Details - Restricted HTML 57K
Stock Activity)
110: R85 14. Stock-Based Compensation (Details - Stock HTML 36K
based compensation expense)
111: R86 14. Stock-Based Compensation (Details Narrative) HTML 46K
112: R87 15. Commitments and Contingencies (Details) HTML 80K
113: R88 15. Commitments and Contingencies (Details HTML 58K
Narrative)
114: R89 16. Fair Value Measurements (Details - Significant HTML 52K
Assumptions and Fair Value)
115: R90 16. Fair Value Measurements (Details - Other HTML 85K
derivatives)
116: R91 16. Fair Value Measurements (Details - Level 3) HTML 53K
117: R92 17. Parent Company Financials (Details - Balance HTML 121K
Sheet)
118: R93 17. Parent Company Financials (Details - Statement HTML 81K
of Operations)
119: R94 17. Parent Company Financials (Details - HTML 139K
Statements of Cash Flows)
120: R95 18. Quarterly Financial Data (Details) HTML 61K
122: XML IDEA XML File -- Filing Summary XML 208K
121: EXCEL IDEA Workbook of Financial Reports XLSX 125K
20: EX-101.INS XBRL Instance -- peix-20161231 XML 3.08M
22: EX-101.CAL XBRL Calculations -- peix-20161231_cal XML 285K
23: EX-101.DEF XBRL Definitions -- peix-20161231_def XML 1.06M
24: EX-101.LAB XBRL Labels -- peix-20161231_lab XML 1.52M
25: EX-101.PRE XBRL Presentations -- peix-20161231_pre XML 1.36M
21: EX-101.SCH XBRL Schema -- peix-20161231 XSD 250K
123: ZIP XBRL Zipped Folder -- 0001683168-17-000577-xbrl Zip 242K
EXHIBIT 31.2
CERTIFICATION
I, Bryon T. McGregor, certify that:
1. I have reviewed this Annual Report on Form 10-K of Pacific Ethanol, Inc.;
2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the period covered by this report;
3. Based on my knowledge, the financial statements, and other financial information included in this report, fairly present in all material respects the financial condition, results of operations and cash flows of the registrant as of, and for, the periods presented in this report;
4. The registrant’s other certifying officers and I are responsible for establishing and maintaining disclosure controls and procedures (as defined in Exchange Act Rules 13a-15(e) and 15d-15(e)) and internal control over financial reporting (as defined in Exchange Act Rules 13a-15(f) and 15d-15(f)) for the registrant and have:
(a) Designed such disclosure controls and procedures, or caused such disclosure controls and procedures to be designed under our supervision, to ensure that material information relating to the registrant, including its consolidated subsidiaries, is made known to us by others within those entities, particularly during the period in which this report is being prepared;
(b) Designed such internal control over financial reporting, or caused such internal control over financial reporting to be designed under our supervision, to provide reasonable assurance regarding the reliability of financial reporting and the preparation of financial statements for external purposes in accordance with generally accepted accounting principles;
(c) Evaluated the effectiveness of the registrant’s disclosure controls and procedures and presented in this report our conclusions about the effectiveness of the disclosure controls and procedures, as of the end of the period covered by this report based on such evaluation; and
(d) Disclosed in this report any change in the registrant’s internal control over financial reporting that occurred during the registrant’s most recent fiscal quarter (the registrant’s fourth fiscal quarter in the case of an annual report) that has materially affected, or is reasonably likely to materially affect, the registrant’s internal control over financial reporting; and
5. The registrant’s other certifying officer(s) and I have disclosed, based on our most recent evaluation of internal control over financial reporting, to the registrant’s auditors and the audit committee of the registrant’s board of directors (or persons performing the equivalent functions):
(a) All significant deficiencies and material weaknesses in the design or operation of internal control over financial reporting which are reasonably likely to adversely affect the registrant’s ability to record, process, summarize and report financial information; and
(b) Any fraud, whether or not material, that involves management or other employees who have a significant role in the registrant’s internal control over financial reporting.
Date: March 15, 2017
| Bryon T. McGregor | |
| Chief Financial Officer (Principal Financial and Accounting Officer) |
C:
| C: |
| This ‘10-K’ Filing | Date | Other Filings | ||
|---|---|---|---|---|
 | ||||
| Filed on: | 3/15/17 | 4 | ||
| For Period end: | 12/31/16 | |||
| List all Filings | ||||
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