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As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 10/28/20 SPI Energy Co., Ltd. 6-K 10/27/20 3:323K GlobalOne Filings Inc/FA |
Document/Exhibit Description Pages Size
1: 6-K Current, Quarterly or Annual Report by a Foreign HTML 11K
Issuer
2: EX-10.1 Deed of Settlement and Release HTML 162K
3: EX-99.1 Press Release HTML 8K
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549
FORM 6-K
REPORT OF FOREIGN PRIVATE ISSUER
PURSUANT TO RULE 13a-16 OR 15d-16 UNDER
THE SECURITIES EXCHANGE ACT OF 1934
For the Month of October 2020
Commission File No.: 001-37678
SPI ENERGY CO., LTD.
#1128, 11/F, No. 52 Hung To Road
Kwun Tong, Kowloon
Hong Kong S.A.R.
(Address of Principal Executive Offices.)
Indicate by check mark whether the registrant files or will file annual reports under cover Form 20-F or Form 40-F.
Form 20-F ☒ Form 40-F ☐
Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1): ____
Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7): _____
C:
| C: |
Other Information
On October 27, 2020, the registrant announced that its board of directors approved the company’s plan to spin off its Solar Juice Co., Ltd. subsidiary through an initial public offering and that the registrant has entered into a settlement deed with the minority stockholders of Solar Juice Pty Ltd, the registrant’s 80% owned subsidiary in Australia. Copies of the settlement deed and the press release are attached hereto as exhibits 10.1 and 99.1.
C:
| C: 2 |
| Exhibit No. | Description | |
| 10.1 | Settlement Deed | |
| 99.1 | Press Release, dated October 27, 2020 |
C:
| 3 |
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
| SPI Energy Co., Ltd. | |||
| By | : |
/s/ Xiaofeng Peng | |
| Name | : | Xiaofeng Peng | |
| Title | : | Chief Executive Officer | |
Date: October 28, 2020
C:
| 4 |
| This ‘6-K’ Filing | Date | Other Filings | ||
|---|---|---|---|---|
 | ||||
| Filed on: | 10/28/20 | None on these Dates | ||
| For Period end: | 10/27/20 | |||
| List all Filings | ||||
As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 4/14/23 SPI Energy Co., Ltd. 10-K 12/31/22 129:11M GlobalOne Filings Inc/FA 4/01/22 SPI Energy Co., Ltd. 10-K 12/31/21 133:11M GlobalOne Filings Inc/FA 11/23/21 SPI Energy Co., Ltd. 20-F/A 12/31/20 127:8.2M GlobalOne Filings Inc/FA 10/29/21 SPI Energy Co., Ltd. 20-F/A 12/31/20 126:13M GlobalOne Filings Inc/FA 6/16/21 SPI Energy Co., Ltd. F-3/A 2:419K GlobalOne Filings Inc/FA 4/29/21 SPI Energy Co., Ltd. 20-F 12/31/20 128:8.1M GlobalOne Filings Inc/FA 2/18/21 SPI Energy Co., Ltd. F-3 4:511K GlobalOne Filings Inc/FA 2/10/21 SPI Energy Co., Ltd. 424B5 1:410K GlobalOne Filings Inc/FA 12/04/20 SPI Energy Co., Ltd. 424B5 1:405K GlobalOne Filings Inc/FA |