SEC Info  
    Home      Search      My Interests      Help      Sign In      Please Sign In

HFactor, Inc. – ‘8-K’ for 10/8/21

On:  Friday, 10/8/21, at 9:19pm ET   ·   As of:  10/12/21   ·   For:  10/8/21   ·   Accession #:  1683168-21-4771   ·   File #:  0-33467

Previous ‘8-K’:  ‘8-K’ on 8/11/21 for 8/9/21   ·   Next:  ‘8-K’ on / for 11/18/21   ·   Latest:  ‘8-K’ on 10/13/23 for 8/15/23   ·   11 References:   

Find Words in Filings emoji
 
  in    Show  and   Hints

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

10/12/21  Ficaar, Inc.                      8-K:1,9    10/08/21   13:478K                                   GlobalOne Filings Inc/FA

Current Report   —   Form 8-K

Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 8-K         Current Report                                      HTML     29K 
 5: EX-10.1     Boot Capital Securities Purchase Agreement Dated    HTML     53K 
                October 4, 2021                                                  
 6: EX-10.2     Boot Capital Convertible Promissory Note Dated      HTML     66K 
                October 4, 2021                                                  
 7: EX-10.3     Boot Capital Warrant Dated October 4, 2021          HTML     54K 
 9: R1          Cover                                               HTML     46K 
11: XML         IDEA XML File -- Filing Summary                      XML     12K 
 8: XML         XBRL Instance -- ficaar_8k_htm                       XML     15K 
10: EXCEL       IDEA Workbook of Financial Reports                  XLSX      6K 
 3: EX-101.LAB  XBRL Labels -- fcaa-20211008_lab                     XML     97K 
 4: EX-101.PRE  XBRL Presentations -- fcaa-20211008_pre              XML     64K 
 2: EX-101.SCH  XBRL Schema -- fcaa-20211008                         XSD     13K 
12: JSON        XBRL Instance as JSON Data -- MetaLinks               25±    33K 
13: ZIP         XBRL Zipped Folder -- 0001683168-21-004771-xbrl      Zip     54K 


‘8-K’   —   Current Report


This is an HTML Document rendered as filed.  [ Alternative Formats ]



 iX:   C:   C:   C:   C:   C:   C:   C:   C: 
 i 0001144546  i false 0001144546 2021-10-08 2021-10-08 iso4217:USD xbrli:shares iso4217:USD xbrli:shares

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

 

FORM  i 8-K

 

CURRENT REPORT

Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934

 

Date of Report:  i October 8, 2021

(Date of earliest event reported)

 

 i FICAAR, INC.

(Exact name of registrant as specified in its charter)

 

 i Georgia    i 000-1144546    i 58-2634747
(State or other jurisdiction
of Incorporation)
  (Commission
File Number)
  (IRS Employer
Identification No.)

 

 

 i 244 Madison Ave, #1249

 i New York,  i NY  i 10016

(Address of principal executive offices)

 

 i (516)  i 647-5171

(Registrant’s telephone number, including area code)

 

_________________________________

(Former name or former address, if changed since last report).

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

 i  Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
 i  Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
 i  Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
 i  Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

Securities registered pursuant to Section 12(b) of the Act:

 

Title of Class   Trading Symbol(s)   Name of each exchange on which registered/
 i Ficaar, Inc. Common Stock    i FCAA    i NONEOTC Markets: PINK

  

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter):

 

Emerging growth company  i 

 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

 

 

 C: 
   

 

 

Item 1.01 Entry into a Material Definitive Agreement. 

 

On October 4, 2021, FICAAR, Inc. (the “Company”) and Boot Capital LLC (“Boot”) entered into a Securities Purchase Agreement whereby Boot purchased a $252,000 convertible promissory note (the “Note”) and a warrant for the right to purchase an additional 300,000 shares of Company Common Stock, subject to adjustments for anti-dilution. Boot funded the note on October 8, 2021.

 

The Note has a term of twelve months and matures on the earlier of (i) October 4, 2022; and (ii) the date wherein the Company receives the initial $1,500,000 in a qualified offering pursuant to Regulation A of the Securities Act of 1933, as amended (the "Offering Date"). The Note accrues interest at a rate of 10% per annum, subject to increase to 22% per annum upon and during the occurrence of an event of default. Interest is payable at the Maturity Date.

 

The Note is convertible at any time after one hundred eighty (180) days, at the holder’s option, into shares of our common stock at a 30% discount to the lowest daily VWAP during the 10-day period immediately preceding conversion. The conversion price is also subject to adjustment due to certain events, including stock dividends, stock splits and in connection with the issuance by the Company of common stock or common stock equivalents at an effective price per share lower than the conversion price then in effect.

 

Each Warrant is exercisable beginning 180 days after the date of issuance and expiring on the second anniversary of the date of issuance at an initial exercise price of $0.55 per share. The exercise price is also subject to adjustment due to certain events, including stock dividends, stock splits and recapitalizations.

 

Boot has contractually agreed to restrict its ability to exercise the Warrants and convert the Note such that the number of shares of the Company common stock held by Boot and its affiliates after such conversion or exercise does not exceed 4.99% of the Company’s then issued and outstanding shares of common stock.

 

This summary of the agreement with Boot does not purport to be complete and is qualified in its entirety by reference to the Securities Purchase Agreement, Note, and Warrant that attached to this Information Statement on Form 8-K and incorporated herein by reference.

 

Item 9.01 Exhibits.

 

Exhibit No.   Description
10.1   Boot Capital Securities Purchase Agreement dated October 4, 2021
10.2   Boot Capital Convertible Promissory note dated October 4, 2021
10.3   Boot Capital Warrant dated October 4, 2021
104   Cover Page Interactive Data File (embedded within the Inline XBRL document).

 

 

SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this Report to be signed on its behalf by the undersigned hereunto duly authorized.

 

 

 

Dated: October 8, 2021

FICAAR, Inc.

 

By: /s/ Gail Levy

Gail Levy, CEO

 

 

 

 

 C: 
  C: 2 

 C: 

Dates Referenced Herein   and   Documents Incorporated by Reference

This ‘8-K’ Filing    Date    Other Filings
10/4/22None on these Dates
Filed as of:10/12/21
Filed on / For Period end:10/8/21
10/4/21
 List all Filings 


11 Subsequent Filings that Reference this Filing

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

11/15/23  HFactor, Inc.                     10-Q        9/30/23   57:3.3M                                   GlobalOne Filings Inc/FA
 8/14/23  HFactor, Inc.                     10-Q        6/30/23   57:3.1M                                   GlobalOne Filings Inc/FA
 5/22/23  HFactor, Inc.                     10-Q        3/31/23   58:3.1M                                   GlobalOne Filings Inc/FA
 4/17/23  HFactor, Inc.                     10-K       12/31/22   60:3.8M                                   GlobalOne Filings Inc/FA
11/21/22  HFactor, Inc.                     10-Q        9/30/22   59:3.2M                                   GlobalOne Filings Inc/FA
 8/15/22  HFactor, Inc.                     10-Q        6/30/22   58:3M                                     GlobalOne Filings Inc/FA
 5/19/22  HFactor, Inc.                     10-Q        3/31/22   56:2.9M                                   GlobalOne Filings Inc/FA
 4/14/22  HFactor, Inc.                     10-K       12/31/21   58:3.7M                                   GlobalOne Filings Inc/FA
12/10/21  HFactor, Inc.                     253G3                  3:557K                                   GlobalOne Filings Inc/FA
11/03/21  HFactor, Inc.                     1-A/A                  4:558K                                   GlobalOne Filings Inc/FA
11/01/21  HFactor, Inc.                     1-A        10/29/21    5:595K                                   GlobalOne Filings Inc/FA
Top
Filing Submission 0001683168-21-004771   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

Copyright © 2024 Fran Finnegan & Company LLC – All Rights Reserved.
AboutPrivacyRedactionsHelp — Thu., May 16, 4:42:29.1am ET